-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IAH746XwnqhEOn6VjzSNL8S5P7yBEM1tTh30WfZ760YqPNnhCYStvWD70+N6MUge Q0K2eo/8AsNmgo5EtbeC1A== 0001007701-97-000001.txt : 19970225 0001007701-97-000001.hdr.sgml : 19970225 ACCESSION NUMBER: 0001007701-97-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970204 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WACKENHUT CORP CENTRAL INDEX KEY: 0000104030 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-DETECTIVE, GUARD & ARMORED CAR SERVICES [7381] IRS NUMBER: 590857245 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05450 FILM NUMBER: 97517537 BUSINESS ADDRESS: STREET 1: 4200 WACKENHUT DRIVE STREET 2: #100 CITY: PALM BEACH GARDEN STATE: FL ZIP: 33410 BUSINESS PHONE: 4026916429 MAIL ADDRESS: STREET 1: P O BOX 109603 CITY: PALM BEACH GARDEN STATE: FL ZIP: 33410 COMPANY DATA: COMPANY CONFORMED NAME: WACKENHUT GEORGE R CENTRAL INDEX KEY: 0001007701 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] DIRECTOR STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O WACKENHUT CORP STREET 2: 4200 WACKENHUT DRIVE #100 CITY: PALM BEACH GARDENS STATE: FL ZIP: 33410-4243 BUSINESS PHONE: 4076225656 MAIL ADDRESS: STREET 1: C/O WACKENHUT CORP STREET 2: 4200 WACKENHUT DRIVE #100 CITY: PALM BEACH GARDENS STATE: FL ZIP: 33410-4243 4 1 FORM 4 - JANUARY, 1997 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Wackenhut, George R. c/o The Wackenhut Corporation 4200 Wackenhut Drive #100 Palm Beach Gardens, FL 33410-4243 USA 2. Issuer Name and Ticker or Trading Symbol The Wackenhut Corporation WAK and WAK B 3. IRS or Social Security Number of Reporting Person (Voluntary) ###-##-#### 4. Statement for Month/Year January, 1997 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director (X) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Chairman of the Board and Chief Executive Officer 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Series A Common Stock | | | | | | |980,968 |D |(1) | - -----------------------------------------------------------------------------------------------------------------------------------| Series A Common Stock | | | | | | |948,638 |D |(2) | - -----------------------------------------------------------------------------------------------------------------------------------| Series B Common Stock | | | | | | |1,358,065 |D |(1) | - -----------------------------------------------------------------------------------------------------------------------------------| Series B Common Stock | | | | | | |15,855 |D |(2) | - -----------------------------------------------------------------------------------------------------------------------------------| Series B Common Stock | | | | | | |731,276 |I | | - -----------------------------------------------------------------------------------------------------------------------------------| Series B Common Stock | | | | | | |0 |D |By spouse | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Phantom Stock Units | | | | | | | | | | | |14,364 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| (as reported on Form| | | | | | | | | | | | | | | 5 filed 2/8/92) | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ( Adjustment for sto| | | | | | | | | | | | | | | ck dividends will | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| be made at time o| | | | | | | | | | | | | | | f payment.) | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Series B Common Stock | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| 1994 Options (3) |6.160 | | | | | |5/1/9|4/30/| | | |34,375 |D | | | | | | | | |4 |04 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| 1995 Options (3) |10.800 | | | | | |1/29/|1/27/| | | |25,000 |D | | | | | | | | |95 |05 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| 1996 Options |14.000 | | | | | |1/31/|1/29/| | | |18,000 |D | | | | | | | | |96 |06 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| 1997 Options |15.250 |1/28/|A | |22,000 |A |1/28/|1/27/|Series B Com|22,000 | |22,000 |D | | | |97 | | | | |97 |07 |mon | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: NOTES: (1) On December 29, 1995, George R. Wackenhut transferred legal title to 980,968 Series A shares and 1,358,065 Series B Shares to the trustees of the George R. Wackenhut Retained Annuity Trust u/a dated December 22, 1995, retaining bebeficial ownership thereof. (2) On December 29, 1995, Ruth J. Wackenhut, spouse of George R. Wackenhut living in the same household, transferred legal title to 948,638 Series A shares and 1,305,741 Series B shares to the Ruth J. Wackenhut to the trustees of the Ruth J. Wackenhut Retained Annuity Trust u/a dated December 22, 1995, retaining beneficial ownership thereof. (3) Options Adjusted for Stock Dividend. SIGNATURE OF REPORTING PERSON /s/ George R. Wackenhut BY: J. P. Rowan as Attorney-In-Fact DATE 2/4/97 -----END PRIVACY-ENHANCED MESSAGE-----