-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V5MNPZZMTHB8FZub0ygcFOzaOLEwWlezn6PLqkAGGEfJXoRZ1YnOnyEqbszx2lrm 32p9nKWWvq7MKavvJvfpnA== 0001061326-99-000010.txt : 19990210 0001061326-99-000010.hdr.sgml : 19990210 ACCESSION NUMBER: 0001061326-99-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990129 FILED AS OF DATE: 19990209 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WACKENHUT CORP CENTRAL INDEX KEY: 0000104030 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-DETECTIVE, GUARD & ARMORED CAR SERVICES [7381] IRS NUMBER: 590857245 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-05450 FILM NUMBER: 99525952 BUSINESS ADDRESS: STREET 1: 4200 WACKENHUT DRIVE STREET 2: #100 CITY: PALM BEACH GARDEN STATE: FL ZIP: 33410 BUSINESS PHONE: 5616225656 MAIL ADDRESS: STREET 1: 4200 WACKENHUT DR STREET 2: #100 CITY: PALM BEACH GARDEN STATE: FL ZIP: 33410 COMPANY DATA: COMPANY CONFORMED NAME: BERNSTEIN ALAN B CENTRAL INDEX KEY: 0001012994 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O WACKENHUT CORP STREET 2: 4200 WACKENHUT DRIVE #100 CITY: PALM BEACH GARDENS STATE: FL ZIP: 33410-4243 BUSINESS PHONE: 4076225656 MAIL ADDRESS: STREET 1: C/O WACKENHUT CORP STREET 2: 4200 WACKENHUT DRIVE #100 CITY: PALM BEACH GARDENS STATE: FL ZIP: 33410-4243 4 1 FORM 4 - JANUARY, 1999 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Bernstein, Alan B. c/o The Wackenhut Corporation 4200 Wackenhut Drive #100 Palm Beach Gardens, FL 33410-4243 USA 2. Issuer Name and Ticker or Trading Symbol The Wackenhut Corporation WAK and WAK B 3. IRS or Social Security Number of Reporting Person (Voluntary) ###-##-#### 4. Statement for Month/Year January, 1999 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Director, Executive Vice President and President Domestic Operations Group 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Series A Common Stock | | | | | | |500 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Series B Common Stock |1/25/9|A | |535 |A |0 (See Note|2,877 |D | | |9 | | | | | 1) | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Series B Common Stock |1/6/99|M | |900 |A |$6.160 |0 | | | - -----------------------------------------------------------------------------------------------------------------------------------| Series B Common Stock |1/6/99|D | |900 |D |$21.375 |0 | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Series B Common Stock | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| 1994 Options |6.16 |1/6/9|M | |900 |D |5/1/9|4/30/|Series B Com|900 | |22,583 |D | | | |9 | | | | |5 |04 |mon | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| 1995 Options |10.80 | | | | | |1/29/|1/27/| | | |16,250 |D | | | | | | | | |96 |05 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| 1996 Options |14.00 | | | | | |1/31/|1/29/| | | |14,000 |D | | | | | | | | |97 |06 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| 1998 Options |19.750 | | | | | |1/27/|1/26/| | | |20,000 |D | | | | | | | | |98 |08 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: NOTES: (1) Payment of Restricted Stock Unit award. SIGNATURE OF REPORTING PERSON /s/ Alan B. Bernstein By: J. P. Rowan as Attorney-In-Fact DATE 2/2/99 -----END PRIVACY-ENHANCED MESSAGE-----