Supervisor of Investment Operations

0001040197-17-000005.txt : 20171012 0001040197-17-000005.hdr.sgml : 20171012 20171012120148 ACCESSION NUMBER: 0001040197-17-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171012 DATE AS OF CHANGE: 20171012 EFFECTIVENESS DATE: 20171012 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MAI Capital Management CENTRAL INDEX KEY: 0001040197 IRS NUMBER: 611495162 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06392 FILM NUMBER: 171134101 BUSINESS ADDRESS: STREET 1: 1360 E. NINTH STREET #1100 CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 216-436-3500 MAIL ADDRESS: STREET 1: 1360 E. NINTH STREET #1100 CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: MAI Wealth Advisors DATE OF NAME CHANGE: 20080620 FORMER COMPANY: FORMER CONFORMED NAME: MCCORMACK ADVISORS INTERNATIONAL DATE OF NAME CHANGE: 20010216 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT ADVISORS INTERNATIONAL INC/OH DATE OF NAME CHANGE: 19990322 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001040197 XXXXXXXX 09-30-2017 09-30-2017 MAI Capital Management

1360 E. NINTH STREET #1100 CLEVELAND OH 44114

13F HOLDINGS REPORT 028-06392 N Bryan Gregorich Supervisor of Investment Operations 216-920-4965 Bryan Gregorich Cleveland OH 10-12-2017 0 449 1647201 false INFORMATION TABLE 2 13F093017.xml 3M Company CS 88579Y101 1654 7878 SH SOLE 0 0 7878 A T & T Corp New CS 00206R102 3609 92139 SH SOLE 0 0 92139 Abbott Laboratories CS 002824100 13935 261153 SH SOLE 0 0 261153 AbbVie Inc. CS 00287Y109 3365 37867 SH SOLE 0 0 37867 Accenture PLC Cl A CS G1151C101 1971 14589 SH SOLE 0 0 14589 Acuity Brands Inc CS 00508Y102 719 4200 SH SOLE 0 0 4200 Adobe Systems CS 00724F101 4895 32816 SH SOLE 0 0 32816 Aegon N.V. Adr CS 007924103 122 21129 SH SOLE 0 0 21129 Aercap Holdings NV CS N00985106 324 6347 SH SOLE 0 0 6347 Aetna Inc. CS 00817Y108 412 2592 SH SOLE 0 0 2592 Affiliated Managers CS 008252108 479 2525 SH SOLE 0 0 2525 Air Products & Chemicals Inc CS 009158106 305 2019 SH SOLE 0 0 2019 Akamai Tech CS 00971T101 699 14353 SH SOLE 0 0 14353 Albemarle Corp CS 012653101 224 1647 SH SOLE 0 0 1647 Alexandria Real Estate Equitie CS 015271109 321 2702 SH SOLE 0 0 2702 Allegion Plc CS g0176j109 841 9730 SH SOLE 0 0 9730 Allstate Corp CS 020002101 438 4762 SH SOLE 0 0 4762 Alphabet Inc Class A CS 02079k305 5165 5304 SH SOLE 0 0 5304 Alphabet Inc Class C CS 02079k107 8272 8624 SH SOLE 0 0 8624 Altria Group Inc. CS 02209S103 6616 104323 SH SOLE 0 0 104323 Alyn Corp CS 022611107 0 160000 SH SOLE 0 0 160000 Amazon.com CS 023135106 5447 5666 SH SOLE 0 0 5666 America Movil SA de CV ADR Ser CS 02364W105 1005 56600 SH SOLE 0 0 56600 American Campus Communities CS 024835100 231 5226 SH SOLE 0 0 5226 American International Group CS 026874784 215 3504 SH SOLE 0 0 3504 American Tower CS 03027X100 2981 21809 SH SOLE 0 0 21809 Ameriprise Financial Inc CS 03076C106 302 2036 SH SOLE 0 0 2036 Ametek Inc CS 031100100 1420 21504 SH SOLE 0 0 21504 Amgen Inc CS 031162100 13783 73923 SH SOLE 0 0 73923 Amphenol Corp CS 032095101 223 2633 SH SOLE 0 0 2633 Anadarko Pete Co. CS 032511107 231 4738 SH SOLE 0 0 4738 Anheuser-Busch InBev CS 03524A108 8029 67298 SH SOLE 0 0 67298 Anthem, Inc CS 036752103 234 1230 SH SOLE 0 0 1230 Apple Inc CS 037833100 26972 175009 SH SOLE 0 0 175009 Apple Inc CS 037833100 154 1000 SH Put SOLE 0 0 1000 Aramark CS 03852u106 330 8117 SH SOLE 0 0 8117 Archer Daniels Midland Co. CS 039483102 2359 55499 SH SOLE 0 0 55499 Ashland Global Holdings Inc CS 044186104 453 6932 SH SOLE 0 0 6932 Automatic Data Processing CS 053015103 274 2506 SH SOLE 0 0 2506 Avangrid Inc CS 05351w103 897 18907 SH SOLE 0 0 18907 Avery Dennison CS 053611109 905 9205 SH SOLE 0 0 9205 Baidu ADR CS 056752108 4128 16666 SH SOLE 0 0 16666 Bank of America Corp CS 060505104 11248 443897 SH SOLE 0 0 443897 Bank of New York Mellon CS 064058100 207 3902 SH SOLE 0 0 3902 Banner Corp CS 06652v208 299 4880 SH SOLE 0 0 4880 Barclays Plc Adr CS 06738E204 131 12619 SH SOLE 0 0 12619 Barnes Group Inc CS 067806109 920 13060 SH SOLE 0 0 13060 Baxter International CS 071813109 687 10946 SH SOLE 0 0 10946 Becton Dickinson & Company CS 075887109 329 1677 SH SOLE 0 0 1677 Berkshire Hathaway CS 084670108 824 3 SH SOLE 0 0 3 Berkshire Hathaway Class B CS 084670702 4910 26783 SH SOLE 0 0 26783 Biogen Inc CS 09062X103 1413 4513 SH SOLE 0 0 4513 Blackrock Inc CS 09247X101 3378 7555 SH SOLE 0 0 7555 BNP Paribas ADR CS 05565A202 211 5219 SH SOLE 0 0 5219 Boeing Company CS 097023105 15831 62277 SH SOLE 0 0 62277 Booz Allen Hamilton Holding CS 099502106 216 5775 SH SOLE 0 0 5775 BorgWarner CS 099724106 313 6101 SH SOLE 0 0 6101 BP Amoco PLC ADR CS 055622104 233 6055 SH SOLE 0 0 6055 Brighthouse Financial Inc CS 10922n103 449 7388 SH SOLE 0 0 7388 Bristol-Myers Squibb CS 110122108 8297 130168 SH SOLE 0 0 130168 Cambrex Corp CS 132011107 873 15875 SH SOLE 0 0 15875 Camden Property Trust CS 133131102 685 7487 SH SOLE 0 0 7487 Cardinal Health Inc. CS 14149Y108 4736 70765 SH SOLE 0 0 70765 Carter's Inc CS 146229109 929 9411 SH SOLE 0 0 9411 Caterpillar Inc CS 149123101 278 2233 SH SOLE 0 0 2233 Cedar Fair LP CS 150185106 280 4370 SH SOLE 0 0 4370 Celgene Corp. CS 151020104 955 6547 SH SOLE 0 0 6547 Charles River Laboratories Int CS 159864107 1100 10185 SH SOLE 0 0 10185 Charter Communications Inc CS 16119p108 1587 4366 SH SOLE 0 0 4366 Chesapeake Energy Corp. CS 165167107 54 12619 SH SOLE 0 0 12619 Chevron Corporation CS 166764100 6714 57144 SH SOLE 0 0 57144 China Mobile ADR CS 16941M109 494 9764 SH SOLE 0 0 9764 Chromadex Corporation CS 171077407 46 10667 SH SOLE 0 0 10667 Chubb Ltd CS h1467j104 11952 83842 SH SOLE 0 0 83842 Church & Dwight Co CS 171340102 867 17898 SH SOLE 0 0 17898 Cigna Corp CS 125509109 250 1335 SH SOLE 0 0 1335 Cimarex Energy Co. CS 171798101 281 2474 SH SOLE 0 0 2474 Cintas Inc. CS 172908105 1278 8858 SH SOLE 0 0 8858 Cisco Systems CS 17275R102 11598 344885 SH SOLE 0 0 344885 Citigroup CS 172967424 7504 103165 SH SOLE 0 0 103165 Citizens Financial Group CS 174610105 531 14028 SH SOLE 0 0 14028 Citrix Systems Inc CS 177376100 763 9938 SH SOLE 0 0 9938 Coca-Cola Co. CS 191216100 604 13420 SH SOLE 0 0 13420 Cocrystal Pharma Inc CS 19188j102 23 85000 SH SOLE 0 0 85000 Cognex Corp. CS 192422103 1293 11725 SH SOLE 0 0 11725 Cognizant Technology Solutions CS 192446102 2054 28312 SH SOLE 0 0 28312 Colgate Palmolive CS 194162103 1311 17998 SH SOLE 0 0 17998 Comcast Corp. Cl A CS 20030n101 17561 456376 SH SOLE 0 0 456376 Commscope Holding Co. CS 20337X109 218 6560 SH SOLE 0 0 6560 Compagnie de Saint-Gobain ADR CS 204280309 158 13230 SH SOLE 0 0 13230 ConocoPhillips CS 20825C104 313 6255 SH SOLE 0 0 6255 Constellation Brands Inc. CS 21036P108 1095 5488 SH SOLE 0 0 5488 Cooper Companies CS 216648402 1094 4615 SH SOLE 0 0 4615 Corning, Inc. CS 219350105 510 17032 SH SOLE 0 0 17032 Costco Wholesale Corp CS 22160K105 4711 28677 SH SOLE 0 0 28677 CSRA Inc. CS 12650t104 300 9287 SH SOLE 0 0 9287 CVS Health Corp. CS 126650100 7947 97725 SH SOLE 0 0 97725 Danaher Corp. CS 235851102 1446 16861 SH SOLE 0 0 16861 Deere & Co CS 244199105 864 6876 SH SOLE 0 0 6876 Dell Technologies Inc. CS 24703l103 427 5524 SH SOLE 0 0 5524 DENTSPLY Sirona Inc. CS 24906p109 241 4026 SH SOLE 0 0 4026 Devon Energy Corp CS 25179M103 334 9111 SH SOLE 0 0 9111 Devon Energy Corp CS 25179M103 110 3000 SH Put SOLE 0 0 3000 Diageo PLC ADR CS 25243Q205 11480 86885 SH SOLE 0 0 86885 Disney, Walt Co. CS 254687106 6051 61385 SH SOLE 0 0 61385 DNB Financial Corp CS 233237106 625 17757 SH SOLE 0 0 17757 Dollar Tree CS 256746108 260 2998 SH SOLE 0 0 2998 Dorman Products CS 258278100 1049 14653 SH SOLE 0 0 14653 Dover Corp. CS 260003108 334 3660 SH SOLE 0 0 3660 DowDuPont Inc. CS 26078j100 2806 40528 SH SOLE 0 0 40528 Dr Pepper Snapple Group CS 26138E109 291 3286 SH SOLE 0 0 3286 DTE Energy CS 233331107 370 3446 SH SOLE 0 0 3446 Duke Energy Corp. CS 26441C204 562 6698 SH SOLE 0 0 6698 Eaton Corporation CS G29183103 753 9805 SH SOLE 0 0 9805 Ecolabs Inc. CS 278865100 207 1606 SH SOLE 0 0 1606 Edison International Inc. CS 281020107 410 5316 SH SOLE 0 0 5316 Eldorado Gold Corp CS 284902103 55 25026 SH SOLE 0 0 25026 Envision Healthcare Corp CS 29414d100 248 5527 SH SOLE 0 0 5527 EOG Resources CS 26875P101 924 9552 SH SOLE 0 0 9552 Eplus Inc CS 294268107 206 2230 SH SOLE 0 0 2230 EQT Corp CS 26884L109 243 3720 SH SOLE 0 0 3720 Equinix Corp CS 29444U700 420 940 SH SOLE 0 0 940 Estee Lauder CS 518439104 1429 13247 SH SOLE 0 0 13247 ETRADE Fin Corp. CS 269246401 232 5331 SH SOLE 0 0 5331 Eversource Energy CS 30040W108 266 4408 SH SOLE 0 0 4408 Exelon Corp. CS 30161N101 1525 40471 SH SOLE 0 0 40471 Express Scripts Holding Co. CS 30219G108 627 9900 SH SOLE 0 0 9900 Exxon Mobil Corp CS 30231G102 9884 120564 SH SOLE 0 0 120564 F5 Networks CS 315616102 799 6626 SH SOLE 0 0 6626 Fabrinet CS g3323l100 676 18230 SH SOLE 0 0 18230 Facebook CS 30303M102 1740 10183 SH SOLE 0 0 10183 Factset Research Systems CS 303075105 816 4531 SH SOLE 0 0 4531 Fairmount Santrol Holdings Inc CS 30555q108 325 67918 SH SOLE 0 0 67918 Farmers National Banc Corp CS 309627107 267 17753 SH SOLE 0 0 17753 Fedex CS 31428X106 323 1430 SH SOLE 0 0 1430 Fidelity National Information CS 31620M106 286 3060 SH SOLE 0 0 3060 Fidelity Natl Finl Inc New CS 31620r303 3333 70218 SH SOLE 0 0 70218 FMC Corp CS 302491303 221 2471 SH SOLE 0 0 2471 Fortive Corporation CS 34959j108 541 7643 SH SOLE 0 0 7643 General Dynamics CS 369550108 1447 7039 SH SOLE 0 0 7039 General Electric Company CS 369604103 14407 595804 SH SOLE 0 0 595804 General Mills Inc CS 370334104 213 4106 SH SOLE 0 0 4106 Genpact Ltd CS G3922B107 865 30077 SH SOLE 0 0 30077 Gentex Corp CS 371901109 251 12670 SH SOLE 0 0 12670 Gilead Sciences Inc CS 375558103 1922 23720 SH SOLE 0 0 23720 Goldman Sachs Group, Inc. CS 38141G104 931 3925 SH SOLE 0 0 3925 Grand Central Silver Mines CS 384906202 0 17000 SH SOLE 0 0 17000 Grupo Financiero Banorte SAB d CS P49501201 181 26240 SH SOLE 0 0 26240 Hain Celestial Group CS 405217100 290 7040 SH SOLE 0 0 7040 Halliburton Company CS 406216101 371 8050 SH SOLE 0 0 8050 Harley Davidson Inc. CS 412822108 923 19146 SH SOLE 0 0 19146 Hartford Financial Services Gr CS 416515104 259 4666 SH SOLE 0 0 4666 Hasbro Inc CS 418056107 892 9133 SH SOLE 0 0 9133 Henry Jack and Associates Inc CS 426281101 1024 9961 SH SOLE 0 0 9961 Henry Schein CS 806407102 906 11050 SH SOLE 0 0 11050 Home Depot, Inc. CS 437076102 13619 83264 SH SOLE 0 0 83264 Honeywell International, Inc. CS 438516106 9943 70149 SH SOLE 0 0 70149 Host Hotels and Resorts CS 44107P104 209 11313 SH SOLE 0 0 11313 HP Inc. CS 40434l105 231 11567 SH SOLE 0 0 11567 HSBC Holdings PLC ADR CS 404280406 241 4885 SH SOLE 0 0 4885 Huntington Bancshares CS 446150104 482 34493 SH SOLE 0 0 34493 Illinois Tool Works CS 452308109 299 2018 SH SOLE 0 0 2018 Imageware Systems Inc. CS 45245s108 77 51636 SH SOLE 0 0 51636 Immune Therapeutics Inc CS 45252a107 0 12500 SH SOLE 0 0 12500 ING Groep NV ADS CS 456837103 188 10212 SH SOLE 0 0 10212 Int'l Business Machines Corp. CS 459200101 1558 10737 SH SOLE 0 0 10737 Intel Corp CS 458140100 15268 400945 SH SOLE 0 0 400945 Intercontinental Exchange, Inc CS 45866f104 3031 44120 SH SOLE 0 0 44120 International Flavors & Fragra CS 459506101 999 6991 SH SOLE 0 0 6991 International Power Group Ltd CS 46018A100 0 20000 SH SOLE 0 0 20000 Intuitive Surgical Inc CS 46120E602 223 213 SH SOLE 0 0 213 IPG Photonics Corp Com CS 44980x109 1274 6885 SH SOLE 0 0 6885 J B Hunt Transport Services In CS 445658107 945 8504 SH SOLE 0 0 8504 Johnson & Johnson CS 478160104 19617 150889 SH SOLE 0 0 150889 Jones Energy Inc CS 48019r108 42 21901 SH SOLE 0 0 21901 JPMorgan Chase & Co. CS 46625H100 22035 230704 SH SOLE 0 0 230704 Kar Auction Services Inc CS 48238t109 284 5952 SH SOLE 0 0 5952 Kinder Morgan, Inc. CS 49456B101 7709 401945 SH SOLE 0 0 401945 Kohls Corp. CS 500255104 228 5000 SH SOLE 0 0 5000 L-3 Communications CS 502413107 380 2015 SH SOLE 0 0 2015 Lam Research Corp CS 512807108 278 1500 SH SOLE 0 0 1500 Lennar Corp CS 526057104 254 4807 SH SOLE 0 0 4807 Lennox International Inc CS 526107107 1125 6284 SH SOLE 0 0 6284 Level 3 Communications CS 52729N308 283 5314 SH SOLE 0 0 5314 Liberty Broadband Corporation CS 530307107 232 2468 SH SOLE 0 0 2468 Liberty Broadband Corporation CS 530307305 442 4639 SH SOLE 0 0 4639 Liberty Global PLC Cl A CS G5480U104 314 9255 SH SOLE 0 0 9255 Liberty Global PLC Cl C CS G5480U120 670 20499 SH SOLE 0 0 20499 Liberty Media Corp A SiriusXM CS 531229409 385 9181 SH SOLE 0 0 9181 Liberty Media Corp C CS 531229607 760 18162 SH SOLE 0 0 18162 Lilly, Eli Co CS 532457108 504 5896 SH SOLE 0 0 5896 LKQ CS 501889208 462 12826 SH SOLE 0 0 12826 Lockheed Martin CS 539830109 433 1395 SH SOLE 0 0 1395 Lowe's Cos. CS 548661107 1838 22997 SH SOLE 0 0 22997 M & T Bank CS 55261F104 252 1567 SH SOLE 0 0 1567 MACOM Tech Solutions Holdings CS 55405y100 256 5744 SH SOLE 0 0 5744 Marathon Petroleum Corp CS 56585A102 6693 119343 SH SOLE 0 0 119343 Masco Corp CS 574599106 891 22838 SH SOLE 0 0 22838 McCormick & Co CS 579780206 912 8886 SH SOLE 0 0 8886 McDonalds Corp CS 580135101 1545 9861 SH SOLE 0 0 9861 McKesson HBOC Corp. CS 58155Q103 505 3290 SH SOLE 0 0 3290 Medtronic Plc CS g5960l103 2491 32027 SH SOLE 0 0 32027 Merck & Co CS 58933Y105 3692 57654 SH SOLE 0 0 57654 Metlife Inc. CS 59156R108 8087 155670 SH SOLE 0 0 155670 Mettler-Toledo International CS 592688105 1267 2023 SH SOLE 0 0 2023 Microsoft Corporation CS 594918104 17283 232013 SH SOLE 0 0 232013 Molson Coors Brewing Co CS 60871R209 414 5074 SH SOLE 0 0 5074 Molson Coors Brewing Co CS 60871R209 376 4600 SH Put SOLE 0 0 4600 Mondelez Intl Inc Com CS 609207105 6751 166034 SH SOLE 0 0 166034 Monolithic Power Systems CS 609839105 1056 9910 SH SOLE 0 0 9910 Monsanto Co. CS 61166W101 357 2980 SH SOLE 0 0 2980 Nestle SA ADR CS 641069406 731 8700 SH SOLE 0 0 8700 Netflix Inc. CS 64110L106 1730 9539 SH SOLE 0 0 9539 Netflix Inc. CS 64110L106 272 1500 SH Put SOLE 0 0 1500 NextEra Energy CS 65339F101 13339 91021 SH SOLE 0 0 91021 Nike Inc. CS 654106103 7408 142870 SH SOLE 0 0 142870 Noble Energy CS 655044105 628 22153 SH SOLE 0 0 22153 Norfolk Southern CS 655844108 551 4167 SH SOLE 0 0 4167 Northrop Grumman Corp CS 666807102 2119 7366 SH SOLE 0 0 7366 NRG Yield Inc Cl A New CS 62942x306 214 11300 SH SOLE 0 0 11300 Nugene International Inc CS 67052f102 0 14000 SH SOLE 0 0 14000 Occidental Petroleum CS 674599105 6999 109003 SH SOLE 0 0 109003 Omnicom Group CS 681919106 781 10548 SH SOLE 0 0 10548 ONEOK Inc CS 682680103 202 3644 SH SOLE 0 0 3644 Oracle Corp CS 68389X105 3989 82497 SH SOLE 0 0 82497 P P & L Resources Inc CS 69351T106 455 11992 SH SOLE 0 0 11992 Panasonic Adr CS 69832A205 200 13820 SH SOLE 0 0 13820 Papa John's Intl Inc CS 698813102 343 4690 SH SOLE 0 0 4690 Parker-Hannifin CS 701094104 1298 7418 SH SOLE 0 0 7418 Patterson Companies Inc. CS 703395103 252 6508 SH SOLE 0 0 6508 PayPal Holdings, Inc CS 70450y103 1029 16071 SH SOLE 0 0 16071 PepsiCo, Inc. CS 713448108 11813 106015 SH SOLE 0 0 106015 Pfizer Inc CS 717081103 4135 115825 SH SOLE 0 0 115825 Philip Morris Int'l CS 718172109 1620 14595 SH SOLE 0 0 14595 Phillips 66 CS 718546104 528 5760 SH SOLE 0 0 5760 Pinnacle West Capital Corp. CS 723484101 332 3926 SH SOLE 0 0 3926 Pool Corp. CS 73278L105 789 7290 SH SOLE 0 0 7290 PPG Industries CS 693506107 229 2107 SH SOLE 0 0 2107 PRA Group, Inc. CS 69354n106 252 8800 SH SOLE 0 0 8800 Precision Drilling CS 74022D308 46 14762 SH SOLE 0 0 14762 Priceline Group Inc. CS 741503403 6682 3650 SH SOLE 0 0 3650 Procter & Gamble CS 742718109 6255 68749 SH SOLE 0 0 68749 Profire Energy CS 74316x101 50 25000 SH SOLE 0 0 25000 Ptc Inc CS 69370C100 233 4141 SH SOLE 0 0 4141 PVH Corp CS 693656100 1639 12998 SH SOLE 0 0 12998 Qorvo Inc CS 74736K101 247 3492 SH SOLE 0 0 3492 Qualcomm Incorporated CS 747525103 12526 241622 SH SOLE 0 0 241622 Raymond James Financial CS 754730109 973 11541 SH SOLE 0 0 11541 Rayonier Inc Frac Shs 100,000 CS hfe907109 0 50000 SH SOLE 0 0 50000 Raytheon Company CS 755111507 13749 73690 SH SOLE 0 0 73690 Regal Beloit Corp CS 758750103 281 3557 SH SOLE 0 0 3557 Regions Financial Corp CS 7591EP100 307 20164 SH SOLE 0 0 20164 Reinsurance Group of America I CS 759351604 272 1949 SH SOLE 0 0 1949 ResMed Inc CS 761152107 1035 13450 SH SOLE 0 0 13450 Riverview Bancorp Inc CS 769397100 294 34950 SH SOLE 0 0 34950 Rolls-Royce PLC ADR CS 775781206 165 13836 SH SOLE 0 0 13836 Roper Industries CS 776696106 1842 7569 SH SOLE 0 0 7569 Royal Dutch Shell Plc Spon ADR CS 780259107 244 3894 SH SOLE 0 0 3894 S S & C Technologies Inc CS 78467J100 847 21090 SH SOLE 0 0 21090 Salesforce.com CS 79466L302 418 4478 SH SOLE 0 0 4478 Sanofi-Aventis Spon ADR CS 80105N105 222 4465 SH SOLE 0 0 4465 SAP SE Spon ADR CS 803054204 576 5256 SH SOLE 0 0 5256 Schlumberger Limited CS 806857108 4429 63485 SH SOLE 0 0 63485 Sherwin Williams Company CS 824348106 3350 9356 SH SOLE 0 0 9356 Shire plc ADR CS 82481R106 249 1629 SH SOLE 0 0 1629 Signature Bank NY CS 82669G104 1032 8058 SH SOLE 0 0 8058 SLM Corp. New CS 78442P106 248 21617 SH SOLE 0 0 21617 Snap-On Inc CS 833034101 1013 6797 SH SOLE 0 0 6797 Southern Company CS 842587107 223 4547 SH SOLE 0 0 4547 Spirit Aerosystems CS 848574109 544 7000 SH SOLE 0 0 7000 Starbucks Corp CS 855244109 1100 20477 SH SOLE 0 0 20477 State Street Corp. CS 857477103 2144 22444 SH SOLE 0 0 22444 Stericycle Inc CS 858912108 220 3073 SH SOLE 0 0 3073 Steris Plc CS g84720104 828 9365 SH SOLE 0 0 9365 Sterling Bancorp Del CS 85917a100 350 14218 SH SOLE 0 0 14218 Straight Path Communications I CS 862578101 906 5015 SH SOLE 0 0 5015 Straight Path Communications I CS 862578101 723 4000 SH Put SOLE 0 0 4000 Stryker Corp. CS 863667101 795 5596 SH SOLE 0 0 5596 Suncor Energy CS 867224107 205 5842 SH SOLE 0 0 5842 SVB Finl Group CS 78486Q101 258 1377 SH SOLE 0 0 1377 Synopsys Inc CS 871607107 1542 19154 SH SOLE 0 0 19154 T. Rowe Price Associates Inc CS 74144T108 1070 11806 SH SOLE 0 0 11806 Taiwan Semiconductor Manufactu CS 874039100 237 6324 SH SOLE 0 0 6324 Target CS 87612E106 359 6091 SH SOLE 0 0 6091 TCF Financial Corp CS 872275102 179 10498 SH SOLE 0 0 10498 Tesla Inc. CS 88160r101 478 1400 SH SOLE 0 0 1400 Texas Instruments CS 882508104 578 6450 SH SOLE 0 0 6450 Texas Roadhouse CS 882681109 935 19018 SH SOLE 0 0 19018 The Wendy's Company CS 95058W100 275 17700 SH SOLE 0 0 17700 Thermo Fisher Scientific Inc CS 883556102 550 2908 SH SOLE 0 0 2908 Time Warner Inc CS 887317303 10371 101233 SH SOLE 0 0 101233 Tivo Corp. CS 88870p106 251 12628 SH SOLE 0 0 12628 TJX Companies Inc CS 872540109 266 3611 SH SOLE 0 0 3611 TransCanada Corp CS 89353d107 925 18708 SH SOLE 0 0 18708 Travelers Companies Inc CS 89417E109 1114 9089 SH SOLE 0 0 9089 Tyler Technologies Inc CS 902252105 4734 27155 SH SOLE 0 0 27155 Tyler Technologies Inc CS 902252105 1046 6000 SH Put SOLE 0 0 6000 U S Bancorp new CS 902973304 1297 24205 SH SOLE 0 0 24205 UBS AG CS h42097107 198 11605 SH SOLE 0 0 11605 UDR Inc CS 902653104 236 6200 SH SOLE 0 0 6200 Ultra Petroleum Corp CS 903914208 237 27296 SH SOLE 0 0 27296 Union Pacific Corp CS 907818108 557 4806 SH SOLE 0 0 4806 United Parcel Service Inc. CS 911312106 5437 45275 SH SOLE 0 0 45275 United Technologies CS 913017109 1594 13731 SH SOLE 0 0 13731 UnitedHealth Group Inc CS 91324P102 16452 84005 SH SOLE 0 0 84005 UnitedHealth Group Inc CS 91324P102 490 2500 SH Put SOLE 0 0 2500 UNUM Corp. CS 91529Y106 290 5674 SH SOLE 0 0 5674 Valvoline Inc CS 92047w101 694 29612 SH SOLE 0 0 29612 Verizon Communications CS 92343V104 9065 183175 SH SOLE 0 0 183175 VF Corp. CS 918204108 261 4100 SH SOLE 0 0 4100 Visa Inc Cl A CS 92826C839 8710 82762 SH SOLE 0 0 82762 Vodafone Group PLC CS 92857W308 339 11922 SH SOLE 0 0 11922 Vonage Holdings Corporation CS 92886T201 95 11726 SH SOLE 0 0 11726 Vulcan Materials CS 929160109 9518 79584 SH SOLE 0 0 79584 Wabco Holdings Inc CS 92927K102 999 6750 SH SOLE 0 0 6750 Wal-Mart Stores Inc CS 931142103 407 5203 SH SOLE 0 0 5203 Walgreen Boots Alliance Inc CS 931427108 423 5472 SH SOLE 0 0 5472 WEC Energy Group Inc. CS 92939u106 264 4210 SH SOLE 0 0 4210 WellCare Health Plans CS 94946T106 343 2000 SH SOLE 0 0 2000 Wells Fargo & Company CS 949746101 12296 222956 SH SOLE 0 0 222956 Weyerhauser Corporation CS 962166104 6257 183868 SH SOLE 0 0 183868 Wheaton Precious Metals Corp CS 962879102 194 10167 SH SOLE 0 0 10167 Williams Companies, Inc. CS 969457100 700 23325 SH SOLE 0 0 23325 Xilinx Inc CS 983919101 7402 104503 SH SOLE 0 0 104503 Yum China Holdings Inc CS 98850p109 465 11642 SH SOLE 0 0 11642 Yum! Brands Inc. CS 988498101 852 11575 SH SOLE 0 0 11575 Zoetis Inc CS 98978V103 204 3202 SH SOLE 0 0 3202 Blackstone Mortgage Trust RE 09257w100 262 8459 SH SOLE 0 0 8459 Brixmor Property Group RE 11120u105 226 12024 SH SOLE 0 0 12024 Colony Northstar Inc RE 19625w104 505 40177 SH SOLE 0 0 40177 Mid-America Apartment Communit RE 59522J103 232 2166 SH SOLE 0 0 2166 Progressive Interchange LLC RE 742995871 50 50000 SH SOLE 0 0 50000 Retail Properties of America RE 76131V202 365 27824 SH SOLE 0 0 27824 Vanguard REIT Viper Index Seri RE 922908553 722 8685 SH SOLE 0 0 8685 GS EEM Nt due 11/26/19 SE 40054ld50 1837 1740000 SH SOLE 0 0 1740000 GS EEM Nt due 12/6/18 SE 40054kdn3 12566 9880000 SH SOLE 0 0 9880000 GS EFA Nt due 11/26/19 SE 40054ld68 1972 1895000 SH SOLE 0 0 1895000 GS Indices Note Due 10/4/17 SE 38148tfc8 622 500000 SH SOLE 0 0 500000 GS MSCI EM 8/2/19 SE 40054kux2 1541 1325000 SH SOLE 0 0 1325000 GS Russell 2000 Idx Due 5/20 SE 40054kpk6 6820 5935000 SH SOLE 0 0 5935000 GS S&P 400 Mid Nt due 4/9/19 SE 40054klz7 6715 5980000 SH SOLE 0 0 5980000 GS S&P 500 Nt 8/2/19 SE 40054kuv6 3303 3040000 SH SOLE 0 0 3040000 GS S&P MidCap 400 8/2/19 SE 40054kuw4 2861 2685000 SH SOLE 0 0 2685000 GS S&P500 buffered equity Nt 9 SE 40054l2m5 5235 5000000 SH SOLE 0 0 5000000 GS SX5E Nt due 3/31/20 SE 40054lu28 4278 4278000 SH SOLE 0 0 4278000 JPM EAFE Nt due 4/10/2019 SE 46646ey63 4521 3915000 SH SOLE 0 0 3915000 JPM Russell 2000 Nt 8/2/19 SE 46646qxa8 1452 1340000 SH SOLE 0 0 1340000 JPM Russell 2000 Nt due 4/10/1 SE 46646er95 2982 2620000 SH SOLE 0 0 2620000 JPM S&P 500 Nt due 12/6/18 SE 46646efz0 16387 14390000 SH SOLE 0 0 14390000 JPM S&P 500 Nt due 4/10/19 SE 46646er87 8967 8005000 SH SOLE 0 0 8005000 MS EEM Nt due 4/8/19 SE 61768cau1 5703 4945000 SH SOLE 0 0 4945000 MS EFA Nt 8/2/19 SE 61768cev5 1854 1637000 SH SOLE 0 0 1637000 MS EFA Nt Due 12/8/18 SE 61761j3a5 11256 9460000 SH SOLE 0 0 9460000 MS EURO STOXX 50 due 2/8/18 SE 61761jw96 2577 2125000 SH SOLE 0 0 2125000 MS SPX Due 2/8/18 SE 61761jx20 5090 4030000 SH SOLE 0 0 4030000 MS SPX Nt 2/6/20 SE 61768cnq6 10844 10737000 SH SOLE 0 0 10737000 Andeavor Logistics LP ML 03350f106 3293 65784 SH SOLE 0 0 65784 Antero Midstream Partners LP ML 03673l103 2511 79640 SH SOLE 0 0 79640 Dominion Energy Midstream Part ML 257454108 5891 184091 SH SOLE 0 0 184091 Enbridge Energy ML 29250R106 176 11000 SH SOLE 0 0 11000 Energy Transfer Equity LP ML 29273V100 3419 196720 SH SOLE 0 0 196720 Energy Transfer Ptnrs LP ML 29278n103 2300 125730 SH SOLE 0 0 125730 Enterprise Products Ptnrs ML 293792107 10163 389843 SH SOLE 0 0 389843 EQT GP Holdings LP ML 26885j103 652 22502 SH SOLE 0 0 22502 EQT Midstream Partners, LP ML 26885b100 8456 112795 SH SOLE 0 0 112795 Genesis Energy LP ML 371927104 446 16912 SH SOLE 0 0 16912 JPMorgan Alerian MLP Index ML 46625H365 10707 379397 SH SOLE 0 0 379397 Magellan Midstream Ptnrs LP ML 559080106 8747 123091 SH SOLE 0 0 123091 MPLX LP ML 55336V100 4688 133912 SH SOLE 0 0 133912 Nextera Energy Partners Lp ML 65341b106 3330 82640 SH SOLE 0 0 82640 Phillips 66 Partners LP Common ML 718549207 3199 60868 SH SOLE 0 0 60868 Plains All Amern Pipeline ML 726503105 247 11661 SH SOLE 0 0 11661 Plains Group Holdings LP Cla ML 72651a207 434 19845 SH SOLE 0 0 19845 Shell Midstream Partners LP ML 822634101 2941 105636 SH SOLE 0 0 105636 Spectra Energy Prtns ML 84756N109 1946 43845 SH SOLE 0 0 43845 T C Pipelines ML 87233Q108 850 16248 SH SOLE 0 0 16248 Tallgrass Energy LP ML 874696107 1778 62948 SH SOLE 0 0 62948 Targa Resources Prtns Com St ML 87612G101 3883 82086 SH SOLE 0 0 82086 UBS E-TRACS Alerian MLP Infras ML 902641646 20419 812202 SH SOLE 0 0 812202 Valero Energy Partners LP ML 91914j102 6614 151289 SH SOLE 0 0 151289 Western Gas Equity Partners LP ML 95825R103 3707 90013 SH SOLE 0 0 90013 Western Gas Partners ML 958254104 3737 72877 SH SOLE 0 0 72877 Williams Partners LP ML 96949l105 3583 92106 SH SOLE 0 0 92106 Deutsche X Tracks MSCI EAFE EE 233051200 11755 378835 SH SOLE 0 0 378835 Diamonds Trust Series 1 EE 78467X109 792 3538 SH SOLE 0 0 3538 GS Activebeta Large Cap ETF EE 381430503 867 17359 SH SOLE 0 0 17359 Guggenheim Insider Sentiment E EE 18383M209 325 5500 SH SOLE 0 0 5500 Guggenheim S&P 500 Equal Weigh EE 78355W106 264 2766 SH SOLE 0 0 2766 Guggenheim S&P Healthcare Equa EE 78355W841 8085 46141 SH SOLE 0 0 46141 iShares Dow Jones US Aerospace EE 464288760 1423 7995 SH SOLE 0 0 7995 iShares FTSE/Xinhua China25 In EE 464287184 669 15199 SH SOLE 0 0 15199 iShares Goldman Sachs Nat Res EE 464287374 260 7715 SH SOLE 0 0 7715 iShares MSCI EAFE Index EE 464287465 23556 343976 SH SOLE 0 0 343976 iShares MSCI Emerg Mkts Indx F EE 464287234 9620 214695 SH SOLE 0 0 214695 iShares MSCI South Korea Index EE 464286772 451 6527 SH SOLE 0 0 6527 iShares NASDAQ Biotech Index EE 464287556 346 1036 SH SOLE 0 0 1036 iShares Russell 1000 EE 464287622 1118 7994 SH SOLE 0 0 7994 iShares Russell 1000 Growth In EE 464287614 20017 160062 SH SOLE 0 0 160062 iShares Russell 1000 Value Ind EE 464287598 10850 91555 SH SOLE 0 0 91555 iShares Russell 2000 Growth In EE 464287648 7785 43500 SH SOLE 0 0 43500 iShares Russell 2000 Index EE 464287655 27033 182435 SH SOLE 0 0 182435 iShares Russell 2000 Value Ind EE 464287630 6834 55061 SH SOLE 0 0 55061 iShares Russell Mid Cap Growth EE 464287481 1145 10118 SH SOLE 0 0 10118 iShares Russell Mid Cap Index EE 464287499 1726 8757 SH SOLE 0 0 8757 iShares Russell Mid Cap Value EE 464287473 1652 19448 SH SOLE 0 0 19448 iShares S&P Global Technology EE 464287291 456 3200 SH SOLE 0 0 3200 iShares Select Dividend ETF EE 464287168 3954 42221 SH SOLE 0 0 42221 iShares US Home Construction EE 464288752 1569 42950 SH SOLE 0 0 42950 JP Morgan Diversified Return I EE 46641q209 402 6943 SH SOLE 0 0 6943 PowerShares QQQ EE 73935A104 21440 147405 SH SOLE 0 0 147405 PwrShares Bldg/Construction ET EE 73935x666 9292 296594 SH SOLE 0 0 296594 SPDR Energy Index EE 81369Y506 668 9761 SH SOLE 0 0 9761 SPDR Euro STOXX 50 ETF EE 78463X202 11230 272241 SH SOLE 0 0 272241 SPDR Financial Index EE 81369Y605 468 18092 SH SOLE 0 0 18092 SPDR S&P 500 ETF EE 78462F103 107254 426915 SH SOLE 0 0 426915 SPDR S&P Bank ETF EE 78464a797 3268 72476 SH SOLE 0 0 72476 SPDR S&P Biotech EE 78464A870 1647 19030 SH SOLE 0 0 19030 SPDR S&P Dividend ETF EE 78464A763 23650 258954 SH SOLE 0 0 258954 SPDR S&P Int'l Small Cap Fd EE 78463X871 889 25392 SH SOLE 0 0 25392 SPDR S&P Mid Cap 400 ETF EE 78467Y107 78751 241323 SH SOLE 0 0 241323 SPDR STOXX Europe 50 ETF EE 78463X103 552 15500 SH SOLE 0 0 15500 Vaneck Vectors ETF TR EE 92189f106 2898 126240 SH SOLE 0 0 126240 Vaneck Vectors ETF TR EE 92189f700 971 16472 SH SOLE 0 0 16472 Vanguard Dividend Appreciation EE 921908844 228 2409 SH SOLE 0 0 2409 Vanguard FTSE All-World Ex-US EE 922042775 343 6509 SH SOLE 0 0 6509 Vanguard FTSE Developed Market EE 921943858 4671 107605 SH SOLE 0 0 107605 Vanguard FTSE Emerging Markets EE 922042858 11602 266292 SH SOLE 0 0 266292 Vanguard Growth ETF EE 922908736 474 3568 SH SOLE 0 0 3568 Vanguard Information Technolog EE 92204A702 632 4159 SH SOLE 0 0 4159 Vanguard Small Cap Value Fund EE 922908611 253 1979 SH SOLE 0 0 1979 Vanguard Total Stock Market ET EE 922908769 2708 20910 SH SOLE 0 0 20910 WisdomTree Dividend Ex-Finl ET EE 97717W406 207 2450 SH SOLE 0 0 2450 WisdomTree Emerging Mkts SmCp EE 97717W281 228 4654 SH SOLE 0 0 4654 WisdomTree Int'l Small Cap Div EE 97717W760 4419 59755 SH SOLE 0 0 59755 Wisdomtree Midcap Dividend EE 97717w505 2204 22052 SH SOLE 0 0 22052 iShares Core MSCI EAFE EZ 46432f842 22230 346427 SH SOLE 0 0 346427 iShares Core MSCI Emerging Mkt EZ 46434g103 28340 524622 SH SOLE 0 0 524622 iShares Dow Jones US RE Index EZ 464287739 1463 18313 SH SOLE 0 0 18313 iShares MSCI EAFE Small Cap In EZ 464288273 6595 106379 SH SOLE 0 0 106379 iShares S&P 500 Growth EZ 464287309 6905 48146 SH SOLE 0 0 48146 iShares S&P 500 Index EZ 464287200 54776 216567 SH SOLE 0 0 216567 iShares S&P Barra Value Index EZ 464287408 8127 75310 SH SOLE 0 0 75310 iShares S&P Mid Cap 400 Growth EZ 464287606 17154 84770 SH SOLE 0 0 84770 iShares S&P Mid Cap 400 Value EZ 464287705 16770 109800 SH SOLE 0 0 109800 iShares S&P Mid Cap Index EZ 464287507 38972 217845 SH SOLE 0 0 217845 iShares S&P Small Cap 600 Grow EZ 464287887 2004 12181 SH SOLE 0 0 12181 iShares S&P Small Cap 600 Valu EZ 464287879 3121 21046 SH SOLE 0 0 21046 iShares S&P Small Cap Index EZ 464287804 19363 260890 SH SOLE 0 0 260890 Ishares Trust High Dividend Eq EZ 46429B663 313 3639 SH SOLE 0 0 3639