0001061326-01-500073.txt : 20011112
0001061326-01-500073.hdr.sgml : 20011112
ACCESSION NUMBER: 0001061326-01-500073
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20011031
FILED AS OF DATE: 20011105
COMPANY DATA:
COMPANY CONFORMED NAME: RUFFLE JOHN F
CENTRAL INDEX KEY: 0001032011
STANDARD INDUSTRIAL CLASSIFICATION: []
DIRECTOR
FILING VALUES:
FORM TYPE: 4
BUSINESS ADDRESS:
STREET 1: 1170 EIGHTH AVENUE
CITY: BETHLEHEM
STATE: PA
ZIP: 18016-7699
MAIL ADDRESS:
STREET 1: 1170 EIGHTH AVENUE
CITY: BETHLEHEM
STATE: PA
ZIP: 18016-7699
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: WACKENHUT CORP
CENTRAL INDEX KEY: 0000104030
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-DETECTIVE, GUARD & ARMORED CAR SERVICES [7381]
IRS NUMBER: 590857245
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0103
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05450
FILM NUMBER: 1774742
BUSINESS ADDRESS:
STREET 1: 4200 WACKENHUT DRIVE
STREET 2: #100
CITY: PALM BEACH GARDEN
STATE: FL
ZIP: 33410
BUSINESS PHONE: 5616225656
MAIL ADDRESS:
STREET 1: 4200 WACKENHUT DR
STREET 2: #100
CITY: PALM BEACH GARDEN
STATE: FL
ZIP: 33410
4
1
edgar.txt
FORM 4 - 10/31/2001
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
( ) Check this box if no longer subject to Section 16.
Form 4 or Form 5 obligations may continue. See Instructions 1(b).
1. Name and Address of Reporting Person
Ruffle, John F.
c/o The Wackenhut Corporation
4200 Wackenhut Drive #100
Palm Beach Gardens, FL 33410
USA
2. Issuer Name and Ticker or Trading Symbol
The Wackenhut Corporation
WAK and WAK B
3. IRS or Social Security Number of Reporting Person (Voluntary)
###-##-####
4. Statement for Month/Year
10/31/2001
5. If Amendment, Date of Original (Month/Year)
6. Relationship of Reporting Person(s) to Issuer (Check all applicable)
(X) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other
(specify below)
Director
7. Individual or Joint/Group Filing (Check Applicable Line)
(X) Form filed by One Reporting Person
( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________
Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
___________________________________________________________________________________________________________________________________|
1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect |
| Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership |
| | | | Beneficially |(D)or | |
| | | | | A/| | Owned at |Indir | |
| Date |Code|V| Amount | D | Price | End of Month |ect(I)| |
___________________________________________________________________________________________________________________________________|
Series A Common Stock | | | | | | |500 |D | |
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Series B Common Stock | | | | | | |1,000 |D | |
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___________________________________________________________________________________________________________________________________|
___________________________________________________________________________________________________________________________________
Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned |
___________________________________________________________________________________________________________________________________|
1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of|
Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect |
|or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial |
|cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership |
|Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | |
|Deriva- | | | |Date |Expir| | |ficially |Ind| |
|tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| |
|Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | |
|rity |Date |Code|V| Amount | |ble | | | |Month |(I)| |
___________________________________________________________________________________________________________________________________|
Phantom Stock Units |18.000 |10/01|A | |138.889 |A | | |Series B Com|138.889| |3,218.306 |D | |
| |/2001| | | | | | |mon | | | | | |
-----------------------------------------------------------------------------------------------------------------------------------|
Director Stock Option |22.625 | | | | | |4/24/|4/23/|Series B Com| | |2,000 |D | |
(Right to Buy) | | | | | | |98 |08 |mon | | | | | |
-----------------------------------------------------------------------------------------------------------------------------------|
Director Stock Option |17.500 | | | | | |5/7/9|5/6/0|Series B Com| | |2,000 |D | |
(Right to Buy) | | | | | | |9 |9 |mon | | | | | |
-----------------------------------------------------------------------------------------------------------------------------------|
Director Stock Option |9.3750 | | | | | |5/5/0|5/4/1|Series B Com| | |10,000 |D | |
(Right to Buy) | | | | | | |0 |0 |mon | | | | | |
-----------------------------------------------------------------------------------------------------------------------------------|
Director Stock Option |11.7400 | | | | | |5/4/0|5/3/1|Series B Com| | |5,000 |D | |
(Right to Buy) | | | | | | |1 |1 |mon | | | | | |
-----------------------------------------------------------------------------------------------------------------------------------|
| | | | | | | | | | | | | | |
___________________________________________________________________________________________________________________________________|
Explanation of Responses:
SIGNATURE OF REPORTING PERSON
/s/ John F. Ruffle BY F. E. Finizia as Attorney-in-Fact
DATE
11/05/2001