-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GHhY0HsNjJtuTJyNOYEE3LMBXL1CznCW9OgYaIgJFzxk/v7olzOwYDlgMA2VqV2/ jtyXnHrB9DvtHB+V1g/cQw== 0001061326-99-000013.txt : 19990212 0001061326-99-000013.hdr.sgml : 19990212 ACCESSION NUMBER: 0001061326-99-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990129 FILED AS OF DATE: 19990211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WACKENHUT CORP CENTRAL INDEX KEY: 0000104030 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-DETECTIVE, GUARD & ARMORED CAR SERVICES [7381] IRS NUMBER: 590857245 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-05450 FILM NUMBER: 99530544 BUSINESS ADDRESS: STREET 1: 4200 WACKENHUT DRIVE STREET 2: #100 CITY: PALM BEACH GARDEN STATE: FL ZIP: 33410 BUSINESS PHONE: 5616225656 MAIL ADDRESS: STREET 1: 4200 WACKENHUT DR STREET 2: #100 CITY: PALM BEACH GARDEN STATE: FL ZIP: 33410 COMPANY DATA: COMPANY CONFORMED NAME: ROWAN JAMES P CENTRAL INDEX KEY: 0001016170 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O WACKENHUT CORP STREET 2: 4200 WACKENHUT DR SUITE 100 CITY: PALM BEACH GARDENS STATE: FL ZIP: 33410-4243 MAIL ADDRESS: STREET 1: C/O WACKENHUT CORP STREET 2: 4200 WACKENHUT DR SUITE 100 CITY: PALM BEACH GARDENS STATE: FL ZIP: 33410-4243 4 1 FORM 4 - JANUARY, 1999 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Rowan, James P. c/o The Wackenhut Corporation 4200 Wackenhut Drive #100 Palm Beach Gardens, FL 33410-4243 USA 2. Issuer Name and Ticker or Trading Symbol The Wackenhut Corporation WAK and WAK B 3. IRS or Social Security Number of Reporting Person (Voluntary) ###-##-#### 4. Statement for Month/Year January, 1999 5. If Amendment, Date of Original (Month/Year) 2/8/99 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Vice President, General Counsel and Assistant Secretary 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Series B Common Stock |1/4/99|M | |3,800 |A |$6.160 |0 | | | - -----------------------------------------------------------------------------------------------------------------------------------| Series B Common Stock |1/4/99|D | |3,800 |D |$21.500 |0 | | | - -----------------------------------------------------------------------------------------------------------------------------------| Series B Common Stock |1/5/99|M | |15,200 |A |$8.144 (1) |0 | | | - -----------------------------------------------------------------------------------------------------------------------------------| Series B Common Stock |1/5/99|D | |15,200 |D |$21.332 |0 | | | - -----------------------------------------------------------------------------------------------------------------------------------| Series B Common Stock |1/6/99|M | |100 |A |$10.800 |0 | | | - -----------------------------------------------------------------------------------------------------------------------------------| Series B Common Stock |1/6/99|D | |100 |D |$21.250 |0 | | | - -----------------------------------------------------------------------------------------------------------------------------------| Series B Common Stock |1/22/9|M | |15,600 |A |$14.158 (2)|0 | | | |9 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Series B Common Stock |1/22/9|D | |15,600 |D |$20.768 (3)|0 | | | |9 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Series B Common Stock |1/25/9|M | |800 |A |$15.250 |0 | | | |9 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Series B Common Stock |1/25/9|D | |800 |D |$20.875 |0 | | | |9 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Phantom Stock Units | | | | | | | | | | | |1,098 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Series B Common Stock | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| 1994 Options |$6.160 |See N|M | |12,500 |D |4/30/|4/29/| | | |0 |D | | | |ote 4| | | | |94 |04 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| 1995 Options |$10.800 |See N|M | |7,500 |D |1/28/|1/27/| | | |0 |D | | | |ote 5| | | | |95 |05 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| 1996 Options |$14.000 |See N|M | |12,000 |D |1/30/|1/29/| | | |0 |D | | | |ote 6| | | | |98 |06 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| 1997 Options |$15.250 |See N|M | |5,300 |D |1/28/|1/27/| | | |6,700 |D | | | |ote 7| | | | |97 |07 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| 1998 Options |$19.750 | | | | | |1/27/|1/12/| | | |15,000 |D | | | | | | | | |98 |08 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: NOTE: (1) Weighted average price for 8,700 shares at $6.16 and 6,500 shares at $10.80. (2) Weighted average price for 900 shares at $10.800, 12,000 shares at $14.000 and 4,500 shares at $15.250. (3) Weighted average price for 10,000 shares at $20.625, 4,900 shares at $21.000 and 2,500 shares at $20.885 (4) Employee Stock Options exercised and sold: 3,800 on 1/4/99 at $21.500 and 8,700 on 1/5/99 at $21.332. (5) Employee Stock Options exercised and sold, 100 on 1/6/99 at $21.250 and 900 on 1/22/99 at $20.625. (6) Employee Stock Options exercised and sold, 9,100 on 1/22/99 at $20.625 and 2,900 on 1/22/99 at $21.000. (7) Employee Stock Options exercised and sold, 2,000 on 1/22/99 at $21.000, 2,500 on 1/22/99 at $20.885 and 800 on 1/25/99 at $20.875. SIGNATURE OF REPORTING PERSON /s/ James P. Rowan DATE 2/11/99 -----END PRIVACY-ENHANCED MESSAGE-----