-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LCgCG7f2YJtpu427yZ33Mi0WNrC0cKD+x+DovhOA3YbwlWDM1PWZLmCnCnsAM00J LDWQGAqYgxCg5agS8WHhcw== 0001012997-97-000002.txt : 19971007 0001012997-97-000002.hdr.sgml : 19971007 ACCESSION NUMBER: 0001012997-97-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970930 FILED AS OF DATE: 19971006 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WACKENHUT CORP CENTRAL INDEX KEY: 0000104030 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-DETECTIVE, GUARD & ARMORED CAR SERVICES [7381] IRS NUMBER: 590857245 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-05450 FILM NUMBER: 97691024 BUSINESS ADDRESS: STREET 1: 4200 WACKENHUT DRIVE STREET 2: #100 CITY: PALM BEACH GARDEN STATE: FL ZIP: 33410 BUSINESS PHONE: 4026916429 MAIL ADDRESS: STREET 1: 4200 WACKENHUT DR STREET 2: #100 CITY: PALM BEACH GARDEN STATE: FL ZIP: 33410 COMPANY DATA: COMPANY CONFORMED NAME: KNEIP ROBERT C CENTRAL INDEX KEY: 0001012997 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O WACKENHUT CORP STREET 2: 4200 WACKENHUT DRIVE #100 CITY: PALM BEACH GARDENS STATE: FL ZIP: 33410-4243 BUSINESS PHONE: 4076225656 MAIL ADDRESS: STREET 1: C/O WACKENHUT CORP STREET 2: 4200 WACKENHUT DRIVE #100 CITY: PALM BEACH GARDENS STATE: FL ZIP: 33410-4243 4 1 FORM 4 - SEPTEMBER, 1997 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Kneip, Robert C. c/o The Wackenhut Corporation 4200 Wackenhut Drive #100 Palm Beach Gardens, FL 33410-4243 USA 2. Issuer Name and Ticker or Trading Symbol The Wackenhut Corporation WAK and WAK B 3. IRS or Social Security Number of Reporting Person (Voluntary) ###-##-#### 4. Statement for Month/Year September, 1997 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Senior Vice President, Corporate Planning and Development 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Series A Common Stock | | | | | | |0 |- | | - -----------------------------------------------------------------------------------------------------------------------------------| Series B Common Stock | | | | | | |333 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Phantom Stock Units |9/8/97|X | |454 |D |$62.9766 |0 | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Phantom Stock Units |62.9766 |9/8/9|x | |454 |D |8/22/|10/17|See Note 1 |454 | |0 |D | | | |7 | | | | |97 |/97 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Series B Common Stock | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| 1994 Options |6.160 | | | | | |5/1/9|4/30/| | | |18,750 (1) |D | | | | | | | | |5 |04 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| 1995 Options |10.800 | | | | | |1/29/|1/27/| | | |12,500 (1) |D | | | | | | | | |96 |05 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| 1996 Options |14.000 | | | | | |1/31/|1/29/| | | |12,000 |D | | | | | | | | |97 |06 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| 1997 Options |15.250 | | | | | |1/28/|1/27/| | | |12,000 |D | | | | | | | | |97 |07 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: Note: (1) One Phantom Stock Unit = 1 Series A Common plus 2.125 Series B Common. SIGNATURE OF REPORTING PERSON /s/ Robert C. Kneip BY: J. P. Rowan as Attorney-In-Fact DATE 10/3/97 -----END PRIVACY-ENHANCED MESSAGE-----