-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UFP/jrKFqEPCIqzToa5KQVuk22kR7WFzGqEca/8JyOsxDXYwEhq46fQeYblpYuC+ z4ySyr8BtALOuvClhgfsFw== /in/edgar/work/20000606/0001061326-00-000064/0001061326-00-000064.txt : 20000919 0001061326-00-000064.hdr.sgml : 20000919 ACCESSION NUMBER: 0001061326-00-000064 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000531 FILED AS OF DATE: 20000606 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WACKENHUT CORP CENTRAL INDEX KEY: 0000104030 STANDARD INDUSTRIAL CLASSIFICATION: [7381 ] IRS NUMBER: 590857245 STATE OF INCORPORATION: FL FISCAL YEAR END: 0103 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-05450 FILM NUMBER: 649681 BUSINESS ADDRESS: STREET 1: 4200 WACKENHUT DRIVE STREET 2: #100 CITY: PALM BEACH GARDEN STATE: FL ZIP: 33410 BUSINESS PHONE: 5616225656 MAIL ADDRESS: STREET 1: 4200 WACKENHUT DR STREET 2: #100 CITY: PALM BEACH GARDEN STATE: FL ZIP: 33410 COMPANY DATA: COMPANY CONFORMED NAME: HOWARD TIMOTHY J CENTRAL INDEX KEY: 0001092857 STANDARD INDUSTRIAL CLASSIFICATION: [7381 ]OFFICER IRS NUMBER: 266982988 STATE OF INCORPORATION: FL FISCAL YEAR END: 0103 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 4200 WACKENHUT DRIVE STREET 2: #100 CITY: PALM BEACH GARDEN STATE: FL ZIP: 33410 BUSINESS PHONE: 5616225656 MAIL ADDRESS: STREET 1: 4200 WACKENHUT DR STREET 2: #100 CITY: PALM BEACH GARDEN STATE: FL ZIP: 33410 4 1 0001.txt FORM 4 - MAY, 2000 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Howard, Timothy J. c/o The Wackenhut Corporation 4200 Wackenhut Drive #100 Palm Beach Gardens, FL 33410 USA 2. Issuer Name and Ticker or Trading Symbol The Wackenhut Corporation WAK and WAK B 3. IRS or Social Security Number of Reporting Person (Voluntary) ###-##-#### 4. Statement for Month/Year May, 2000 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Senior Vice President, General Counsel and Assistant Secretary 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| 1999 Series B Restricted | | | | | | | 447 (1) |D | | Stock Units | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| 2000 Series B Restricted | | | | | | | 1,362 (1) |D | | Stock Units | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Employee Stock Option | | | | | | | | | | | | | | | (Right to Buy) | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| 1997 Series B Option| | | | | | |1/28/|1/27/| | | |6,000 |D | | s | | | | | | |97 |07 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| 1998 Series B Option| | | | | | |1/27/|1/26/| | | |8,000 |D | | s | | | | | | |98 |08 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| 1999 Series B Option| | | | | | |2/18/|1/17/| | | |8,000 |D | | s | | | | | | |00 |09 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| 2000 Series B Option| | | | | | |2/17/|2/16/| | | |22,500 |D | | s | | | | | | |00 |10 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| 2000 (May) Series B |9.3750 |5/5/0|A | |2,500 |A |5/5/0|5/4/1|Series B Com|2,500 | |2,500 |D | | Options | |0 | | | | |0 |0 |mon | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| 1999 Series B Performa| | | | | | |(2) |2/17/| | | |894 (2) | D | | nce Shares | | | | | | | |02 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| 2000 Series B Performa| | | | | | |(2) |2/16/| | | | 2,725 (2) |D | | nce Shares | | | | | | | |03 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: NOTES: (1) Restricted Stock Units to be earned under the Long Term Key Employee Incentive Stock Option Plan based upon EPS growth in three year measurement period. (2) Performance Shares provide for vesting and conversion factor based upon the issuers EPS growth in three year measurement period. SIGNATURE OF REPORTING PERSON /s/ Timothy J. Howard BY F. E. Finizia as Attorney-in-Fact DATE 6/5/00 -----END PRIVACY-ENHANCED MESSAGE-----