0001040197-22-000001.txt : 20220211
0001040197-22-000001.hdr.sgml : 20220211
20220211163032
ACCESSION NUMBER: 0001040197-22-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20211231
FILED AS OF DATE: 20220211
DATE AS OF CHANGE: 20220211
EFFECTIVENESS DATE: 20220211
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MAI Capital Management
CENTRAL INDEX KEY: 0001040197
IRS NUMBER: 611495162
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06392
FILM NUMBER: 22621620
BUSINESS ADDRESS:
STREET 1: 1360 E. NINTH STREET #1100
CITY: CLEVELAND
STATE: OH
ZIP: 44114
BUSINESS PHONE: 216-436-3500
MAIL ADDRESS:
STREET 1: 1360 E. NINTH STREET #1100
CITY: CLEVELAND
STATE: OH
ZIP: 44114
FORMER COMPANY:
FORMER CONFORMED NAME: MAI Wealth Advisors
DATE OF NAME CHANGE: 20080620
FORMER COMPANY:
FORMER CONFORMED NAME: MCCORMACK ADVISORS INTERNATIONAL
DATE OF NAME CHANGE: 20010216
FORMER COMPANY:
FORMER CONFORMED NAME: INVESTMENT ADVISORS INTERNATIONAL INC/OH
DATE OF NAME CHANGE: 19990322
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001040197
XXXXXXXX
12-31-2021
12-31-2021
MAI Capital Management
1360 E. NINTH STREET #1100
CLEVELAND
OH
44114
13F HOLDINGS REPORT
028-06392
N
Bryan Gregorich
Director - Investment Operations
216-920-4965
Bryan Gregorich
Cleveland
OH
02-11-2022
0
989
6206943
false
INFORMATION TABLE
2
inftable.xml
3M Company
CS
88579Y101
3029
17055
SH
SOLE
186
0
16869
A T & T Corp New
CS
00206R102
4811
195564
SH
SOLE
61540
0
134024
Abbott Laboratories
CS
002824100
46787
332435
SH
SOLE
64401
0
268033
AbbVie Inc.
CS
00287Y109
39812
294033
SH
SOLE
58805
0
235227
Accenture PLC Cl A
CS
G1151C101
34386
82948
SH
SOLE
8378
0
74570
Accenture PLC Cl A
CS
G1151C101
4021
9700
SH
Put
SOLE
0
0
9700
Activision Blizzard Inc
CS
00507V109
26971
405392
SH
SOLE
185435
0
219957
Activision Blizzard Inc
CS
00507V109
13
200
SH
Call
SOLE
0
0
200
Adamas Pharmaceuticals Inc Ten
CS
005cvr014
0
661325
SH
SOLE
549810
0
111515
Adamas Pharmaceuticals Inc Ten
CS
005cvr022
0
661325
SH
SOLE
549810
0
111515
Adobe Inc
CS
00724F101
42535
75010
SH
SOLE
19318
0
55692
Adobe Inc
CS
00724F101
794
1400
SH
Put
SOLE
0
0
1400
Advanced Micro Devices Inc.
CS
007903107
8230
57194
SH
SOLE
8698
0
48496
Advantego Corp
CS
00775n102
0
60000
SH
SOLE
0
0
60000
Adyen NV ADR
CS
00783v104
1074
40800
SH
SOLE
320
0
40480
Aerojet Rocketdyne Holdings In
CS
007800105
569
12174
SH
SOLE
0
0
12174
Affiliated Managers
CS
008252108
206
1253
SH
SOLE
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1253
Aflac Inc
CS
001055102
496
8491
SH
SOLE
1250
0
7241
Agilent Technologies
CS
00846U101
549
3441
SH
SOLE
0
0
3441
AIA Group Ltd ADR
CS
001317205
1153
28591
SH
SOLE
0
0
28591
Air Products & Chemicals Inc
CS
009158106
17285
56809
SH
SOLE
9030
0
47779
Akamai Tech
CS
00971T101
1864
15928
SH
SOLE
350
0
15578
Albemarle Corp
CS
012653101
281
1200
SH
SOLE
0
0
1200
Albertsons Companies Inc Class
CS
013091103
246
8142
SH
SOLE
0
0
8142
Albireo Pharma Inc
CS
01345p106
3250
139551
SH
SOLE
102996
0
36555
Alcon Inc.
CS
h01301128
1304
14966
SH
SOLE
310
0
14656
Alexandria Real Estate Equitie
CS
015271109
536
2403
SH
SOLE
128
0
2275
Alibaba Group Holding Limited
CS
01609w102
1277
10749
SH
SOLE
419
0
10330
Align Technology
CS
016255101
269
410
SH
SOLE
0
0
410
Allegion Plc
CS
g0176j109
691
5215
SH
SOLE
482
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4733
Allstate Corp
CS
020002101
518
4407
SH
SOLE
0
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4407
Allstate Corp
CS
020002101
153
1300
SH
Put
SOLE
0
0
1300
Ally Financial
CS
02005n100
447
9390
SH
SOLE
0
0
9390
Alphabet Inc Class A
CS
02079k305
86701
29927
SH
SOLE
15744
0
14183
Alphabet Inc Class C
CS
02079k107
104308
36048
SH
SOLE
11809
0
24239
Alphabet Inc Class C
CS
02079k107
289
100
SH
Call
SOLE
0
0
100
Alternative Energy Partners In
CS
02152E101
0
80000
SH
SOLE
0
0
80000
Altria Group Inc.
CS
02209S103
1760
37134
SH
SOLE
17038
0
20096
Alyn Corp
CS
022611107
0
160000
SH
SOLE
0
0
160000
Amadeus IT Holding SA ADR
CS
02263T104
663
9787
SH
SOLE
0
0
9787
Amazon.com
CS
023135106
140957
42274
SH
SOLE
12956
0
29318
Amazon.com
CS
023135106
1667
500
SH
Call
SOLE
0
0
500
Amazon.com
CS
023135106
333
100
SH
Call
SOLE
0
0
100
Amazon.com
CS
023135106
667
200
SH
Put
SOLE
0
0
200
Amazon.com
CS
023135106
1667
500
SH
Put
SOLE
0
0
500
Ambev Sa Adr
CS
02319V103
43
15228
SH
SOLE
0
0
15228
Ameren Corp.
CS
023608102
588
6605
SH
SOLE
0
0
6605
America Movil SA de CV ADR Ser
CS
02364W105
844
40000
SH
SOLE
0
0
40000
American Electric Power
CS
025537101
2011
22602
SH
SOLE
400
0
22202
American Express
CS
025816109
5826
35609
SH
SOLE
7731
0
27878
American International Group
CS
026874784
1523
26794
SH
SOLE
2206
0
24588
American Tower
CS
03027X100
23265
79540
SH
SOLE
13778
0
65761
American Water Works
CS
030420103
379
2007
SH
SOLE
0
0
2007
Americann Inc.
CS
030588107
54
105926
SH
SOLE
0
0
105926
Ameriprise Financial Inc
CS
03076C106
1342
4450
SH
SOLE
950
0
3500
Amerisource Bergen Corp.
CS
03073E105
414
3115
SH
SOLE
0
0
3115
Ametek Inc
CS
031100100
2475
16829
SH
SOLE
200
0
16629
Amgen Inc
CS
031162100
7859
34932
SH
SOLE
10577
0
24354
Amphenol Corp
CS
032095101
268
3065
SH
SOLE
250
0
2815
Analog Devices Inc
CS
032654105
287
1634
SH
SOLE
202
0
1432
Anheuser-Busch InBev
CS
03524A108
570
9416
SH
SOLE
8380
0
1036
Annaly Capital Management Inc
CS
035710409
1561
199673
SH
SOLE
115127
0
84546
Ansys Inc
CS
03662Q105
267
665
SH
SOLE
0
0
665
Antares Pharma Inc
CS
036642106
50
14000
SH
SOLE
0
0
14000
Antero Midstream Corp
CS
03676b102
645
66600
SH
SOLE
0
0
66600
Anthem, Inc
CS
036752103
1817
3920
SH
SOLE
100
0
3820
Aon Corp
CS
g0403h108
865
2877
SH
SOLE
0
0
2877
APA Corp
CS
03743q108
336
12509
SH
SOLE
400
0
12109
Apple Inc
CS
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243185
1369514
SH
SOLE
192978
0
1176536
Apple Inc
CS
037833100
355
2000
SH
Call
SOLE
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0
2000
Apple Inc
CS
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231
1300
SH
Call
SOLE
0
0
1300
Apple Inc
CS
037833100
36
200
SH
Call
SOLE
0
0
200
Apple Inc
CS
037833100
3924
22100
SH
Put
SOLE
1400
0
20700
Apple Inc
CS
037833100
977
5500
SH
Put
SOLE
0
0
5500
Applied Industrial Technologie
CS
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894
8701
SH
SOLE
0
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8701
Applied Materials
CS
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192170
SH
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Applied Materials
CS
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300
SH
Call
SOLE
0
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300
Applied Materials
CS
038222105
31
200
SH
Call
SOLE
0
0
200
Aptiv PLC
CS
g6095l109
669
4053
SH
SOLE
0
0
4053
Arch Capital Group
CS
G0450A105
354
7963
SH
SOLE
0
0
7963
Archer Daniels Midland Co.
CS
039483102
3532
52249
SH
SOLE
0
0
52249
Ares Capital Corp
CS
04010L103
491
23188
SH
SOLE
210
0
22978
Arthur J. Gallagher
CS
363576109
204
1205
SH
SOLE
0
0
1205
Artificial Intelligence Techno
CS
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1
59696
SH
SOLE
0
0
59696
Asbury Automotive
CS
043436104
820
4749
SH
SOLE
383
0
4366
Ashland Global Holdings Inc
CS
044186104
394
3663
SH
SOLE
0
0
3663
Asia Broadband
CS
04518l100
8
50000
SH
SOLE
0
0
50000
ASML Holding N.V.
CS
N07059210
2312
2904
SH
SOLE
161
0
2743
Aspen Technology Inc.
CS
045327103
308
2025
SH
SOLE
0
0
2025
Astrazeneca
CS
046353108
337
5789
SH
SOLE
292
0
5497
Athersys Inc.
CS
04744L106
142
156986
SH
SOLE
156986
0
0
Atlas Copco AB ADR
CS
049255706
1093
15768
SH
SOLE
0
0
15768
Atlas Corp
CS
y0436q109
351
24761
SH
SOLE
0
0
24761
Atlassian Corp. PLC
CS
g06242104
832
2183
SH
SOLE
0
0
2183
Atmos Energy Corp
CS
049560105
249
2378
SH
SOLE
0
0
2378
AtriCure Inc
CS
04963c209
963
13845
SH
SOLE
891
0
12954
Atrion Corp
CS
049904105
770
1092
SH
SOLE
1080
0
12
Autodesk
CS
052769106
18631
66257
SH
SOLE
25674
0
40583
Automatic Data Processing
CS
053015103
2082
8443
SH
SOLE
1215
0
7228
Autozone Inc
CS
053332102
843
402
SH
SOLE
16
0
386
Azenta Inc
CS
114340102
945
9165
SH
SOLE
815
0
8350
Baidu ADR
CS
056752108
2074
13936
SH
SOLE
0
0
13936
Banco Bilbao Vis ADR
CS
05946K101
105
17956
SH
SOLE
0
0
17956
Banco Santander SA ADR
CS
05964H105
63
19181
SH
SOLE
0
0
19181
Bank of America Corp
CS
060505104
27537
618949
SH
SOLE
173925
0
445024
Bank of America Corp
CS
060505104
31
700
SH
Call
SOLE
0
0
700
Bank of America Corp
CS
060505104
13
300
SH
Call
SOLE
0
0
300
Bank of New York Mellon
CS
064058100
368
6331
SH
SOLE
522
0
5809
Bank of Nova Scotia
CS
064149107
583
8127
SH
SOLE
7000
0
1127
Bank OZK
CS
06417n103
2090
44917
SH
SOLE
38072
0
6845
Barrick Gold Corporation
CS
067901108
268
14104
SH
SOLE
3850
0
10254
Baxter International
CS
071813109
1518
17685
SH
SOLE
700
0
16985
Becton Dickinson & Company
CS
075887109
2534
10075
SH
SOLE
342
0
9733
Bentley Systems Inc
CS
08265t208
274
5664
SH
SOLE
0
0
5664
Berkley, W. R.
CS
084423102
338
4107
SH
SOLE
0
0
4107
Berkshire Hathaway
CS
084670108
2253
5
SH
SOLE
0
0
5
Berkshire Hathaway Class B
CS
084670702
30024
100415
SH
SOLE
13392
0
87023
Berkshire Htwy Cla100 Shs 1 Wh
CS
084990175
6760
1500
SH
SOLE
600
0
900
BHP Group Limited
CS
088606108
345
5719
SH
SOLE
0
0
5719
BioCube Inc
CS
09056u107
2
66666
SH
SOLE
0
0
66666
Biogen Inc
CS
09062X103
269
1122
SH
SOLE
188
0
934
Biomoda Inc- Bankrupt Eff 4/14
CS
090627100
0
10000
SH
SOLE
0
0
10000
Blackrock Inc
CS
09247X101
13624
14881
SH
SOLE
1837
0
13044
Blackstone Group Inc
CS
09260d107
5596
43248
SH
SOLE
26891
0
16358
Block Inc
CS
852234103
772
4777
SH
SOLE
600
0
4177
Bloomin Brands Inc.
CS
094235108
591
28158
SH
SOLE
0
0
28158
Blue Biofuels Inc
CS
09530Q102
5
20000
SH
SOLE
0
0
20000
Boeing Company
CS
097023105
30550
151748
SH
SOLE
46727
0
105021
Boeing Company
CS
097023105
40
200
SH
Call
SOLE
0
0
200
Booking Holdings Inc
CS
09857l108
10813
4507
SH
SOLE
20
0
4487
Booz Allen Hamilton Holding
CS
099502106
636
7498
SH
SOLE
550
0
6948
BorgWarner
CS
099724106
454
10073
SH
SOLE
0
0
10073
Boston Scientific Corp
CS
101137107
19245
453029
SH
SOLE
186005
0
267024
BP Amoco PLC ADR
CS
055622104
266
9998
SH
SOLE
0
0
9998
Bright Horizons Family Solutio
CS
109194100
201
1594
SH
SOLE
0
0
1594
Bristol-Myers Squibb
CS
110122108
17208
275985
SH
SOLE
43473
0
232513
Bristol-Myers Squibb
CS
110122108
37
600
SH
Call
SOLE
0
0
600
Broadcom Inc
CS
11135F101
35197
52896
SH
SOLE
8406
0
44490
Broadridge Financial Solutions
CS
11133T103
1123
6144
SH
SOLE
146
0
5998
Brookfield Asset Management
CS
112585104
204
3384
SH
SOLE
0
0
3384
Brown-Forman Corp
CS
115637100
228
3362
SH
SOLE
0
0
3362
Brown & Brown Inc
CS
115236101
264
3759
SH
SOLE
0
0
3759
Brown Forman Corp B
CS
115637209
530
7277
SH
SOLE
2808
0
4469
BRP Group Inc Cl A
CS
05589g102
1581
43785
SH
SOLE
0
0
43785
Burlington Stores Inc
CS
122017106
999
3428
SH
SOLE
185
0
3243
Cadence Bank
CS
12740C103
591
19846
SH
SOLE
19000
0
846
Campbell Soup Company
CS
134429109
220
5068
SH
SOLE
2995
0
2073
Canadian National Railway Co
CS
136375102
208
1689
SH
SOLE
0
0
1689
Canadian Natural Resources
CS
136385101
430
10172
SH
SOLE
730
0
9442
Canadian Pacific Railway
CS
13645T100
1188
16510
SH
SOLE
0
0
16510
Canopy Growth Corporation
CS
138035100
144
16530
SH
SOLE
0
0
16530
Capital One Financial
CS
14040H105
235
1619
SH
SOLE
0
0
1619
Cardinal Health Inc.
CS
14149Y108
337
6537
SH
SOLE
690
0
5847
Carrier Global Corp
CS
14448c104
1395
25720
SH
SOLE
8862
0
16858
Caterpillar Inc
CS
149123101
1806
8735
SH
SOLE
492
0
8243
CBO Global Mkts Inc
CS
12503M108
2880
22082
SH
SOLE
0
0
22082
CDW Corporation
CS
12514G108
785
3835
SH
SOLE
0
0
3835
Cedar Fair LP
CS
150185106
846
16904
SH
SOLE
3300
0
13604
Centene
CS
15135B101
537
6513
SH
SOLE
0
0
6513
CenterPoint Energy
CS
15189T107
335
12003
SH
SOLE
2100
0
9903
Centrus Energy Corp
CS
15643u104
323
6475
SH
SOLE
0
0
6475
CenturyLink Inc.
CS
550241103
231
18423
SH
SOLE
352
0
18071
Ceridian HCM Holding Inc
CS
15677j108
231
2213
SH
SOLE
0
0
2213
Charles River Laboratories Int
CS
159864107
2263
6006
SH
SOLE
295
0
5711
Charles Schwab
CS
808513105
3179
37805
SH
SOLE
18859
0
18946
Charter Communications Inc
CS
16119p108
10199
15643
SH
SOLE
11912
0
3731
Chemed Corp
CS
16359R103
1003
1895
SH
SOLE
0
0
1895
Chevron Corporation
CS
166764100
8535
72728
SH
SOLE
10351
0
62378
Chimera Investments
CS
16934Q208
179
11853
SH
SOLE
0
0
11853
Chipotle Mexican Grill
CS
169656105
563
322
SH
SOLE
0
0
322
Chromadex Corporation
CS
171077407
40
10667
SH
SOLE
0
0
10667
Chubb Ltd
CS
h1467j104
21220
109770
SH
SOLE
20270
0
89501
Church & Dwight Co
CS
171340102
1201
11721
SH
SOLE
810
0
10911
CIE Financiere Richemont SA AD
CS
204319107
174
11606
SH
SOLE
5945
0
5661
Ciena Corp.
CS
171779309
1161
15080
SH
SOLE
960
0
14120
Cigna Corp
CS
125523100
1360
5920
SH
SOLE
1613
0
4308
Cincinnati Financial Corporati
CS
172062101
1687
14805
SH
SOLE
2500
0
12305
Cinedigm Digital Cinema Corp
CS
172406209
24
20400
SH
SOLE
0
0
20400
Cintas Inc.
CS
172908105
1579
3562
SH
SOLE
476
0
3086
Cisco Systems
CS
17275R102
44724
705755
SH
SOLE
150138
0
555616
Citigroup
CS
172967424
10254
169792
SH
SOLE
36490
0
133302
Citrix Systems Inc
CS
177376100
583
6168
SH
SOLE
266
0
5902
Clariant AG
CS
H14843165
792
39350
SH
SOLE
0
0
39350
Clean Harbors Inc
CS
184496107
213
2137
SH
SOLE
0
0
2137
Clear Secure Inc
CS
18467v109
157
5000
SH
Call
SOLE
0
0
5000
Clear Secure Inc
CS
18467v109
157
5000
SH
Put
SOLE
0
0
5000
Cleveland Cliffs Inc.
CS
185899101
593
27219
SH
SOLE
0
0
27219
Cleveland Cliffs Inc.
CS
185899101
392
18000
SH
Call
SOLE
0
0
18000
Cleveland Cliffs Inc.
CS
185899101
115
5300
SH
Call
SOLE
0
0
5300
Cleveland Cliffs Inc.
CS
185899101
218
10000
SH
Call
SOLE
0
0
10000
Cleveland Cliffs Inc.
CS
185899101
218
10000
SH
Call
SOLE
0
0
10000
Cleveland Cliffs Inc.
CS
185899101
22
1000
SH
Call
SOLE
0
0
1000
Cleveland Cliffs Inc.
CS
185899101
327
15000
SH
Put
SOLE
0
0
15000
Cleveland Cliffs Inc.
CS
185899101
109
5000
SH
Put
SOLE
0
0
5000
Clorox Co
CS
189054109
470
2696
SH
SOLE
95
0
2601
Clovis Oncology Inc
CS
189464100
54
20000
SH
SOLE
0
0
20000
CME Group Inc
CS
12572Q105
1110
4858
SH
SOLE
200
0
4658
Coca-Cola Co.
CS
191216100
8678
146561
SH
SOLE
59833
0
86728
Cognizant Technology Solutions
CS
192446102
1015
11445
SH
SOLE
523
0
10922
Coinbase Global Inc
CS
19260q107
3142
12449
SH
SOLE
8517
0
3932
Colgate Palmolive
CS
194162103
1950
22850
SH
SOLE
2120
0
20730
Comcast Corp. Cl A
CS
20030n101
27812
552593
SH
SOLE
98833
0
453760
Comerica Inc.
CS
200340107
235
2697
SH
SOLE
0
0
2697
ConocoPhillips
CS
20825C104
1997
27665
SH
SOLE
3250
0
24415
Consolidated Edison Co of NY
CS
209115104
642
7523
SH
SOLE
57
0
7466
Constellation Brands Inc.
CS
21036P108
1389
5535
SH
SOLE
0
0
5535
ContraFect Corp
CS
212326300
30
11500
SH
SOLE
11500
0
0
Cooper Companies
CS
216648402
1356
3236
SH
SOLE
135
0
3101
Copart Inc
CS
217204106
3012
19863
SH
SOLE
470
0
19393
Corning, Inc.
CS
219350105
825
22167
SH
SOLE
556
0
21611
Corteva Inc
CS
22052l104
258
5458
SH
SOLE
595
0
4863
Costco Wholesale Corp
CS
22160K105
29131
51315
SH
SOLE
4237
0
47078
Costco Wholesale Corp
CS
22160K105
5507
9700
SH
Put
SOLE
0
0
9700
Coterra Energy Inc
CS
127097103
231
12178
SH
SOLE
0
0
12178
Creative Edge Nutrition Inc
CS
22528w205
0
56305
SH
SOLE
0
0
56305
Crescent Energy Co Class A
CS
44952j104
313
24660
SH
SOLE
24660
0
0
Crowdstrike Hldgs Inc
CS
22788c105
241
1179
SH
SOLE
137
0
1042
Crown Castle International Cor
CS
22822v101
3556
17033
SH
SOLE
7078
0
9955
CSL Limited ADR
CS
12637n204
1065
10068
SH
SOLE
0
0
10068
CSPC Pharmaceutical Group Ltd
CS
12591j207
53
12326
SH
SOLE
0
0
12326
CSX Corp
CS
126408103
1331
35392
SH
SOLE
1800
0
33592
Cummins Inc
CS
231021106
551
2524
SH
SOLE
93
0
2431
CVS Health Corp.
CS
126650100
27802
269501
SH
SOLE
96351
0
173150
CyberArk Software
CS
m2682v108
288
1661
SH
SOLE
0
0
1661
Cytta Corporation
CS
12673w407
6
12000
SH
SOLE
0
0
12000
Danaher Corp.
CS
235851102
7924
24083
SH
SOLE
621
0
23462
Danone ADR
CS
23636t100
166
13342
SH
SOLE
423
0
12919
Darden Restuarants
CS
237194105
468
3104
SH
SOLE
518
0
2586
Darling Ingredients, Inc.
CS
237266101
220
3171
SH
SOLE
0
0
3171
Dassault Systemes ADR
CS
237545108
355
5955
SH
SOLE
1725
0
4230
Deere & Co
CS
244199105
3997
11655
SH
SOLE
460
0
11195
Dell Technologies C
CS
24703l202
864
15380
SH
SOLE
0
0
15380
Delta Air Lines
CS
247361702
445
11384
SH
SOLE
300
0
11084
Deutsche Telekom ADR
CS
251566105
570
30728
SH
SOLE
3734
0
26994
Dexcom Inc
CS
252131107
247
460
SH
SOLE
255
0
205
Diageo PLC ADR
CS
25243Q205
19154
87008
SH
SOLE
18432
0
68576
Diamondback Energy Inc
CS
25278x109
744
6899
SH
SOLE
0
0
6899
Dick's Sporting Goods
CS
253393102
465
4043
SH
SOLE
0
0
4043
Digital Turbine Inc
CS
25400w102
2013
32999
SH
SOLE
0
0
32999
Digital Turbine Inc
CS
25400w102
421
6900
SH
Put
SOLE
0
0
6900
Digital World Acquisition Corp
CS
25400Q105
226
4387
SH
SOLE
833
0
3554
Diodes Inc.
CS
254543101
1649
15014
SH
SOLE
855
0
14159
Discover Financial
CS
254709108
255
2206
SH
SOLE
0
0
2206
Discovery Communications
CS
25470F104
280
11888
SH
SOLE
0
0
11888
Disney, Walt Co.
CS
254687106
37660
243137
SH
SOLE
83347
0
159790
Disney, Walt Co.
CS
254687106
155
1000
SH
Call
SOLE
0
0
1000
Disney, Walt Co.
CS
254687106
31
200
SH
Call
SOLE
0
0
200
Disney, Walt Co.
CS
254687106
15
100
SH
Call
SOLE
0
0
100
DocuSign Inc.
CS
256163106
1624
10663
SH
SOLE
1
0
10662
Dollar General Corp.
CS
256677105
2307
9783
SH
SOLE
273
0
9510
Dollar General Corp.
CS
256677105
141
600
SH
Call
SOLE
0
0
600
Dollar Tree
CS
256746108
260
1847
SH
SOLE
0
0
1847
Dominion Energy Inc.
CS
25746U109
279
3552
SH
SOLE
47
0
3505
Domino's Pizza Inc
CS
25754A201
19483
34524
SH
SOLE
13185
0
21339
Dover Corp.
CS
260003108
621
3418
SH
SOLE
0
0
3418
Dow Inc
CS
260557103
605
10670
SH
SOLE
593
0
10077
DraftKings Inc
CS
26142r104
246
8955
SH
SOLE
14
0
8941
Dropbox Inc. Class A
CS
26210c104
994
40492
SH
SOLE
0
0
40492
DSV AS ADR
CS
26251a108
1242
10582
SH
SOLE
0
0
10582
DTE Energy
CS
233331107
666
5571
SH
SOLE
230
0
5341
Duke Energy Corp.
CS
26441C204
1326
12644
SH
SOLE
1687
0
10957
DuPont de Nemours Inc
CS
26614n102
656
8126
SH
SOLE
793
0
7333
Eaton Corporation
CS
G29183103
26751
154792
SH
SOLE
19817
0
134975
Ecolabs Inc.
CS
278865100
440
1875
SH
SOLE
0
0
1875
Edwards Lifesciences Corp.
CS
28176E108
1165
8996
SH
SOLE
1168
0
7828
Elanco Animal Health Inc
CS
28414h103
201
7092
SH
SOLE
0
0
7092
Emerson Electric
CS
291011104
1875
20169
SH
SOLE
4363
0
15806
Enbridge Inc
CS
29250n105
340
8711
SH
SOLE
344
0
8367
Enel Societa Per Azi
CS
29265W207
85
10569
SH
SOLE
0
0
10569
Entegris
CS
29362U104
1658
11963
SH
SOLE
705
0
11258
Entergy Corp
CS
29364G103
275
2440
SH
SOLE
0
0
2440
Enterprise Financial Services
CS
293712105
1687
35822
SH
SOLE
0
0
35822
Enzolytics Inc
CS
294112107
25
360100
SH
SOLE
0
0
360100
EOG Resources
CS
26875P101
1295
14576
SH
SOLE
7612
0
6964
Epam Systems Inc
CS
29414b104
67589
101113
SH
SOLE
57808
0
43305
Equifax Inc.
CS
294429105
414
1415
SH
SOLE
0
0
1415
Equinix Corp
CS
29444U700
819
968
SH
SOLE
433
0
535
Equity Residential Properties
CS
29476L107
212
2342
SH
SOLE
0
0
2342
Erie Indemnity Co
CS
29530P102
8193
42526
SH
SOLE
0
0
42526
Estee Lauder
CS
518439104
1577
4261
SH
SOLE
856
0
3405
Etsy Inc
CS
29786a106
1632
7455
SH
SOLE
912
0
6543
Evergy Inc
CS
30034W106
228
3329
SH
SOLE
0
0
3329
Eversource Energy
CS
30040W108
344
3776
SH
SOLE
77
0
3699
Evolution AB ADR
CS
30051e104
543
3801
SH
SOLE
0
0
3801
Exelon Corp.
CS
30161N101
840
14538
SH
SOLE
1887
0
12651
Experian plc ADR
CS
30215c101
1253
25406
SH
SOLE
0
0
25406
Exponent Inc.
CS
30214u102
238
2039
SH
SOLE
290
0
1749
Exxon Mobil Corp
CS
30231G102
5301
86634
SH
SOLE
20806
0
65829
F.N.B. Corp
CS
302520101
129
10607
SH
SOLE
0
0
10607
F5 INC
CS
315616102
284
1160
SH
SOLE
0
0
1160
Facebook
CS
30303M102
107288
318979
SH
SOLE
131558
0
187421
Facebook
CS
30303M102
101
300
SH
Call
SOLE
0
0
300
Facebook
CS
30303M102
67
200
SH
Call
SOLE
0
0
200
Facebook
CS
30303M102
269
800
SH
Put
SOLE
0
0
800
Factset Research Systems
CS
303075105
494
1016
SH
SOLE
0
0
1016
Farfetch Ltd Class A
CS
30744w107
299
8954
SH
SOLE
951
0
8003
Fastenal Co
CS
311900104
821
12813
SH
SOLE
0
0
12813
Federal Agricultural Mortgage
CS
313148306
223
1802
SH
SOLE
0
0
1802
Fedex
CS
31428X106
830
3209
SH
SOLE
0
0
3209
Ferrari NV
CS
n3167y103
1033
3993
SH
SOLE
55
0
3938
Fidelity National Information
CS
31620M106
796
7296
SH
SOLE
13
0
7283
Fidus Investment Corp
CS
316500107
247
13732
SH
SOLE
0
0
13732
Fifth Third Bancorp.
CS
316773100
328
7540
SH
SOLE
0
0
7540
First Republic Bank of CA
CS
33616C100
1597
7732
SH
SOLE
320
0
7412
FirstEnergy
CS
337932107
404
9713
SH
SOLE
0
0
9713
Fiserv, Inc.
CS
337738108
318
3063
SH
SOLE
0
0
3063
Five9 Inc
CS
338307101
413
3009
SH
SOLE
0
0
3009
Fleetcor Technologies Inc
CS
339041105
207
924
SH
SOLE
0
0
924
Floor & Decor Holdings Inc
CS
339750101
1111
8544
SH
SOLE
615
0
7929
Ford Motor Company
CS
345370860
2586
124494
SH
SOLE
3287
0
121208
Fortinet Inc
CS
34959E109
620
1725
SH
SOLE
1506
0
219
Fortive Corporation
CS
34959j108
479
6274
SH
SOLE
0
0
6274
Freeport-McMoRan, Inc.
CS
35671D857
606
14521
SH
SOLE
0
0
14521
Gan LTD
CS
g3728v109
104
11300
SH
SOLE
0
0
11300
Generac Holdings
CS
368736104
1658
4710
SH
SOLE
295
0
4415
General Dynamics
CS
369550108
1010
4844
SH
SOLE
1017
0
3827
General Electric Company
CS
369604301
748
7920
SH
SOLE
327
0
7593
General Mills Inc
CS
370334104
342
5071
SH
SOLE
65
0
5006
General Motors
CS
37045V100
721
12300
SH
SOLE
1170
0
11130
Gentex Corp
CS
371901109
302
8657
SH
SOLE
0
0
8657
Gentherm Inc
CS
37253A103
330
3799
SH
SOLE
361
0
3438
Getswift Technologies :TD
CS
37428g100
19
142857
SH
SOLE
0
0
142857
Gilead Sciences Inc
CS
375558103
547
7539
SH
SOLE
979
0
6560
Global Payments Inc.
CS
37940X102
538
3979
SH
SOLE
253
0
3726
Goldman Sachs Group, Inc.
CS
38141G104
3418
8936
SH
SOLE
235
0
8701
Goldman Sachs Group, Inc.
CS
38141G104
38
100
SH
Call
SOLE
0
0
100
Goldman Sachs Group, Inc.
CS
38141G104
38
100
SH
Put
SOLE
0
0
100
Grand Central Silver Mines
CS
384906202
0
17000
SH
SOLE
0
0
17000
Gray Television
CS
389375106
367
18200
SH
SOLE
17400
0
800
Hammond Power Solutions Inc.
CS
408549103
153
16100
SH
SOLE
0
0
16100
Hasbro Inc
CS
418056107
217
2131
SH
SOLE
67
0
2064
HCA Healthcare Inc.
CS
40412C101
226
879
SH
SOLE
0
0
879
Healthier Choices Management C
CS
42226n109
0
40000
SH
SOLE
0
0
40000
Helios and Matheson Analytics
CS
42327l309
0
32000
SH
SOLE
0
0
32000
Henry Jack and Associates Inc
CS
426281101
391
2341
SH
SOLE
0
0
2341
Herc Holdings Inc
CS
42704l104
501
3203
SH
SOLE
0
0
3203
Home Bancshares Inc
CS
436893200
1608
66043
SH
SOLE
65345
0
698
Home Depot, Inc.
CS
437076102
125197
301671
SH
SOLE
93206
0
208465
Honeywell International, Inc.
CS
438516106
31606
151580
SH
SOLE
32486
0
119093
Honeywell International, Inc.
CS
438516106
209
1000
SH
Call
SOLE
0
0
1000
Horizon Pharma
CS
g46188101
2368
21978
SH
SOLE
905
0
21073
Howard Bancorp Inc
CS
442496105
400
18340
SH
SOLE
0
0
18340
HP Inc.
CS
40434l105
401
10656
SH
SOLE
0
0
10656
Hubbell Inc. Class B
CS
443510607
243
1167
SH
SOLE
0
0
1167
Humana Incorporated
CS
444859102
211
454
SH
SOLE
0
0
454
Huntington Bancshares
CS
446150104
1082
70189
SH
SOLE
10777
0
59412
Huntington Ingalls Inds
CS
446413106
725
3884
SH
SOLE
253
0
3631
Huntsman Corp
CS
447011107
360
10312
SH
SOLE
827
0
9485
ICON Public Limited Company
CS
g4705a100
1406
4540
SH
SOLE
0
0
4540
IDEX Corp
CS
45167R104
1123
4753
SH
SOLE
653
0
4100
Illinois Tool Works
CS
452308109
1719
6963
SH
SOLE
188
0
6775
Illumina Inc.
CS
452327109
375
986
SH
SOLE
0
0
986
Imageware Systems Inc.
CS
45245s108
203
10295161
SH
SOLE
0
0
10295161
Infineon Technologies ADR
CS
45662N103
205
4460
SH
SOLE
0
0
4460
Ingersoll-Rand PLC
CS
45687v106
719
11628
SH
SOLE
0
0
11628
Ingersoll-Rand PLC
CS
45687v106
247
4000
SH
Put
SOLE
0
0
4000
Ingredion Inc
CS
457187102
270
2794
SH
SOLE
0
0
2794
Insulet Corp
CS
45784P101
545
2047
SH
SOLE
0
0
2047
Int'l Business Machines Corp.
CS
459200101
3770
28204
SH
SOLE
7109
0
21096
Intel Corp
CS
458140100
7062
137132
SH
SOLE
29551
0
107581
Interactive Brokers Group, Inc
CS
45841N107
294
3699
SH
SOLE
0
0
3699
Intercontinental Exchange, Inc
CS
45866f104
2989
21852
SH
SOLE
225
0
21627
International Silver Inc
CS
460328107
0
62500
SH
SOLE
0
0
62500
Intuit
CS
461202103
3509
5455
SH
SOLE
4325
0
1130
Intuitive Surgical Inc
CS
46120E602
2058
5727
SH
SOLE
519
0
5208
iShares Core S&P US Growth ETF
CS
464287671
672
5812
SH
SOLE
0
0
5812
J M Smucker
CS
832696405
460
3386
SH
SOLE
795
0
2591
Jacobs Engineering Group Inc
CS
469814107
441
3167
SH
SOLE
0
0
3167
Jakks Pacific
CS
47012E403
334
32910
SH
SOLE
32910
0
0
Jammin Java
CS
470751108
0
14651
SH
SOLE
14651
0
0
Johnson & Johnson
CS
478160104
53544
312993
SH
SOLE
79106
0
233888
Johnson Controls Intl. PLC
CS
g51502105
1645
20233
SH
SOLE
1498
0
18735
JPMorgan Chase & Co.
CS
46625H100
57924
365794
SH
SOLE
56883
0
308911
Kellogg Co
CS
487836108
760
11791
SH
SOLE
4848
0
6943
KeyCorp
CS
493267108
683
29517
SH
SOLE
0
0
29517
Keysight Technologies
CS
49338l103
2245
10869
SH
SOLE
390
0
10479
Kimberly-Clark
CS
494368103
3921
27433
SH
SOLE
18480
0
8953
Kinder Morgan, Inc.
CS
49456B101
2460
155079
SH
SOLE
74747
0
80333
KKR & Co
CS
48251w104
701
9407
SH
SOLE
0
0
9407
KLA - Tencor
CS
482480100
218
507
SH
SOLE
92
0
415
Kraft Heinz Company
CS
500754106
420
11689
SH
SOLE
76
0
11613
L'Oreal Co ADR
CS
502117203
492
5155
SH
SOLE
1122
0
4033
L3Harris Technologies Inc
CS
502431109
2011
9430
SH
SOLE
755
0
8675
Laboratory Corp. of America
CS
50540R409
373
1188
SH
SOLE
0
0
1188
Lam Research Corp
CS
512807108
2467
3430
SH
SOLE
25
0
3405
Lasertec Corp ADR
CS
51809l109
1211
19764
SH
SOLE
0
0
19764
Lennar Corp
CS
526057104
770
6633
SH
SOLE
607
0
6026
Lennox International Inc
CS
526107107
309
952
SH
SOLE
0
0
952
Li Ning Co Ltd ADR
CS
52989T102
513
1890
SH
SOLE
0
0
1890
Liberty Broadband Corporation
CS
530307305
274
1700
SH
SOLE
0
0
1700
Liberty Global PLC Cl C
CS
G5480U120
328
11663
SH
SOLE
213
0
11450
Liberty Media Corp C
CS
531229607
201
3947
SH
SOLE
0
0
3947
Liberty Media Corp Delaware C
CS
531229854
19761
312482
SH
SOLE
193282
0
119200
Lighting Science Group Corp
CS
53224g707
0
21244
SH
SOLE
0
0
21244
Lilly, Eli Co
CS
532457108
31224
113041
SH
SOLE
68650
0
44391
Lincoln National
CS
534187109
608
8907
SH
SOLE
0
0
8907
Linde PLC Com
CS
g5494j103
823
2380
SH
SOLE
0
0
2380
LKQ
CS
501889208
216
3602
SH
SOLE
0
0
3602
Lloyds TSB Group PLC
CS
539439109
61
24059
SH
SOLE
0
0
24059
Lockheed Martin
CS
539830109
12481
35117
SH
SOLE
8179
0
26937
Lonza Group AG
CS
54338V101
1038
12429
SH
SOLE
0
0
12429
Lonza Group LTD
CS
h50524133
331
405
SH
SOLE
0
0
405
Lowe's Cos.
CS
548661107
17594
68069
SH
SOLE
1287
0
66782
LPL Financial Holdings Inc.
CS
50212v100
336
2096
SH
SOLE
0
0
2096
Lululemon Athletica
CS
550021109
1758
4492
SH
SOLE
220
0
4272
LVMH ADR
CS
502441306
1321
7983
SH
SOLE
785
0
7198
Marathon Petroleum Corp
CS
56585A102
808
12632
SH
SOLE
9296
0
3336
Markland Technologies Inc
CS
570658203
0
15000
SH
SOLE
0
0
15000
Marriott Intl Inc
CS
571903202
858
5194
SH
SOLE
0
0
5194
Marriott Intl Inc
CS
571903202
198
1200
SH
Put
SOLE
0
0
1200
Marsh & McClennan Companies
CS
571748102
631
3631
SH
SOLE
0
0
3631
Martin Marietta Materials Inc.
CS
573284106
282
641
SH
SOLE
0
0
641
Marvell Technology Group LTD
CS
573874104
385
4399
SH
SOLE
0
0
4399
Marvell Technology Group LTD
CS
573874104
17
200
SH
Call
SOLE
0
0
200
Masco Corp
CS
574599106
1074
15296
SH
SOLE
1050
0
14246
Mastercard
CS
57636Q104
39310
109401
SH
SOLE
55148
0
54253
Match Group Inc NEW
CS
57667L107
12377
93585
SH
SOLE
35752
0
57833
Mattel, Inc.
CS
577081102
830
38506
SH
SOLE
9819
0
28687
McCormick & Co
CS
579780206
2152
22273
SH
SOLE
4160
0
18113
McDonalds Corp
CS
580135101
27019
100792
SH
SOLE
15196
0
85596
McDonalds Corp
CS
580135101
80
300
SH
Call
SOLE
0
0
300
McKesson HBOC Corp.
CS
58155Q103
551
2215
SH
SOLE
176
0
2039
Medaro Mining Corp
CS
58404n109
19
23540
SH
SOLE
0
0
23540
Medical Marijuana Inc
CS
58463a105
1
67557
SH
SOLE
50000
0
17557
Medical Properties Tr Inc
CS
58463J304
2474
104692
SH
SOLE
0
0
104692
Medient Studios Inc
CS
58471d109
0
100000
SH
SOLE
0
0
100000
MedMen Enterprises Inc
CS
58507m107
13
81974
SH
SOLE
0
0
81974
Medtronic Plc
CS
g5960l103
14405
139243
SH
SOLE
30924
0
108319
Meituan ADR
CS
58533e103
449
7771
SH
SOLE
0
0
7771
Merck & Co
CS
58933Y105
10736
140087
SH
SOLE
29403
0
110684
Merck & Co
CS
58933Y105
2452
32000
SH
Put
SOLE
0
0
32000
Merck & Co
CS
58933Y105
1150
15000
SH
Put
SOLE
0
0
15000
Metlife Inc.
CS
59156R108
3923
62780
SH
SOLE
23120
0
39660
Mettler-Toledo International
CS
592688105
2495
1470
SH
SOLE
55
0
1415
MGIC Investment
CS
552848103
663
45954
SH
SOLE
0
0
45954
MGM Resorts International
CS
552953101
204
4536
SH
SOLE
400
0
4136
Microchip Technology
CS
595017104
681
7820
SH
SOLE
438
0
7382
Micron Technology
CS
595112103
663
7113
SH
SOLE
100
0
7013
Microsoft Corporation
CS
594918104
241252
717327
SH
SOLE
226367
0
490961
Microsoft Corporation
CS
594918104
168
500
SH
Call
SOLE
0
0
500
Microsoft Corporation
CS
594918104
336
1000
SH
Call
SOLE
0
0
1000
Microsoft Corporation
CS
594918104
168
500
SH
Call
SOLE
0
0
500
Microsoft Corporation
CS
594918104
135
400
SH
Call
SOLE
0
0
400
Microsoft Corporation
CS
594918104
67
200
SH
Call
SOLE
0
0
200
Microsoft Corporation
CS
594918104
3363
10000
SH
Put
SOLE
0
0
10000
Microsoft Corporation
CS
594918104
2287
6800
SH
Put
SOLE
0
0
6800
Microsoft Corporation
CS
594918104
740
2200
SH
Put
SOLE
0
0
2200
Microsoft Corporation
CS
594918104
1715
5100
SH
Put
SOLE
0
0
5100
Microsoft Corporation
CS
594918104
1345
4000
SH
Put
SOLE
0
0
4000
Microsoft Corporation
CS
594918104
1480
4400
SH
Put
SOLE
0
0
4400
Microvision Inc
CS
594960304
92
18375
SH
SOLE
0
0
18375
Middleby Corp.
CS
596278101
301
1530
SH
SOLE
146
0
1384
Milestone Scientific Inc
CS
59935p209
54
26000
SH
SOLE
0
0
26000
Millicom International Cellula
CS
l6388f128
1202
44000
SH
SOLE
44000
0
0
Mind Medicine Inc
CS
60255c109
18
13201
SH
SOLE
0
0
13201
Moderna Inc.
CS
60770k107
588
2316
SH
SOLE
0
0
2316
Moderna Inc.
CS
60770k107
127
500
SH
Call
SOLE
0
0
500
Moderna Inc.
CS
60770k107
76
300
SH
Call
SOLE
0
0
300
Mondelez Intl Inc Com
CS
609207105
17743
267579
SH
SOLE
53737
0
213843
Monolithic Power Systems
CS
609839105
1575
3193
SH
SOLE
200
0
2993
Moody's Corp.
CS
615369105
621
1589
SH
SOLE
0
0
1589
Morgan Stanley
CS
617446448
1938
19743
SH
SOLE
0
0
19743
Morningstar Inc
CS
617700109
324
948
SH
SOLE
0
0
948
MP Materials Corp
CS
553368101
267
5880
SH
SOLE
1000
0
4880
MPTV Inc
CS
553424409
0
11129
SH
SOLE
0
0
11129
MSCI, Inc.
CS
55354G100
504
822
SH
SOLE
0
0
822
Nanalysis Scientific Corp Ordi
CS
63000Y103
34
30000
SH
SOLE
0
0
30000
Natera Inc
CS
632307104
794
8500
SH
SOLE
0
0
8500
Natera Inc
CS
632307104
439
4700
SH
Put
SOLE
0
0
4700
Neogenomics Inc
CS
64049m209
533
15613
SH
SOLE
0
0
15613
Nestle SA ADR
CS
641069406
3488
24849
SH
SOLE
3089
0
21760
Nestle SA Reg Ord Switzerland
CS
H57312649
696
5087
SH
SOLE
45
0
5042
NetEase.com Inc
CS
64110W102
308
3030
SH
SOLE
0
0
3030
Netflix Inc.
CS
64110L106
6863
11392
SH
SOLE
211
0
11181
Neurocrine Biosciences
CS
64125c109
483
5667
SH
SOLE
390
0
5277
Newmont Mining
CS
651639106
332
5346
SH
SOLE
0
0
5346
Nexteligent Holdings
CS
65290b107
4
63063
SH
SOLE
0
0
63063
NextEra Energy
CS
65339F101
32594
349120
SH
SOLE
61101
0
288018
Nike Inc.
CS
654106103
19114
114682
SH
SOLE
17858
0
96823
Nike Inc.
CS
654106103
1500
9000
SH
Put
SOLE
0
0
9000
NIO Inc ADR
CS
62914v106
221
6991
SH
SOLE
10
0
6981
NiSource Industries Inc.
CS
65473P105
476
17246
SH
SOLE
585
0
16661
Nordic American Tanker Shippin
CS
G65773106
25
14821
SH
SOLE
0
0
14821
Nordson
CS
655663102
401
1569
SH
SOLE
0
0
1569
Norfolk Southern
CS
655844108
1971
6622
SH
SOLE
38
0
6584
North Amer Construction Grp
CS
656811106
488
32340
SH
SOLE
0
0
32340
Northern Trust Corp
CS
665859104
223
1864
SH
SOLE
675
0
1189
Northrop Grumman Corp
CS
666807102
1530
3952
SH
SOLE
0
0
3952
Novartis AG ADR
CS
66987V109
569
6505
SH
SOLE
187
0
6318
Novo-Nordisk ADR
CS
670100205
1555
13882
SH
SOLE
685
0
13197
Novo Resources Corp
CS
67010B102
11
10000
SH
SOLE
0
0
10000
Nucor Corporation
CS
670346105
2310
20235
SH
SOLE
0
0
20235
Nvidia Corp.
CS
67066G104
28844
98071
SH
SOLE
32439
0
65632
Nvidia Corp.
CS
67066G104
29
100
SH
Call
SOLE
0
0
100
Nvidia Corp.
CS
67066G104
29
100
SH
Put
SOLE
0
0
100
NVR Inc
CS
62944T105
496
84
SH
SOLE
0
0
84
Nxp Semiconductors Nv
CS
n6596x109
641
2815
SH
SOLE
863
0
1952
O'Reilly Automotive Inc
CS
67103H107
407
577
SH
SOLE
0
0
577
Occidental Petroleum
CS
674599105
220
7573
SH
SOLE
4789
0
2784
Olympic Steel
CS
68162K106
1613
68631
SH
SOLE
0
0
68631
Omeros Corp
CS
682143102
118
18400
SH
SOLE
0
0
18400
Omnicell Inc
CS
68213N109
503
2785
SH
SOLE
200
0
2585
ON Semiconductor Corp
CS
682189105
221
3250
SH
SOLE
0
0
3250
OptimizeRx Corp
CS
68401u204
422
6800
SH
SOLE
0
0
6800
Oracle Corp
CS
68389X105
9246
106019
SH
SOLE
35886
0
70133
Otis Worldwide Corp
CS
68902v107
22292
256018
SH
SOLE
106331
0
149687
P P & L Resources Inc
CS
69351T106
316
10523
SH
SOLE
0
0
10523
Palantir Technologies Inc
CS
69608a108
548
30076
SH
SOLE
300
0
29776
Palo Alto Networks Inc.
CS
697435105
25997
46694
SH
SOLE
23469
0
23225
Park City Group Inc
CS
700215304
82
14100
SH
SOLE
0
0
14100
Parker-Hannifin
CS
701094104
2571
8083
SH
SOLE
0
0
8083
Paychex Inc
CS
704326107
774
5672
SH
SOLE
309
0
5363
Paycom Software Inc
CS
70432v102
1100
2649
SH
SOLE
168
0
2481
Payoneer Global Inc
CS
70451X104
104
14139
SH
SOLE
0
0
14139
PayPal Holdings, Inc
CS
70450y103
25108
133144
SH
SOLE
39792
0
93352
Peloton Interactive Inc
CS
70614w100
266
7450
SH
SOLE
0
0
7450
Pembina Pipeline Corp
CS
706327103
537
17693
SH
SOLE
0
0
17693
PepsiCo, Inc.
CS
713448108
37504
215903
SH
SOLE
41385
0
174518
Pernod Ricard SA ADR
CS
714264306
780
16084
SH
SOLE
248
0
15836
Petrohunter Energy Corp
CS
71649t104
0
250000
SH
SOLE
0
0
250000
Pfizer Inc
CS
717081103
14612
247444
SH
SOLE
73303
0
174141
Philip Morris Int'l
CS
718172109
2666
28060
SH
SOLE
5028
0
23032
Phillips 66
CS
718546104
988
13634
SH
SOLE
631
0
13003
Pioneer Natural Resources
CS
723787107
1607
8835
SH
SOLE
0
0
8835
Planet 13 Holdings Inc Ordinar
CS
72706k101
57
19125
SH
SOLE
0
0
19125
PNC Financial Services Group
CS
693475105
1710
8530
SH
SOLE
135
0
8395
Pool Corp.
CS
73278L105
3126
5523
SH
SOLE
175
0
5348
Pop n Go Inc
CS
732816103
0
1847297
SH
SOLE
0
0
1847297
Procter & Gamble
CS
742718109
27839
170184
SH
SOLE
26576
0
143608
Progressive Corp
CS
743315103
3179
30974
SH
SOLE
725
0
30249
Prologis
CS
74340W103
731
4344
SH
SOLE
204
0
4140
ProShares S&P 500 Div Aristocr
CS
74348a467
318
3237
SH
SOLE
0
0
3237
Prudential Financial Inc.
CS
744320102
428
3958
SH
SOLE
60
0
3898
Public Service Enterprise Grou
CS
744573106
405
6073
SH
SOLE
0
0
6073
Public Storage Inc.
CS
74460D109
277
739
SH
SOLE
0
0
739
PulteGroup Inc
CS
745867101
502
8787
SH
SOLE
0
0
8787
Punch Animation Inc
CS
917068207
0
20000
SH
SOLE
20000
0
0
Qualcomm Incorporated
CS
747525103
52883
289184
SH
SOLE
40222
0
248962
Qualcomm Incorporated
CS
747525103
402
2200
SH
Put
SOLE
0
0
2200
Qualcomm Incorporated
CS
747525103
731
4000
SH
Put
SOLE
0
0
4000
Qualys Inc
CS
74758T303
909
6628
SH
SOLE
480
0
6148
Quest Diagnostics Inc
CS
74834L100
2138
12355
SH
SOLE
0
0
12355
Raymond James Financial
CS
754730109
1118
11139
SH
SOLE
775
0
10364
Rayonier Inc Frac Shs 100,000
CS
hfe907109
0
50000
SH
SOLE
0
0
50000
Raytheon Technologies Corp
CS
75513e101
25458
295822
SH
SOLE
53871
0
241951
Realty Income Corp.
CS
756109104
12808
178912
SH
SOLE
34861
0
144051
Regal Rexnord Corp
CS
758750103
301
1771
SH
SOLE
0
0
1771
Regeneron Pharmaceuticals Inc
CS
75886F107
230
364
SH
SOLE
9
0
355
Regions Financial Corp
CS
7591EP100
464
21287
SH
SOLE
16782
0
4505
Rego Payment Architectures Inc
CS
759141104
28
45000
SH
SOLE
45000
0
0
Reinsurance Group of America I
CS
759351604
204
1866
SH
SOLE
0
0
1866
Republic Services Inc.
CS
760759100
243
1742
SH
SOLE
0
0
1742
ResMed Inc
CS
761152107
2898
11124
SH
SOLE
240
0
10884
Restaurant Brands Internationa
CS
76131d103
234
3864
SH
SOLE
0
0
3864
Revance Therapeutics Inc
CS
761330109
193
11798
SH
SOLE
0
0
11798
RH Com
CS
74967x103
906
1691
SH
SOLE
0
0
1691
Rineon Group Inc
CS
766795108
0
28784
SH
SOLE
0
0
28784
Rivian Automotive Inc Class A
CS
76954A103
543
5234
SH
SOLE
0
0
5234
Roche Holding ADR
CS
771195104
839
16233
SH
SOLE
1776
0
14457
Rockwell Automation Inc.
CS
773903109
777
2228
SH
SOLE
0
0
2228
Roku Inc
CS
77543r102
19916
87274
SH
SOLE
36103
0
51171
Roper Industries
CS
776696106
3055
6211
SH
SOLE
445
0
5765
Royal Bank of Canada
CS
780087102
207
1953
SH
SOLE
0
0
1953
Royal D S M NV ADR
CS
780249108
520
9246
SH
SOLE
0
0
9246
Royal Gold Inc
CS
780287108
250
2375
SH
SOLE
0
0
2375
RPM Inc.
CS
749685103
760
7528
SH
SOLE
782
0
6746
S & P Global Inc
CS
78409v104
749
1587
SH
SOLE
66
0
1521
S S & C Technologies Inc
CS
78467J100
437
5335
SH
SOLE
354
0
4981
Salesforce.com
CS
79466L302
16207
63774
SH
SOLE
16724
0
47050
Sanofi-Aventis Spon ADR
CS
80105N105
211
4213
SH
SOLE
205
0
4008
SAP SE Spon ADR
CS
803054204
781
5575
SH
SOLE
56
0
5519
SBA Communications
CS
78410g104
270
695
SH
SOLE
381
0
314
Schlumberger Limited
CS
806857108
834
27836
SH
SOLE
14284
0
13552
Schneider Electric SE ADR
CS
80687P106
254
6481
SH
SOLE
0
0
6481
Schwab Fund. US Sm Co. ETF
CS
808524763
516
9285
SH
SOLE
25
0
9260
Scotts Miracle Grow
CS
810186106
594
3692
SH
SOLE
0
0
3692
Sempra
CS
816851109
259
1954
SH
SOLE
62
0
1892
Service Corporation Int'l
CS
817565104
316
4454
SH
SOLE
0
0
4454
ServiceNow Inc
CS
81762p102
6740
10383
SH
SOLE
3742
0
6641
Shell Plc ADR A
CS
780259206
513
11821
SH
SOLE
0
0
11821
Shell PLC ADR B
CS
780259107
280
6464
SH
SOLE
200
0
6264
Shenzhou International Group H
CS
82322r109
512
26663
SH
SOLE
0
0
26663
Sherwin Williams Company
CS
824348106
78380
222569
SH
SOLE
36574
0
185995
Shopify Inc
CS
82509l107
3255
2363
SH
SOLE
119
0
2244
Signature Bank NY
CS
82669G104
239
738
SH
SOLE
0
0
738
Sika AG ADR
CS
82674r103
923
22220
SH
SOLE
0
0
22220
Sionix Corp
CS
829400100
0
75000
SH
SOLE
0
0
75000
Sirius XM Holdings Inc
CS
82968b103
139
21938
SH
SOLE
5920
0
16018
Siteone Landscape Supply Inc
CS
82982l103
564
2327
SH
SOLE
150
0
2177
Skyworks Solutions Inc.
CS
83088M102
2083
13425
SH
SOLE
415
0
13010
Skyworks Solutions Inc.
CS
83088M102
543
3500
SH
Put
SOLE
0
0
3500
Smith AO Corp
CS
831865209
445
5180
SH
SOLE
0
0
5180
Solaredge Technologies Inc
CS
83417m104
302
1075
SH
SOLE
0
0
1075
Sony Group Corp ADR
CS
835699307
1169
9247
SH
SOLE
375
0
8872
Southern Company
CS
842587107
545
7947
SH
SOLE
325
0
7622
Southwest Airlines
CS
844741108
1894
44219
SH
SOLE
1000
0
43219
SPS Commerce
CS
78463M107
1256
8826
SH
SOLE
810
0
8016
Stanley Black & Decker
CS
854502101
706
3743
SH
SOLE
346
0
3397
Starbucks Corp
CS
855244109
24211
206982
SH
SOLE
27123
0
179859
State Street Corp.
CS
857477103
959
10312
SH
SOLE
0
0
10312
Steris Plc
CS
g8473t100
2094
8603
SH
SOLE
275
0
8328
Sterling Bancorp Del
CS
85917a100
284
11013
SH
SOLE
0
0
11013
Stoneridge Inc
CS
86183P102
1035
52444
SH
SOLE
0
0
52444
Stryker Corp.
CS
863667101
25899
96846
SH
SOLE
31399
0
65447
Sumitomo Mitsui ADR
CS
86562M209
99
14554
SH
SOLE
0
0
14554
Sun Communitys Inc
CS
866674104
791
3769
SH
SOLE
260
0
3509
Swedish Match AB
CS
w9376l154
120
15000
SH
SOLE
0
0
15000
Swiss Medica Inc - Revoked by
CS
87089c104
0
25000
SH
SOLE
0
0
25000
Synopsys Inc
CS
871607107
460
1249
SH
SOLE
0
0
1249
Sysco Corp
CS
871829107
228
2907
SH
SOLE
219
0
2688
T-Mobile US, Inc.
CS
872590104
697
6008
SH
SOLE
482
0
5526
T. Rowe Price Associates Inc
CS
74144T108
3034
15429
SH
SOLE
339
0
15090
Taiwan Semiconductor Manufactu
CS
874039100
31375
260786
SH
SOLE
98886
0
161899
Take Two Interactive
CS
874054109
809
4550
SH
SOLE
472
0
4078
Target
CS
87612E106
17053
73683
SH
SOLE
8677
0
65006
TE Connectivity
CS
H84989104
1204
7465
SH
SOLE
2787
0
4678
Tecsy
CS
878950104
492
11820
SH
SOLE
0
0
11820
Teladoc Health Inc
CS
87918a105
598
6516
SH
SOLE
0
0
6516
Teladoc Health Inc
CS
87918a105
450
4900
SH
Put
SOLE
0
0
4900
Teledyne Technologies Inc
CS
879360105
1332
3048
SH
SOLE
123
0
2925
Telefonica de Espana
CS
879382208
56
13117
SH
SOLE
0
0
13117
Tencent Holdings Ltd ADR
CS
88032Q109
314
5381
SH
SOLE
0
0
5381
Teradyne Inc.
CS
880770102
1250
7642
SH
SOLE
0
0
7642
Teradyne Inc.
CS
880770102
654
4000
SH
Put
SOLE
0
0
4000
Tesla Inc.
CS
88160r101
10407
9847
SH
SOLE
780
0
9067
Tesla Inc.
CS
88160r101
1902
1800
SH
Put
SOLE
0
0
1800
Texas Instruments
CS
882508104
16383
86924
SH
SOLE
27800
0
59124
The AZEK Co Inc Class A
CS
05478c105
702
15181
SH
SOLE
0
0
15181
The AZEK Co Inc Class A
CS
05478c105
23
500
SH
Put
SOLE
0
0
500
Theratechnologies Inc
CS
88338h100
495
163392
SH
SOLE
0
0
163392
Thermo Energy
CS
883906406
0
66100
SH
SOLE
0
0
66100
Thermo Fisher Scientific Inc
CS
883556102
3069
4599
SH
SOLE
358
0
4241
Thor Industries
CS
885160101
541
5210
SH
SOLE
0
0
5210
Titan Medical Inc
CS
88830x819
13
20031
SH
SOLE
0
0
20031
TJX Companies Inc
CS
872540109
2245
29573
SH
SOLE
445
0
29128
Toro Co
CS
891092108
1328
13292
SH
SOLE
0
0
13292
Tractor Supply Company
CS
892356106
841
3524
SH
SOLE
0
0
3524
Trane Technologies PLC
CS
g8994e103
2789
13803
SH
SOLE
0
0
13803
TransDigm Group Inc
CS
893641100
9276
14579
SH
SOLE
6862
0
7717
Travelers Companies Inc
CS
89417E109
1481
9465
SH
SOLE
1103
0
8362
Tricida Inc
CS
89610f101
300
31385
SH
SOLE
0
0
31385
Truist Financial Corp
CS
89832q109
2720
46455
SH
SOLE
262
0
46193
Tuesday Morning Corp
CS
899035505
27
11764
SH
SOLE
0
0
11764
Twilio Inc
CS
90138f102
2357
8949
SH
SOLE
0
0
8949
Twilio Inc
CS
90138f102
1475
5600
SH
Put
SOLE
0
0
5600
Twitter Inc
CS
90184l102
500
11570
SH
SOLE
250
0
11320
Tyler Technologies Inc
CS
902252105
5692
10580
SH
SOLE
25
0
10555
Tyler Technologies Inc
CS
902252105
2152
4000
SH
Put
SOLE
0
0
4000
Tyler Technologies Inc
CS
902252105
1076
2000
SH
Put
SOLE
0
0
2000
Tyson Foods Inc. Cl A
CS
902494103
388
4450
SH
SOLE
1625
0
2825
Uber Technologies Inc
CS
90353t100
1101
26260
SH
SOLE
325
0
25935
UFP Industries, Inc.
CS
90278q108
316
3433
SH
SOLE
0
0
3433
Ulta Beauty Inc
CS
90384S303
630
1529
SH
SOLE
65
0
1464
Under Armour Inc
CS
904311206
323
17898
SH
SOLE
0
0
17898
Under Armour Inc
CS
904311107
648
30588
SH
SOLE
0
0
30588
Unicharm Corp ADR
CS
90460M204
93
10645
SH
SOLE
0
0
10645
Unilever PLC ADR
CS
904767704
411
7650
SH
SOLE
902
0
6748
Union Pacific Corp
CS
907818108
15373
61021
SH
SOLE
15677
0
45344
United Parcel Service Inc.
CS
911312106
11549
53881
SH
SOLE
12462
0
41419
United Rentals
CS
911363109
219
659
SH
SOLE
0
0
659
UnitedHealth Group Inc
CS
91324P102
50794
101156
SH
SOLE
13533
0
87623
UnitedHealth Group Inc
CS
91324P102
251
500
SH
Call
SOLE
0
0
500
UnitedHealth Group Inc
CS
91324P102
251
500
SH
Put
SOLE
0
0
500
US Bancorp
CS
902973304
1943
34592
SH
SOLE
19925
0
14666
Valero Energy
CS
91913Y100
496
6605
SH
SOLE
313
0
6292
Valvoline Inc
CS
92047w101
514
13793
SH
SOLE
0
0
13793
Vanguard Mid-Cap Value ETF
CS
922908512
7975
53052
SH
SOLE
0
0
53052
Vapor Group Inc
CS
922101100
0
58800
SH
SOLE
0
0
58800
Veeva Systems Inc. A
CS
922475108
382
1495
SH
SOLE
452
0
1043
Vericel Corp
CS
92346j108
548
13935
SH
SOLE
260
0
13675
Verizon Communications
CS
92343V104
31865
613264
SH
SOLE
107853
0
505411
Vertex Pharmaceuticals
CS
92532F100
388
1765
SH
SOLE
1500
0
265
Vertiv Holdings Class A
CS
92537n108
365
14631
SH
SOLE
1388
0
13243
VF Corp.
CS
918204108
431
5890
SH
SOLE
0
0
5890
Viacom CBS B Stock
CS
124857202
83
15787
SH
SOLE
0
0
15787
Viacom CBS Inc B
CS
92556h206
226
7497
SH
SOLE
224
0
7273
Viacom CBS Inc B
CS
92556h206
9
300
SH
Call
SOLE
0
0
300
Viatris Inc.
CS
92556v106
232
17139
SH
SOLE
7190
0
9949
Visa Inc Cl A
CS
92826C839
70391
324817
SH
SOLE
132051
0
192766
Visa Inc Cl A
CS
92826C839
22
100
SH
Call
SOLE
0
0
100
VMWare Inc.
CS
928563402
430
3708
SH
SOLE
200
0
3508
Volkswagen AG ADR
CS
928662600
367
12482
SH
SOLE
593
0
11889
Vulcan Materials
CS
929160109
7166
34522
SH
SOLE
0
0
34522
W. W. Grainger Inc
CS
384802104
607
1171
SH
SOLE
0
0
1171
Walgreen Boots Alliance Inc
CS
931427108
3680
70555
SH
SOLE
977
0
69578
Walmart Inc
CS
931142103
12030
83144
SH
SOLE
38124
0
45019
Waste Management Inc
CS
94106L109
4352
26074
SH
SOLE
64
0
26009
Watsco
CS
942622200
209
667
SH
SOLE
0
0
667
Watts Water Tech
CS
942749102
223
1150
SH
SOLE
0
0
1150
Wavefront Tech Solutions Inc
CS
94354b100
61
202500
SH
SOLE
0
0
202500
WaveTrue Inc
CS
743164105
0
15000
SH
SOLE
0
0
15000
WEC Energy Group Inc.
CS
92939u106
227
2343
SH
SOLE
131
0
2212
Wells Fargo & Company
CS
949746101
3169
66044
SH
SOLE
32683
0
33361
West Pharmaceutical Services
CS
955306105
1591
3393
SH
SOLE
205
0
3188
Western Alliance Bancorp
CS
957638109
399
3706
SH
SOLE
235
0
3471
Weyerhauser Corporation
CS
962166104
1817
44114
SH
SOLE
35174
0
8940
Wheaton Precious Metals Corp
CS
962879102
340
7917
SH
SOLE
1435
0
6482
Wheels Up Experience Inc Ordin
CS
96328l106
374
80671
SH
SOLE
0
0
80671
Williams-Sonoma
CS
969904101
2069
12234
SH
SOLE
627
0
11607
Williams Companies, Inc.
CS
969457100
578
22200
SH
SOLE
120
0
22080
Wolverine Energy and Infrastru
CS
977891100
0
13163
SH
SOLE
0
0
13163
WuXi Biologics (Cayman) ADR
CS
98260n108
538
22962
SH
SOLE
0
0
22962
Xilinx Inc
CS
983919101
7114
33552
SH
SOLE
4750
0
28802
Xylem Inc
CS
98419M100
628
5236
SH
SOLE
503
0
4733
Yum China Holdings Inc
CS
98850p109
626
12564
SH
SOLE
0
0
12564
Yum! Brands Inc.
CS
988498101
2193
15790
SH
SOLE
0
0
15790
Zanite Acquisition Corp
CS
98907k103
998
98000
SH
SOLE
0
0
98000
Zebra Technologies Inc. Cl A
CS
989207105
2318
3895
SH
SOLE
185
0
3710
Zimmer Biomet Holdings Inc
CS
98956p102
530
4172
SH
SOLE
285
0
3887
Zions Bancorp NA
CS
989701107
1252
19830
SH
SOLE
0
0
19830
Zoetis Inc
CS
98978V103
1706
6990
SH
SOLE
651
0
6339
AGNC Investment Corp
RE
00123q104
1541
102462
SH
SOLE
54442
0
48020
Americold Realty Trust
RE
03064d108
1004
30626
SH
SOLE
17032
0
13594
Arbor Realty Trust Inc
RE
038923108
419
22898
SH
SOLE
0
0
22898
CNL Healthcare Properties
RE
12612c108
102
13882
SH
SOLE
3840
0
10042
Corporate Prop Associates 18
RE
22004e109
96
10602
SH
SOLE
0
0
10602
FS Energy & Power Fd
RE
30264d109
51
14398
SH
SOLE
0
0
14398
Highlands REIT
RE
43110a104
7
26712
SH
SOLE
0
0
26712
KBS Real Estate Investment Tru
RE
48243c109
98
62312
SH
SOLE
6825
0
55487
KBS Real Estate Investment Tru
RE
48668l105
167
15447
SH
SOLE
5019
0
10429
Kite Realty Group
RE
49803t300
378
17334
SH
SOLE
0
0
17334
MGM Growth Properties LLC
RE
55303a105
234
5730
SH
SOLE
0
0
5730
Pacific Oak Strategic Opportun
RE
694701103
140
13120
SH
SOLE
0
0
13120
Progressive Interchange LLC
RE
742995871
50
50000
SH
SOLE
0
0
50000
Real Estate Select Sector SPDR
RE
81369y860
327
6318
SH
SOLE
3
0
6315
Schwab US REIT
RE
808524847
1776
33703
SH
SOLE
2983
0
30720
Simon Property Group Inc
RE
828806109
573
3589
SH
SOLE
0
0
3589
Starwood Property Trust
RE
85571B105
271
11147
SH
SOLE
1500
0
9647
Vanguard REIT Viper Index Seri
RE
922908553
2448
21103
SH
SOLE
0
0
21103
Aim Immunotech Wts
WT
00901b113
0
15000
SH
SOLE
0
0
15000
Zanite Acquisition Corp Wts
WT
98907k111
44
49000
SH
SOLE
0
0
49000
Barclays SPX Market Linked Gro
SE
06747pws4
58
50000
SH
SOLE
0
0
50000
BNS MXEA 2-7-22 20 buff
SE
064159ps9
2069
1605000
SH
SOLE
0
0
1605000
C MXEA 2-23-23 15 buff
SE
17328wfe3
3647
3255000
SH
SOLE
0
0
3255000
C MXEA due 12-20-23 15 buff
SE
17329ftj3
2532
2610000
SH
SOLE
0
0
2610000
C SPX 2-7-22 20 buff
SE
17327tzp4
3275
2715000
SH
SOLE
40000
0
2675000
GS MID 2-9-22 20 buff
SE
40056fzu2
1450
1180000
SH
SOLE
0
0
1180000
GS Mid Due 11-23-23 15 Buff
SE
40057hdl1
1373
1335000
SH
SOLE
0
0
1335000
GS MXEA due 4-25-24 15 buff
SE
40057jv37
2177
2195000
SH
SOLE
300000
0
1895000
GS RTY 7-26-23 15 buff
SE
40057f7f5
1244
1185000
SH
SOLE
30000
0
1155000
GS SPX 7-26-23 15 buff
SE
40057f7e8
2267
2010000
SH
SOLE
80000
0
1930000
GS SPX 8-11-22 20 buff
SE
40056yj88
9803
8340000
SH
SOLE
1365000
0
6975000
GS SPX due 12-20-23 15 Buff
SE
40057hmp2
2898
2760000
SH
SOLE
25000
0
2735000
HSBC SPX Market Linked Growth
SE
40435ur55
38
33000
SH
SOLE
0
0
33000
JPM EEM Note
SE
48132hzv7
15
13000
SH
SOLE
0
0
13000
JPM EEM Note
SE
48132k4k8
14
12000
SH
SOLE
0
0
12000
JPM EEM Note
SE
48132mzl8
14
13000
SH
SOLE
0
0
13000
JPM EEM Note
SE
48132pxh2
13
13000
SH
SOLE
0
0
13000
JPM EFA Note
SE
48132hzu9
15
13000
SH
SOLE
0
0
13000
JPM EFA Note
SE
48132k3w3
14
12000
SH
SOLE
0
0
12000
JPM MID 7-26-23 15 buff
SE
48132rng1
1505
1375000
SH
SOLE
85000
0
1290000
JPM MXEF 6-8-22 20 buff
SE
48132hex6
2692
2225000
SH
SOLE
400000
0
1825000
JPM MXEF due 12-20-23 15 buff
SE
48132unq2
10027
10970000
SH
SOLE
650000
0
10320000
JPM NDX Note
SE
48132hzt2
15
13000
SH
SOLE
0
0
13000
JPM NDX Note
SE
48132k3x1
14
12000
SH
SOLE
0
0
12000
JPM RTY Note
SE
48132mzf1
15
13000
SH
SOLE
0
0
13000
JPM RTY Note
SE
48132pxf6
14
13000
SH
SOLE
0
0
13000
JPM SPX Note
SE
48132mzm6
15
13000
SH
SOLE
0
0
13000
JPM SPX Note
SE
48132pxj8
14
13000
SH
SOLE
0
0
13000
MS MXEA 6-8-22 20 buff
SE
61769h3r4
1742
1425000
SH
SOLE
225000
0
1200000
MS MXEA 8-15-22 20 buff
SE
61770fle4
2187
1865000
SH
SOLE
0
0
1865000
MS SPX 4-12-22 15 buff
SE
61770fk70
1995
1535000
SH
SOLE
175000
0
1360000
MS SPX due 4-22-24 15 buff
SE
61773f6p3
6472
6340000
SH
SOLE
425000
0
5915000
RBC MXEF due 4-25-24 15 buff
SE
78016f3s1
1868
1985000
SH
SOLE
350000
0
1635000
RBC RTY 2-7-22 20 buff
SE
78013xye2
1452
1175000
SH
SOLE
0
0
1175000
RBC RTY due 3-14-24 15 buff
SE
78016e3h8
1042
1050000
SH
SOLE
60000
0
990000
RBC SPX 2-24-23 15 buff
SE
78015kyu2
6456
5500000
SH
SOLE
30000
0
5470000
RBC SPX 5-22-23 15 buff
SE
78016epb7
1211
1060000
SH
SOLE
0
0
1060000
RBC SPX Due 11-22-23 15 Buff
SE
78016et49
2086
1965000
SH
SOLE
160000
0
1805000
TD RTY due 4-25-24 15 buff
SE
89114ttw2
3141
3235000
SH
SOLE
0
0
3235000
UBS MID due 4-25-24 15 buff
SE
90279dmm5
3919
3920000
SH
SOLE
50000
0
3870000
UBS MXEF 7-26-23 15 buff
SE
90276bnr0
1662
1825000
SH
SOLE
0
0
1825000
Alps Alerian Energy Infra
ML
00162Q676
337
17781
SH
SOLE
0
0
17781
Energy Transfer LP
ML
29273v100
2333
283442
SH
SOLE
22322
0
261120
Enterprise Products Ptnrs
ML
293792107
8445
384582
SH
SOLE
15447
0
369135
Genesis Energy LP
ML
371927104
331
30873
SH
SOLE
0
0
30873
JPMorgan Alerian MLP Index
ML
46625H365
4320
242537
SH
SOLE
13578
0
228959
Magellan Midstream Ptnrs LP
ML
559080106
4880
105086
SH
SOLE
5580
0
99506
MPLX LP
ML
55336V100
1488
50288
SH
SOLE
6400
0
43888
Nextera Energy Partners Lp
ML
65341b106
2820
33408
SH
SOLE
3451
0
29957
Plains Group Holdings LP Cla
ML
72651a207
150
14801
SH
SOLE
0
0
14801
Targa Resources Prtns Com St
ML
87612G101
2027
38803
SH
SOLE
11500
0
27303
UBS E-TRACS Alerian MLP Infras
ML
90274d382
3739
242979
SH
SOLE
9000
0
233979
Western Midstream Partners LP
ML
958669103
248
11137
SH
SOLE
0
0
11137
Aptus Collared Income Opportun
EE
26922a222
4638
142176
SH
SOLE
0
0
142176
ARK Genomic Revolution ETF
EE
00214q302
224
3655
SH
SOLE
0
0
3655
ARK Innovation ETF
EE
00214q104
222
2350
SH
SOLE
5
0
2345
Avantis U.S. Small Cap Value E
EE
025072877
1021
12806
SH
SOLE
0
0
12806
Communication Services Select
EE
81369y852
9213
118603
SH
SOLE
1826
0
116777
Deutsche X Tracks MSCI EAFE
EE
233051200
3356
85455
SH
SOLE
23692
0
61763
Dimensional International Valu
EE
25434V807
1105
33668
SH
SOLE
0
0
33668
Dimensional US Core Equity 2 E
EE
25434v708
3147
108645
SH
SOLE
0
0
108645
Dimensional US Small Cap ETF
EE
25434v500
301
5025
SH
SOLE
0
0
5025
Dimensional World ex U.S. Core
EE
25434V880
1961
75122
SH
SOLE
0
0
75122
Fidelity High Dividend ETF
EE
316092840
2271
56356
SH
SOLE
0
0
56356
First Tr Pfrd Sec & Inc ETF
EE
33739e108
3060
150573
SH
SOLE
47549
0
103024
First Tr Value Line Dividend I
EE
33734H106
5202
120854
SH
SOLE
59590
0
61264
First Tr. Financials AlphaDEX
EE
33734x135
4302
92954
SH
SOLE
0
0
92954
First Tr. NYSE Arca Biotech ET
EE
33733e203
698
4309
SH
SOLE
0
0
4309
First Trust Capital Strength E
EE
33733e104
8502
100550
SH
SOLE
78265
0
22285
First Trust Cnsmr Discret Alph
EE
33734x101
255
4107
SH
SOLE
0
0
4107
First Trust Cnsmr Staples Alph
EE
33734x119
459
7413
SH
SOLE
0
0
7413
First Trust Dow Jones Internet
EE
33733E302
306
1355
SH
SOLE
263
0
1092
First Trust Emerging Markets A
EE
33737j182
240
9201
SH
SOLE
0
0
9201
First Trust Health Care Alpha
EE
33734x143
944
7605
SH
SOLE
0
0
7605
First Trust Industrials Etf
EE
33734x150
330
5285
SH
SOLE
0
0
5285
First Trust ISE Cloud Computin
EE
33734X192
524
5019
SH
SOLE
0
0
5019
First Trust NASDAQ Cln Edge Gr
EE
33733e500
349
5135
SH
SOLE
0
0
5135
First Trust NASDAQ Cybersecuri
EE
33734x846
217
4110
SH
SOLE
0
0
4110
First Trust Rising Dividend ET
EE
33738r506
782
15106
SH
SOLE
1830
0
13276
First Trust Riverfront ETF
EE
33739p608
223
3052
SH
SOLE
3052
0
0
First Trust Senior Loan ETF
EE
33738d309
487
10170
SH
SOLE
8803
0
1367
First Trust Small Cap Val Alph
EE
33737m409
491
9250
SH
SOLE
0
0
9250
First Trust Tech Etf
EE
33734x176
17088
129438
SH
SOLE
672
0
128766
First Trust US IPO Index
EE
336920103
425
3469
SH
SOLE
186
0
3283
Global X MLP & Energy Infrastr
EE
37954y293
10354
293159
SH
SOLE
321
0
292838
Global X US Infrastructure Dev
EE
37954y673
28922
1004570
SH
SOLE
62673
0
941897
Global X US Preferred ETF
EE
37954y657
14270
553951
SH
SOLE
5203
0
548748
Industrial Select Sector SPDR
EE
81369Y704
3881
36680
SH
SOLE
164
0
36516
Innovator S&P 500 Power Buffer
EE
45782c656
2306
75888
SH
SOLE
3894
0
71994
Innovator U.S. Eq Power Buffer
EE
45782C540
4083
128464
SH
SOLE
3509
0
124955
Innovator US Equity Power Buff
EE
45782c573
6028
194392
SH
SOLE
7765
0
186627
Invesco Aerospace Defense ETF
EE
46137v100
224
3105
SH
SOLE
340
0
2765
Invesco Dividend Achievers ETF
EE
46137v506
2367
59579
SH
SOLE
106
0
59472
Invesco Dynamic Market ETF
EE
46137v712
247
1967
SH
SOLE
0
0
1967
Invesco FTSE RAFI US 1000 ETF
EE
46137V613
479
2791
SH
SOLE
0
0
2791
Invesco QQQ Trust
EE
46090E103
79203
199078
SH
SOLE
27162
0
171916
Invesco S&P 500 Eql Wt Tech ET
EE
46137V282
318
980
SH
SOLE
0
0
980
Invesco S&P 500 Equal Weight E
EE
46137V357
5894
36217
SH
SOLE
0
0
36217
Invesco S&P 500 Healthcare
EE
46137V332
11300
35258
SH
SOLE
1400
0
33858
Invesco S&P 500 Low Volatility
EE
46138E354
396
5776
SH
SOLE
3156
0
2620
Invesco S&P 500 Pure Growth
EE
46137v266
709
3362
SH
SOLE
0
0
3362
Invesco S&P 500 Quality ETF
EE
46137V241
617
11604
SH
SOLE
0
0
11604
iShares Core MSCI Intl Dev Mkt
EE
46435G326
564
8342
SH
SOLE
0
0
8342
iShares Core MSCI Total Intl S
EE
46432f834
302
4259
SH
SOLE
20
0
4239
iShares Core U.S. REIT ETF
EE
464288521
2194
32467
SH
SOLE
0
0
32467
iShares Dow Jones US Industria
EE
464287754
318
2819
SH
SOLE
0
0
2819
iShares EAFE Value ETF
EE
464288877
238
4731
SH
SOLE
0
0
4731
iShares Edge MSCI Min Vol Glob
EE
464286525
536
4948
SH
SOLE
1250
0
3698
iShares ESG Advanced MSCI USA
EE
46436e767
501
12706
SH
SOLE
0
0
12706
iShares ESG Aware MSCI USA ETF
EE
46435g425
827
7661
SH
SOLE
0
0
7661
iShares FTSE/Xinhua China25 In
EE
464287184
442
12088
SH
SOLE
0
0
12088
iShares Global REIT ETF
EE
46434v647
218
7108
SH
SOLE
10
0
7098
iShares Morningstar Mid-Cap ET
EE
464288208
284
4000
SH
SOLE
0
0
4000
iShares Morningstar Mid-Cap Gr
EE
464288307
301
4110
SH
SOLE
0
0
4110
iShares Morningstar Small Cap
EE
464288604
238
4800
SH
SOLE
0
0
4800
iShares MSCI US Momentum Fctr
EE
46432f396
7116
39137
SH
SOLE
1538
0
37599
iShares MSCI USA ESG Select ET
EE
464288802
281
2643
SH
SOLE
0
0
2643
iShares MSCI USA Quality Facto
EE
46432f339
5755
39537
SH
SOLE
28780
0
10757
iShares NASDAQ Biotech Index
EE
464287556
6999
45862
SH
SOLE
654
0
45208
iShares North Amer Tech-Softwa
EE
464287515
1127
2835
SH
SOLE
0
0
2835
Ishares Russell 3000 I Fd
EE
464287689
644
2321
SH
SOLE
0
0
2321
iShares Russell Mid Cap Growth
EE
464287481
5138
44592
SH
SOLE
9116
0
35476
iShares Russell Mid Cap Index
EE
464287499
21201
255400
SH
SOLE
2478
0
252922
iShares Russell Mid Cap Value
EE
464287473
5053
41291
SH
SOLE
10238
0
31053
iShares Russell Top 200 Growth
EE
464289438
372
2147
SH
SOLE
0
0
2147
iShares Russell Top 200 Value
EE
464289420
279
3977
SH
SOLE
0
0
3977
iShares Select Dividend ETF
EE
464287168
5947
48513
SH
SOLE
800
0
47713
iShares US Consumer Services
EE
464287580
435
5176
SH
SOLE
0
0
5176
iShares US Healthcare Index
EE
464287762
781
2602
SH
SOLE
349
0
2253
iShares US Home Construction
EE
464288752
1642
19800
SH
SOLE
9000
0
10800
iShares US Technology
EE
464287721
1161
10108
SH
SOLE
1452
0
8656
JP Morgan Diversified Ret Intl
EE
46641q209
285
4821
SH
SOLE
0
0
4821
KraneShares CSI China Internet
EE
500767306
34
930
SH
SOLE
0
0
930
KraneShares CSI China Internet
EE
500767306
547
15000
SH
Put
SOLE
0
0
15000
Main Street Capital Corp
EE
56035l104
698
15565
SH
SOLE
660
0
14905
Materials Select Sector SPDR
EE
81369Y100
1817
20054
SH
SOLE
0
0
20054
Nuveen S&P 500 Buy-Write Inc
EE
6706er101
304
20726
SH
SOLE
0
0
20726
Pacer US Cash Cows 100 ETF
EE
69374h881
640
13599
SH
SOLE
0
0
13599
PowerShares Buyback Achievers
EE
46137V308
226
2338
SH
SOLE
597
0
1741
Powershares Solar ETF
EE
46138g706
239
3108
SH
SOLE
600
0
2508
PowerShares WilderHill Clean E
EE
46137v134
306
4290
SH
SOLE
0
0
4290
ProShares Large Cap Core Plus
EE
74347r248
414
3715
SH
SOLE
0
0
3715
ProShares Ultra S&P 500
EE
74347R107
310
2120
SH
SOLE
0
0
2120
Schwab Emerging Mkts ETF
EE
808524706
3852
130032
SH
SOLE
3000
0
127032
Schwab Fd US Lg Co ETF
EE
808524771
1011
17250
SH
SOLE
44
0
17206
Schwab Fund. Intl. LG Co. ETF
EE
808524755
425
13087
SH
SOLE
24
0
13063
Schwab Fundamental Emerg Mkts
EE
808524730
673
21706
SH
SOLE
1219
0
20487
Schwab Fundamental US Broad Ma
EE
808524789
774
13340
SH
SOLE
0
0
13340
Schwab International Equity
EE
808524805
4277
110036
SH
SOLE
2475
0
107561
Schwab US Broad ETF
EE
808524102
232
2053
SH
SOLE
0
0
2053
Schwab US Dividend Equity
EE
808524797
1073
13277
SH
SOLE
6
0
13271
Schwab US Large Cap ETF
EE
808524201
21801
191542
SH
SOLE
18817
0
172725
Schwab US Large Cap Growth
EE
808524300
6364
38865
SH
SOLE
1244
0
37621
Schwab US Large Cap Value
EE
808524409
7227
98704
SH
SOLE
3395
0
95309
Schwab US Mid-Cap ETF
EE
808524508
7757
96446
SH
SOLE
6989
0
89457
Schwab US Small-Cap ETF
EE
808524607
6562
64083
SH
SOLE
3798
0
60285
Simplify US Equity PLUS Dwnsd
EE
82889n202
554
16650
SH
SOLE
3800
0
12850
SPDR Consumer Discret Select S
EE
81369Y407
3331
16291
SH
SOLE
0
0
16291
SPDR Consumer Staples Select S
EE
81369Y308
12785
165807
SH
SOLE
1848
0
163959
SPDR Dow Jone Global Real Esta
EE
78463x749
209
3700
SH
SOLE
0
0
3700
SPDR Dow Jones Indl Avg ETF Se
EE
78467X109
2375
6537
SH
SOLE
2175
0
4362
SPDR Energy Index
EE
81369Y506
2655
47838
SH
SOLE
2078
0
45760
SPDR Euro STOXX 50 ETF
EE
78463X202
1626
34856
SH
SOLE
5270
0
29586
SPDR Financial Index
EE
81369Y605
3700
94740
SH
SOLE
5218
0
89522
SPDR Health Care Select
EE
81369Y209
19178
136118
SH
SOLE
1087
0
135031
SPDR Portfolio S&P 500 Growth
EE
78464a409
572
7896
SH
SOLE
6620
0
1276
SPDR S&P 500 ETF
EE
78462F103
223450
470461
SH
SOLE
52856
0
417605
SPDR S&P 500 ETF
EE
78462F103
475
1000
SH
Call
SOLE
0
0
1000
SPDR S&P 500 ETF
EE
78462F103
475
1000
SH
Call
SOLE
0
0
1000
SPDR S&P 500 ETF
EE
78462F103
47
100
SH
Call
SOLE
0
0
100
SPDR S&P 500 ETF
EE
78462F103
332
700
SH
Call
SOLE
0
0
700
SPDR S&P 500 ETF
EE
78462F103
7124
15000
SH
Put
SOLE
0
0
15000
SPDR S&P 500 Value ETF
EE
78464a508
376
8950
SH
SOLE
6445
0
2505
SPDR S&P Bank ETF
EE
78464a797
914
16755
SH
SOLE
1898
0
14857
SPDR S&P Biotech
EE
78464A870
1463
13069
SH
SOLE
0
0
13069
SPDR S&P Dividend ETF
EE
78464A763
41120
318467
SH
SOLE
45856
0
272611
SPDR S&P Int'l Small Cap Fd
EE
78463X871
1505
39847
SH
SOLE
508
0
39339
SPDR S&P Mid Cap 400 ETF
EE
78467Y107
101500
196067
SH
SOLE
17572
0
178496
SPDR S&P Pharmaceuticals ETF
EE
78464a722
2428
52619
SH
SOLE
0
0
52619
SPDR Technology Index
EE
81369Y803
25686
147731
SH
SOLE
2693
0
145038
SPDR Utilities Index
EE
81369Y886
8607
120237
SH
SOLE
1935
0
118302
T. Rowe Price Blue Chip Growth
EE
87283q107
1049
31651
SH
SOLE
11317
0
20334
UBS AG FI Large Cap Growth
EE
902677780
733
845
SH
SOLE
0
0
845
Vaneck ETF TR
EE
92189f106
2709
84569
SH
SOLE
0
0
84569
Vaneck ETF TR
EE
92189f700
791
8291
SH
SOLE
1200
0
7091
VanEck Morningstar Wide Moat E
EE
92189f643
5392
70846
SH
SOLE
2066
0
68780
Vanguard Consumer Discretionar
EE
92204A108
413
1211
SH
SOLE
0
0
1211
Vanguard Dividend Appreciation
EE
921908844
52927
308166
SH
SOLE
1316
0
306850
Vanguard Europe ETF
EE
922042874
3929
57578
SH
SOLE
647
0
56931
Vanguard Financials ETF
EE
92204A405
1191
12332
SH
SOLE
129
0
12203
Vanguard FTSE All-World Ex-US
EE
922042775
2887
47109
SH
SOLE
0
0
47109
Vanguard FTSE Developed Mkts E
EE
921943858
41373
810280
SH
SOLE
151319
0
658960
Vanguard FTSE Emerging Mkts ET
EE
922042858
30155
609684
SH
SOLE
99943
0
509741
Vanguard Growth ETF
EE
922908736
6170
19227
SH
SOLE
271
0
18956
Vanguard Health Care ETF
EE
92204A504
4425
16608
SH
SOLE
887
0
15721
Vanguard High Dividend Yield E
EE
921946406
1404
12520
SH
SOLE
2547
0
9973
Vanguard Index Fds S&P 500
EE
922908363
8150
18668
SH
SOLE
456
0
18211
Vanguard Information Technolog
EE
92204A702
15977
34870
SH
SOLE
2017
0
32853
Vanguard Large Cap ETF
EE
922908637
6149
27822
SH
SOLE
356
0
27466
Vanguard Mega Cap Index ETF
EE
921910873
380
2259
SH
SOLE
0
0
2259
Vanguard Mid Cap Growth ETF
EE
922908538
1568
6160
SH
SOLE
0
0
6160
Vanguard Mid Cap Vipers Index
EE
922908629
10575
41508
SH
SOLE
1092
0
40416
Vanguard Russell 1000 ETF
EE
92206c730
14277
65238
SH
SOLE
0
0
65238
Vanguard S&P 500 Growth ETF
EE
921932505
283
939
SH
SOLE
0
0
939
Vanguard Sector Index Fd Cons
EE
92204A207
691
3455
SH
SOLE
0
0
3455
Vanguard Small Cap ETF
EE
922908751
8180
36194
SH
SOLE
186
0
36008
Vanguard Small Cap Growth
EE
922908595
665
2361
SH
SOLE
5
0
2356
Vanguard Small Cap Value Fund
EE
922908611
10219
57137
SH
SOLE
145
0
56992
Vanguard Tot Stock Mrkt ETF
EE
922908769
72790
301482
SH
SOLE
86653
0
214829
Vanguard Total Int'l Stock Ind
EE
921909768
2982
46914
SH
SOLE
29200
0
17714
Vanguard Utilities ETF
EE
92204A876
657
4203
SH
SOLE
0
0
4203
Vanguard Value ETF
EE
922908744
3271
22233
SH
SOLE
481
0
21752
VictoryShares Nasdaq Next 50 E
EE
92647x806
259
7559
SH
SOLE
0
0
7559
VictoryShares US 500 Enh Vol W
EE
92647n782
1470
18908
SH
SOLE
1540
0
17368
Vident Core US Equity
EE
26922a503
270
5786
SH
SOLE
0
0
5786
Vident International Equity
EE
26922a404
229
8631
SH
SOLE
0
0
8631
WisdomTree Dividend Ex-Finl ET
EE
97717W406
339
3355
SH
SOLE
1685
0
1670
WisdomTree Dynamic Ccy Hdgd In
EE
97717x263
302
9805
SH
SOLE
0
0
9805
Wisdomtree Emerg Markets
EE
97717x578
1721
46700
SH
SOLE
0
0
46700
WisdomTree Int'l Small Cap Div
EE
97717W760
5826
79107
SH
SOLE
1892
0
77215
WisdomTree Large Cap Dividend
EE
97717w307
383
5806
SH
SOLE
0
0
5806
Wisdomtree Midcap Dividend
EE
97717w505
11133
250969
SH
SOLE
1762
0
249207
Fidelity MSCI Health Care Inde
EZ
316092600
1481
21573
SH
SOLE
0
0
21573
Fidelity MSCI Information Tech
EZ
316092808
355
2621
SH
SOLE
0
0
2621
Fidelity MSCI Real Estate ETF
EZ
316092857
10064
289876
SH
SOLE
58492
0
231383
Fidelity Nasdaq Composite Inde
EZ
315912808
496
8139
SH
SOLE
0
0
8139
GS Activebeta Large Cap ETF
EZ
381430503
12017
126307
SH
SOLE
3843
0
122464
Invesco Dynamic Building and C
EZ
46137V779
2637
48327
SH
SOLE
7830
0
40497
iShares Core MSCI EAFE
EZ
46432f842
76382
1023337
SH
SOLE
60624
0
962714
iShares Core MSCI Emerging Mkt
EZ
46434g103
58642
979653
SH
SOLE
57446
0
922207
IShares Core S&P Total US Stoc
EZ
464287150
4672
43672
SH
SOLE
9272
0
34400
iShares Core US Value ETF
EZ
464287663
845
11067
SH
SOLE
0
0
11067
iShares Dow Jones US RE Index
EZ
464287739
1631
14046
SH
SOLE
130
0
13916
Ishares Inc MSCI EM Asia ETF
EZ
464286426
2627
32029
SH
SOLE
4680
0
27349
iShares MSCI EAFE Index
EZ
464287465
22307
283521
SH
SOLE
14030
0
269491
iShares MSCI EAFE Small Cap In
EZ
464288273
14945
204473
SH
SOLE
13633
0
190840
iShares MSCI Emerg Mkts Indx F
EZ
464287234
10313
211112
SH
SOLE
26276
0
184836
iShares MSCI Japan Index
EZ
46434g822
341
5094
SH
SOLE
1134
0
3960
iShares MSCI USA Min Volatilit
EZ
46429b697
6541
80854
SH
SOLE
50282
0
30573
iShares Russell 1000
EZ
464287622
12875
48689
SH
SOLE
4065
0
44624
iShares Russell 1000 Growth In
EZ
464287614
64936
212495
SH
SOLE
13237
0
199258
iShares Russell 1000 Value Ind
EZ
464287598
32080
191032
SH
SOLE
15198
0
175833
iShares Russell 2000 Growth In
EZ
464287648
18270
62345
SH
SOLE
3042
0
59303
iShares Russell 2000 Index
EZ
464287655
72058
323929
SH
SOLE
20656
0
303274
iShares Russell 2000 Value Ind
EZ
464287630
33992
204712
SH
SOLE
6858
0
197854
iShares S&P 500 Growth
EZ
464287309
52474
627160
SH
SOLE
45813
0
581347
iShares S&P 500 Index
EZ
464287200
443343
929460
SH
SOLE
68161
0
861298
iShares S&P Barra Value Index
EZ
464287408
70396
449444
SH
SOLE
20094
0
429350
iShares S&P Mid Cap 400 Growth
EZ
464287606
54266
636474
SH
SOLE
32254
0
604219
iShares S&P Mid Cap 400 Value
EZ
464287705
32726
295679
SH
SOLE
13358
0
282320
iShares S&P Mid Cap Index
EZ
464287507
97091
342982
SH
SOLE
25930
0
317053
iShares S&P Small Cap 600 Grow
EZ
464287887
7364
53055
SH
SOLE
6132
0
46923
iShares S&P Small Cap 600 Valu
EZ
464287879
7835
74984
SH
SOLE
6608
0
68376
iShares S&P Small Cap Index
EZ
464287804
81621
712784
SH
SOLE
53400
0
659384
iShares Tr MSCI AC Asia Ex Jap
EZ
464288182
2404
29067
SH
SOLE
197
0
28870
iShares Tr S&P 100 Index Fd
EZ
464287101
615
2807
SH
SOLE
2560
0
247
iShares Tr. Core Div Growth
EZ
46434v621
948
17063
SH
SOLE
4345
0
12718
Ishares Trust High Dividend Eq
EZ
46429B663
447
4431
SH
SOLE
0
0
4431