0001140361-15-017021.txt : 20150430 0001140361-15-017021.hdr.sgml : 20150430 20150430160741 ACCESSION NUMBER: 0001140361-15-017021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150429 FILED AS OF DATE: 20150430 DATE AS OF CHANGE: 20150430 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Apigee Corp CENTRAL INDEX KEY: 0001324772 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 201367539 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 SOUTH ALMADEN BLVD. STREET 2: 16TH FLOOR CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 408-343-7300 MAIL ADDRESS: STREET 1: 10 SOUTH ALMADEN BLVD. STREET 2: 16TH FLOOR CITY: SAN JOSE STATE: CA ZIP: 95113 FORMER COMPANY: FORMER CONFORMED NAME: Sonoa Systems Inc DATE OF NAME CHANGE: 20050425 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Third Point LLC CENTRAL INDEX KEY: 0001040273 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37346 FILM NUMBER: 15818538 BUSINESS ADDRESS: STREET 1: 390 PARK AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122247400 MAIL ADDRESS: STREET 1: 390 PARK AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: THIRD POINT MANAGEMENT CO LLC DATE OF NAME CHANGE: 19970602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Loeb Daniel S CENTRAL INDEX KEY: 0001300345 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37346 FILM NUMBER: 15818539 MAIL ADDRESS: STREET 1: THIRD POINT LLC STREET 2: 390 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc1.xml FORM 4 X0306 4 2015-04-29 0 0001324772 Apigee Corp APIC 0001300345 Loeb Daniel S 390 PARK AVENUE NEW YORK NY 10022 0 0 1 0 0001040273 Third Point LLC 390 PARK AVENUE NEW YORK NY 10022 0 0 1 0 Common Stock, $0.001 par value per share 2015-04-29 4 P 0 300000 17 A 300000 I See footnote Common Stock, $0.001 par value per share 2015-04-29 4 C 0 1596856 A 1896856 I See footnote Common Stock, $0.001 par value per share 2015-04-29 4 C 0 319211 A 2216067 I See footnote Common Stock, $0.001 par value per share 2015-04-29 4 C 0 292276 A 2508343 I See footnote Common Stock, $0.001 par value per share 2015-04-29 4 C 0 266893 A 2775236 I See footnote Common Stock, $0.001 par value per share 2015-04-29 4 C 0 264562 A 3039798 I See footnote Common Stock, $0.001 par value per share 2015-04-29 4 C 0 126753 A 3166551 I See footnote Series C Convertible Preferred Stock 2015-04-29 4 C 0 1596856 0 D Common Stock 1596856 0 I See footnote Series D Convertible Preferred Stock 2015-04-29 4 C 0 319211 0 D Common Stock 319211 0 I See footnote Series E Convertible Preferred Stock 2015-04-29 4 C 0 292276 0 D Common Stock 292276 0 I See footnote Series F Convertible Preferred Stock 2015-04-29 4 C 0 266893 0 D Common Stock 266893 0 I See footnote Series G Convertible Preferred Stock 2015-04-29 4 C 0 264562 0 D Common Stock 264562 0 I See footnote Series H Convertible Preferred Stock 2015-04-29 4 C 0 122291 0 D Common Stock 126753 0 I See footnote The securities subject to the transactions disclosed in this Form 4 are owned by certain funds (the "Funds") managed by Third Point LLC ("Third Point"). Daniel S. Loeb is the Chief Executive Officer of Third Point. By reason of the provisions of Rule 16a-1 under the Securities Exchange Act of 1934, as amended, Third Point and Mr. Loeb may be deemed to be the beneficial owners of the securities beneficially owned by the Funds. Third Point and Mr. Loeb hereby disclaim beneficial ownership of all such securities, except to the extent of any indirect pecuniary interest therein. In connection with the completion of the Issuer's initial public offering of common stock, each share of Series C, D, E, F and G Convertible Preferred Stock automatically converted into one share of common stock of the Issuer immediately prior to the completion of the Issuer's initial public offering of common stock and has no expiration date. In connection with the completion of the Issuer's initial public offering of common stock, each share of Series H Convertible Preferred Stock automatically converted into 1.037 shares of common stock of the Issuer immediately prior to the completion of the Issuer's initial public offering of common stock and has no expiration date. List of Exhibits: Exhibit 99.1 - Joint Filer Information /s/ William Song, as Attorney-in-Fact for Daniel S. Loeb 2015-04-30 /s/ William Song, as Attorney-in-Fact for Daniel S. Loeb, chief executive officer of Third Point LLC 2015-04-30 EX-99.1 2 l14348748.htm JOINT FILER INFORMATION
Attachment to Form 4
JOINT FILER INFORMATION
Name and Address:
Third Point LLC
 
390 Park Avenue
 
New York, NY 10022
 
Date of Event Requiring Statement
04/29/15
Issuer and Ticker Symbol:
Apigee Corporation [APIC]
Relationship to Issuer:
10% Owner
Designated Filer:
 
Daniel S. Loeb
 
TABLE I INFORMATION
 
  
Title of Security:
Common Stock
Transaction Date:
April 29, 2015
Transaction Code:
P
Amount of Securities and Price:
300,000 at $17.00 per share
Securities Acquired (A) or Disposed of (D):
A
Amount of Securities Beneficially Owned
Following Reported Transactions:
300,000
  
Ownership Form:
I
Nature of Indirect Beneficial Ownership:
 
See Footnote (1) in the Form 4
 
Title of Derivative Security:
Series C Convertible Preferred Stock
Transaction Date:
April 29, 2015
Transaction Code:
C
Amount of Securities and Price:
1,596,856 at $0.00 per share
Securities Acquired (A) or Disposed of (D):
A
Following Reported Transactions:
1,896,856
Ownership Form:
I
Nature of Indirect Beneficial Ownership:
 
See Footnote (1) in the Form 4
 
Title of Derivative Security:
Series D Convertible Preferred Stock
Transaction Date:
April 29, 2015
Transaction Code:
C
Amount of Securities Beneficially Owned
319,211 at $0.00 per share
Securities Acquired (A) or Disposed of (D):
A
Following Reported Transactions:
2,216,067
Ownership Form:
I
Nature of Indirect Beneficial Ownership:
 
See Footnote (1) in the Form 4
 
Title of Derivative Security:
Series E Convertible Preferred Stock
Transaction Date:
April 29, 2015
Transaction Code:
C
Amount of Securities Beneficially Owned
292,276 at $0.00 per share
Securities Acquired (A) or Disposed of (D):
A
Following Reported Transactions:
2,508,343
Ownership Form:
I
Nature of Indirect Beneficial Ownership:
 
See Footnote (1) in the Form 4
 
 
 
 
Title of Derivative Security:
Series F Convertible Preferred Stock
Transaction Date:
April 29, 2015
Transaction Code:
C
Amount of Securities Beneficially Owned
266,893 at $0.00 per share
Securities Acquired (A) or Disposed of (D):
A
Following Reported Transactions:
2,775,236
Ownership Form:
I
Nature of Indirect Beneficial Ownership:
 
See Footnote (1) in the Form 4
 
Title of Derivative Security:
Series G Convertible Preferred Stock
Transaction Date:
April 29, 2015
Transaction Code:
C
Amount of Securities Beneficially Owned
264,562 at $0.00 per share
Securities Acquired (A) or Disposed of (D):
A
Following Reported Transactions:
3,039,798
Ownership Form:
I
Nature of Indirect Beneficial Ownership:
 
See Footnote (1) in the Form 4
 
Title of Derivative Security:
Series H Convertible Preferred Stock
Transaction Date:
April 29, 2015
Transaction Code:
C
Amount of Securities Beneficially Owned
126,753 at $0.00 per share
Securities Acquired (A) or Disposed of (D):
A
Following Reported Transactions:
3,166,551
Ownership Form:
I
Nature of Indirect Beneficial Ownership:
 
See Footnote (1) in the Form 4
 

Signature
 
THIRD POINT LLC
 
 
By:  DANIEL S. LOEB, Chief Executive Officer
 
 
By:         /s/ William Song                                 
 
Name:  William Song
 
Title:    Attorney-in-Fact