0001040197-16-000009.txt : 20160408
0001040197-16-000009.hdr.sgml : 20160408
20160408132640
ACCESSION NUMBER: 0001040197-16-000009
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160408
DATE AS OF CHANGE: 20160408
EFFECTIVENESS DATE: 20160408
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MAI Capital Management
CENTRAL INDEX KEY: 0001040197
IRS NUMBER: 611495162
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06392
FILM NUMBER: 161562210
BUSINESS ADDRESS:
STREET 1: 1360 E. NINTH STREET #1100
CITY: CLEVELAND
STATE: OH
ZIP: 44114
BUSINESS PHONE: 216-436-3500
MAIL ADDRESS:
STREET 1: 1360 E. NINTH STREET #1100
CITY: CLEVELAND
STATE: OH
ZIP: 44114
FORMER COMPANY:
FORMER CONFORMED NAME: MAI Wealth Advisors
DATE OF NAME CHANGE: 20080620
FORMER COMPANY:
FORMER CONFORMED NAME: MCCORMACK ADVISORS INTERNATIONAL
DATE OF NAME CHANGE: 20010216
FORMER COMPANY:
FORMER CONFORMED NAME: INVESTMENT ADVISORS INTERNATIONAL INC/OH
DATE OF NAME CHANGE: 19990322
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001040197
XXXXXXXX
03-31-2016
03-31-2016
MAI Capital Management
1360 E. NINTH STREET #1100
CLEVELAND
OH
44114
13F HOLDINGS REPORT
028-06392
N
Jackie Spirko
Director of Operations
216-920-4917
Jackie Spirko
Cleveland
OH
04-08-2016
0
432
1307
false
INFORMATION TABLE
2
inftable.xml
3M Company
CS
88579Y101
1933
11603
SH
SOLE
184
0
11419
A T & T Corp New
CS
00206R102
2025
51705
SH
SOLE
0
0
51705
Abbott Laboratories
CS
002824100
13407
320513
SH
SOLE
7716
0
312797
AbbVie Inc.
CS
00287Y109
2240
39224
SH
SOLE
1180
0
38044
Accenture PLC Cl A
CS
G1151C101
1757
15222
SH
SOLE
500
0
14722
Acuity Brands Inc
CS
00508Y102
945
4330
SH
SOLE
890
0
3440
Adobe Systems
CS
00724F101
2039
21741
SH
SOLE
600
0
21141
Aegon N.V. Adr
CS
007924103
80
14484
SH
SOLE
13026
0
1458
Aercap Holdings NV
CS
N00985106
250
6457
SH
SOLE
2974
0
3483
Aetna Inc.
CS
00817Y108
383
3407
SH
SOLE
495
0
2912
Affiliated Managers
CS
008252108
475
2925
SH
SOLE
375
0
2550
Air Products & Chemicals Inc
CS
009158106
446
3094
SH
SOLE
0
0
3094
Akamai Tech
CS
00971T101
1243
22365
SH
SOLE
3376
0
18989
Albemarle Corp
CS
012653101
495
7739
SH
SOLE
1892
0
5847
Alexandria Real Estate Equitie
CS
015271109
291
3197
SH
SOLE
1384
0
1813
Alexion Pharmaceuticals Inc
CS
015351109
407
2923
SH
SOLE
1145
0
1778
Allergan PLC
CS
G0177J108
489
1824
SH
SOLE
0
0
1824
Alliance Data Systems
CS
018581108
607
2757
SH
SOLE
625
0
2132
Allstate Corp
CS
020002101
320
4745
SH
SOLE
1895
0
2850
Alphabet Inc Class A
CS
02079k305
3946
5172
SH
SOLE
558
0
4614
Alphabet Inc Class C
CS
02079k107
7142
9587
SH
SOLE
790
0
8797
Altria Group Inc.
CS
02209S103
1078
17197
SH
SOLE
3374
0
13823
Alyn Corp
CS
022611107
0
160000
SH
SOLE
0
0
160000
Amazon.com
CS
023135106
1263
2127
SH
SOLE
611
0
1516
Amdocs Ltd
CS
G02602103
249
4115
SH
SOLE
755
0
3360
America Movil SA de CV ADR Ser
CS
02364W105
941
60600
SH
SOLE
0
0
60600
American Campus Communities
CS
024835100
250
5315
SH
SOLE
2445
0
2870
American Eagle Outfitters Inc.
CS
02553E106
170
10202
SH
SOLE
4583
0
5619
American International Group
CS
026874784
207
3834
SH
SOLE
630
0
3204
American Tower
CS
03027X100
2248
21955
SH
SOLE
1716
0
20239
Amerisource Bergen Corp.
CS
03073E105
208
2404
SH
SOLE
509
0
1895
Ametek Inc
CS
031100100
1470
29405
SH
SOLE
675
0
28730
Amgen Inc
CS
031162100
12464
83135
SH
SOLE
2358
0
80777
Amphenol Corp
CS
032095101
597
10319
SH
SOLE
4273
0
6046
Ansys Inc
CS
03662Q105
1060
11848
SH
SOLE
3143
0
8705
Apple Inc
CS
037833100
19826
181907
SH
SOLE
6584
0
175323
Archer Daniels Midland Co.
CS
039483102
2089
57545
SH
SOLE
0
0
57545
Automatic Data Processing
CS
053015103
235
2624
SH
SOLE
0
0
2624
B/E Aerospace, Inc
CS
073302101
586
12700
SH
SOLE
2500
0
10200
Baidu ADR
CS
056752108
3404
17832
SH
SOLE
0
0
17832
Bank of America Corp
CS
060505104
9710
718220
SH
SOLE
24895
0
693325
Barclays Plc Adr
CS
06738E204
89
10358
SH
SOLE
9316
0
1042
Baxalta Inc
CS
07177m103
445
11026
SH
SOLE
765
0
10261
Baxter International
CS
071813109
472
11478
SH
SOLE
765
0
10713
Berkshire Hathaway
CS
084670108
640
3
SH
SOLE
0
0
3
Berkshire Hathaway Class B
CS
084670702
4369
30795
SH
SOLE
1154
0
29641
Biogen Inc
CS
09062X103
1768
6793
SH
SOLE
321
0
6472
Blackrock Inc
CS
09247X101
2464
7236
SH
SOLE
499
0
6737
Boeing Company
CS
097023105
14561
114705
SH
SOLE
3723
0
110982
Booz Allen Hamilton Holding
CS
099502106
204
6744
SH
SOLE
1065
0
5679
BorgWarner
CS
099724106
204
5315
SH
SOLE
2447
0
2868
Bristol-Myers Squibb
CS
110122108
1222
19132
SH
SOLE
4382
0
14750
Cablevision New Cl A
CS
12686C109
462
14000
SH
SOLE
0
0
14000
Cadence Design Systems
CS
127387108
225
9521
SH
SOLE
4383
0
5138
California Resources Corp
CS
13057Q107
12
12052
SH
SOLE
217
0
11835
Camden Property Trust
CS
133131102
616
7327
SH
SOLE
1300
0
6027
Cameron International
CS
13342B105
458
6835
SH
SOLE
0
0
6835
Cardinal Health Inc.
CS
14149Y108
9816
119786
SH
SOLE
3458
0
116328
Carter's Inc
CS
146229109
838
7955
SH
SOLE
1600
0
6355
CBRE Group Inc
CS
12504L109
230
7971
SH
SOLE
2658
0
5313
Celgene Corp.
CS
151020104
531
5303
SH
SOLE
520
0
4783
Centrus Energy Corp
CS
15643u104
58
12783
SH
SOLE
40
0
12743
Charles Schwab
CS
808513105
580
20682
SH
SOLE
8049
0
12633
Chesapeake Energy Corp.
CS
165167107
67
16301
SH
SOLE
0
0
16301
Chevron Corporation
CS
166764100
6643
69629
SH
SOLE
3556
0
66073
China Mobile ADR
CS
16941M109
469
8460
SH
SOLE
1583
0
6877
Chromadex Corporation
CS
171077100
45
32000
SH
SOLE
0
0
32000
Chubb Ltd
CS
h1467j104
13925
116866
SH
SOLE
3208
0
113658
Church & Dwight Co
CS
171340102
1013
10984
SH
SOLE
1870
0
9114
Cintas Inc.
CS
172908105
915
10188
SH
SOLE
2100
0
8088
Cisco Systems
CS
17275R102
10472
367834
SH
SOLE
11799
0
356035
Citigroup
CS
172967424
3011
72123
SH
SOLE
2343
0
69780
Citrix Systems Inc
CS
177376100
1318
16770
SH
SOLE
2164
0
14606
Coca-Cola Co.
CS
191216100
444
9569
SH
SOLE
1246
0
8323
Cocrystal Pharma Inc
CS
19188j102
59
85000
SH
SOLE
0
0
85000
Cognex Corp.
CS
192422103
803
20625
SH
SOLE
4350
0
16275
Cognizant Technology Solutions
CS
192446102
3660
58367
SH
SOLE
4449
0
53918
Colgate Palmolive
CS
194162103
1300
18394
SH
SOLE
435
0
17959
Comcast Corp. Cl A
CS
20030n101
16745
274146
SH
SOLE
7651
0
266495
Compagnie de Saint-Gobain ADR
CS
204280309
95
10733
SH
SOLE
9652
0
1081
ConocoPhillips
CS
20825C104
531
13192
SH
SOLE
160
0
13032
Cooper Companies
CS
216648402
1063
6904
SH
SOLE
1935
0
4969
Core Laboratories N.V.
CS
N22717107
552
4912
SH
SOLE
925
0
3987
Corning, Inc.
CS
219350105
653
31278
SH
SOLE
5626
0
25652
Costco Wholesale Corp
CS
22160K105
4915
31191
SH
SOLE
3430
0
27761
Credit Agricole SA
CS
225313105
93
17105
SH
SOLE
15383
0
1722
CVS Health Corp.
CS
126650100
9886
95301
SH
SOLE
2649
0
92652
Danaher Corp.
CS
235851102
1851
19510
SH
SOLE
3281
0
16229
Darling Ingredients, Inc.
CS
237266101
274
20825
SH
SOLE
8834
0
11991
DaVita Healthcare Partners Inc
CS
23918K108
407
5550
SH
SOLE
2300
0
3250
Deere & Co
CS
244199105
668
8678
SH
SOLE
560
0
8118
DENTSPLY Sirona Inc.
CS
24906p109
216
3511
SH
SOLE
1616
0
1895
Deutsche Boerse AG
CS
251542106
88
10399
SH
SOLE
9351
0
1048
Diageo PLC ADR
CS
25243Q205
9419
87318
SH
SOLE
2203
0
85115
Discovery Communications
CS
25470F104
340
11874
SH
SOLE
0
0
11874
Disney, Walt Co.
CS
254687106
5943
59839
SH
SOLE
1103
0
58736
DNB Financial Corp
CS
233237106
514
18007
SH
SOLE
0
0
18007
Dollar General Corp.
CS
256677105
259
3031
SH
SOLE
1178
0
1853
Dorman Products
CS
258278100
900
16533
SH
SOLE
3990
0
12543
Dow Chemical
CS
260543103
849
16698
SH
SOLE
500
0
16198
Du Pont (EI) de Nemours
CS
263534109
878
13869
SH
SOLE
500
0
13369
Duke Energy Corp.
CS
26441C204
538
6669
SH
SOLE
4603
0
2066
E M C Corporation
CS
268648102
3644
136721
SH
SOLE
1311
0
135410
Eaton Corporation
CS
G29183103
714
11416
SH
SOLE
300
0
11116
Ecolabs Inc.
CS
278865100
619
5555
SH
SOLE
2260
0
3295
Edison International Inc.
CS
281020107
283
3936
SH
SOLE
1605
0
2331
EOG Resources
CS
26875P101
209
2881
SH
SOLE
350
0
2531
Eplus Inc
CS
294268107
201
2500
SH
SOLE
0
0
2500
EQT Corp
CS
26884L109
250
3722
SH
SOLE
1434
0
2288
Equifax Inc.
CS
294429105
1012
8857
SH
SOLE
1775
0
7082
Equinix Corp
CS
29444U700
342
1034
SH
SOLE
709
0
325
Estee Lauder
CS
518439104
3232
34271
SH
SOLE
4130
0
30141
Everi Holdings Inc
CS
30034t103
69
30089
SH
SOLE
7193
0
22896
Eversource Energy
CS
30040W108
272
4662
SH
SOLE
3723
0
939
Exelon Corp.
CS
30161N101
2091
58312
SH
SOLE
3443
0
54869
Express Scripts Holding Co.
CS
30219G108
1684
24515
SH
SOLE
3702
0
20813
Exxon Mobil Corp
CS
30231G102
9488
113509
SH
SOLE
2799
0
110710
F5 Networks
CS
315616102
736
6956
SH
SOLE
1400
0
5556
Facebook
CS
30303M102
1861
16306
SH
SOLE
3162
0
13144
Factset Research Systems
CS
303075105
680
4485
SH
SOLE
950
0
3535
Fairmount Santrol Holdings Inc
CS
30555q108
81
32362
SH
SOLE
0
0
32362
Farmers National Banc Corp
CS
309627107
326
36563
SH
SOLE
0
0
36563
Fastenal Co
CS
311900104
427
8721
SH
SOLE
3615
0
5106
Fidelity National Information
CS
31620M106
222
3511
SH
SOLE
1616
0
1895
First NBC Bank Holding Company
CS
32115D106
610
29643
SH
SOLE
0
0
29643
First Solar Inc
CS
336433107
2706
39516
SH
SOLE
1000
0
38516
Fiserv, Inc.
CS
337738108
380
3700
SH
SOLE
104
0
3596
Fleet Financial Group
CS
339041105
438
2942
SH
SOLE
1217
0
1725
Footlocker Inc
CS
344849104
614
9526
SH
SOLE
2050
0
7476
Ford Motor Company
CS
345370860
1816
134500
SH
SOLE
0
0
134500
G-III Apparel Group
CS
36237H101
771
15765
SH
SOLE
3350
0
12415
General Dynamics
CS
369550108
1083
8245
SH
SOLE
1353
0
6892
General Electric Company
CS
369604103
18321
576323
SH
SOLE
16944
0
559379
General Mills Inc
CS
370334104
285
4497
SH
SOLE
365
0
4132
Genpact Ltd
CS
G3922B107
529
19459
SH
SOLE
8152
0
11307
Gentex Corp
CS
371901109
199
12670
SH
SOLE
0
0
12670
Gilead Sciences Inc
CS
375558103
2543
27685
SH
SOLE
1245
0
26440
GlaxoSmithKline PLC
CS
37733W105
261
6444
SH
SOLE
3372
0
3072
Glencore International PLC
CS
G39420107
169
74776
SH
SOLE
0
0
74776
Glencore PLC
CS
37827x100
74
16451
SH
SOLE
14795
0
1656
Graco Inc.
CS
384109104
751
8942
SH
SOLE
1800
0
7142
Grand Central Silver Mines
CS
384906202
0
17000
SH
SOLE
0
0
17000
Great Plains Energy Inc.
CS
391164100
335
10396
SH
SOLE
4227
0
6169
Grupo Financiero Banorte SAB d
CS
P49501201
178
31240
SH
SOLE
0
0
31240
Hain Celestial Group
CS
405217100
841
20546
SH
SOLE
5735
0
14811
Halliburton Company
CS
406216101
212
5945
SH
SOLE
0
0
5945
Harley Davidson Inc.
CS
412822108
980
19095
SH
SOLE
1610
0
17485
Hartford Financial Services Gr
CS
416515104
351
7616
SH
SOLE
2420
0
5196
Healthwatch Inc
CS
422214809
0
10000
SH
SOLE
0
0
10000
Helen of Troy Limited
CS
g4388n106
852
8215
SH
SOLE
1750
0
6465
Henry Jack and Associates Inc
CS
426281101
1021
12071
SH
SOLE
2578
0
9493
Henry Schein
CS
806407102
1012
5865
SH
SOLE
1225
0
4640
Heritage Commerce Corp
CS
426927109
438
43716
SH
SOLE
0
0
43716
Hershey Foods Corp
CS
427866108
216
2341
SH
SOLE
1078
0
1263
Home Depot, Inc.
CS
437076102
14425
108108
SH
SOLE
2641
0
105467
Honeywell International, Inc.
CS
438516106
9883
88204
SH
SOLE
2830
0
85373
Host Hotels and Resorts
CS
44107P104
189
11320
SH
SOLE
5209
0
6111
HP Inc.
CS
40434l105
127
10332
SH
SOLE
2132
0
8200
Huntington Bancshares
CS
446150104
223
23400
SH
SOLE
0
0
23400
IDEXX Laboratories
CS
45168D104
856
10934
SH
SOLE
2110
0
8824
Illinois Tool Works
CS
452308109
238
2320
SH
SOLE
0
0
2320
Imageware Systems Inc.
CS
45245s108
77
51636
SH
SOLE
0
0
51636
Immune Therapeutics Inc
CS
45252a107
4
27500
SH
SOLE
0
0
27500
Int'l Business Machines Corp.
CS
459200101
1544
10198
SH
SOLE
504
0
9694
Intel Corp
CS
458140100
14801
457538
SH
SOLE
22240
0
435298
Intercontinental Exchange, Inc
CS
45866f104
2826
12017
SH
SOLE
367
0
11650
International Flavors & Fragra
CS
459506101
814
7156
SH
SOLE
1480
0
5676
International Power Group Ltd
CS
46018A100
0
20000
SH
SOLE
0
0
20000
Intuitive Surgical Inc
CS
46120E602
645
1073
SH
SOLE
445
0
628
Investors Bancorp Inc New
CS
46146l101
185
15861
SH
SOLE
7296
0
8565
IPG Photonics Corp Com
CS
44980x109
811
8445
SH
SOLE
1775
0
6670
J B Hunt Transport Services In
CS
445658107
736
8734
SH
SOLE
1765
0
6969
J M Smucker
CS
832696405
417
3208
SH
SOLE
702
0
2506
Johnson & Johnson
CS
478160104
22127
204504
SH
SOLE
5802
0
198703
JPMorgan Chase & Co.
CS
46625H100
17080
288409
SH
SOLE
9674
0
278735
Kar Auction Services Inc
CS
48238t109
236
6192
SH
SOLE
2852
0
3340
KBR
CS
48242W106
172
11122
SH
SOLE
0
0
11122
KeyCorp
CS
493267108
143
12932
SH
SOLE
0
0
12932
Kinder Morgan, Inc.
CS
49456B101
646
36171
SH
SOLE
259
0
35912
Kohls Corp.
CS
500255104
350
7500
SH
SOLE
0
0
7500
L-3 Communications
CS
502424104
258
2176
SH
SOLE
0
0
2176
Lennox International Inc
CS
526107107
979
7241
SH
SOLE
1575
0
5666
Liberty Broadband Corporation
CS
530307305
268
4628
SH
SOLE
0
0
4628
Liberty Global PLC Cl A
CS
G5480U104
354
9195
SH
SOLE
0
0
9195
Liberty Global PLC Cl C
CS
G5480U120
763
20319
SH
SOLE
0
0
20319
Liberty Media Corporation Clas
CS
531229300
690
18116
SH
SOLE
0
0
18116
Liberty Media Holding Corp. Ca
CS
531229102
354
9158
SH
SOLE
0
0
9158
Lilly, Eli Co
CS
532457108
580
8061
SH
SOLE
2272
0
5789
Linear Technology Corporation
CS
535678106
684
15340
SH
SOLE
3175
0
12165
Lloyds TSB Group PLC
CS
539439109
90
22805
SH
SOLE
20509
0
2296
Lockheed Martin
CS
539830109
354
1596
SH
SOLE
125
0
1471
Lowe's Cos.
CS
548661107
2285
30170
SH
SOLE
2730
0
27440
Macy's
CS
55616P104
2542
57665
SH
SOLE
0
0
57665
Mastercard
CS
57636Q104
225
2381
SH
SOLE
0
0
2381
McCormick & Co
CS
579780206
271
2720
SH
SOLE
525
0
2195
McDonalds Corp
CS
580135101
2755
21918
SH
SOLE
500
0
21418
McKesson HBOC Corp.
CS
58155Q103
731
4651
SH
SOLE
0
0
4651
Mead Johnson Nutrition
CS
582839106
3655
43020
SH
SOLE
3426
0
39594
Medtronic Plc
CS
g5960l103
11620
154928
SH
SOLE
5462
0
149466
Merck & Co
CS
58933Y105
3279
61964
SH
SOLE
3360
0
58604
Metlife Inc.
CS
59156R108
8577
195198
SH
SOLE
5258
0
189940
Metro AG
CS
59160r102
86
13862
SH
SOLE
12465
0
1397
Mettler-Toledo International
CS
592688105
870
2523
SH
SOLE
535
0
1988
Microchip Technology
CS
595017104
282
5849
SH
SOLE
2263
0
3586
Microsoft Corporation
CS
594918104
14712
266384
SH
SOLE
9556
0
256828
Middleby Corp.
CS
596278101
846
7925
SH
SOLE
1650
0
6275
Mondelez Intl Inc Com
CS
609207105
7498
186901
SH
SOLE
5752
0
181149
Monsanto Co.
CS
61166W101
338
3856
SH
SOLE
0
0
3856
National Instruments Corp
CS
636518102
268
8905
SH
SOLE
3695
0
5210
Nestle SA ADR
CS
641069406
659
8829
SH
SOLE
0
0
8829
NetSuite Inc
CS
64118q107
359
5247
SH
SOLE
2175
0
3072
Newfield Exploration Co
CS
651290108
204
6141
SH
SOLE
2828
0
3313
Newmont Mining
CS
651639106
223
8386
SH
SOLE
0
0
8386
NextEra Energy
CS
65339F101
12511
105724
SH
SOLE
2885
0
102839
Nike Inc.
CS
654106103
5573
90660
SH
SOLE
4250
0
86410
Norfolk Southern
CS
655844108
424
5097
SH
SOLE
0
0
5097
NRG Yield Inc Cl C
CS
62942x405
147
10339
SH
SOLE
0
0
10339
Nugene International Inc
CS
67052f102
9
14000
SH
SOLE
0
0
14000
NVR Inc
CS
62944T105
1438
830
SH
SOLE
0
0
830
Nxp Semiconductors Nv
CS
n6596x109
512
6311
SH
SOLE
2615
0
3696
Occidental Petroleum
CS
674599105
8579
125370
SH
SOLE
2368
0
123002
Omnicom Group
CS
681919106
1029
12367
SH
SOLE
777
0
11590
Oracle Corp
CS
68389X105
3559
86997
SH
SOLE
0
0
86997
P P & L Resources Inc
CS
69351T106
319
8376
SH
SOLE
0
0
8376
Palo Alto Networks Inc.
CS
697435105
234
1436
SH
SOLE
0
0
1436
Parexel International Corp.
CS
699462107
772
12300
SH
SOLE
2600
0
9700
Parker-Hannifin
CS
701094104
971
8737
SH
SOLE
569
0
8168
Patterson Companies Inc.
CS
703395103
228
4896
SH
SOLE
2010
0
2886
PayPal Holdings, Inc
CS
70450y103
876
22691
SH
SOLE
760
0
21931
PepsiCo, Inc.
CS
713448108
17518
170943
SH
SOLE
5032
0
165911
Petrofac Ltd.
CS
716473103
66
10039
SH
SOLE
9028
0
1011
Pfizer Inc
CS
717081103
5286
178343
SH
SOLE
34772
0
143571
Philip Morris Int'l
CS
718172109
1547
15767
SH
SOLE
0
0
15767
Phillips 66
CS
718546104
595
6873
SH
SOLE
90
0
6783
Pinnacle West Capital Corp.
CS
723484101
260
3464
SH
SOLE
1594
0
1870
Pioneer Natural Resources
CS
723787107
224
1590
SH
SOLE
732
0
858
Portland General Electric Co
CS
736508847
240
6069
SH
SOLE
2890
0
3179
PPG Industries
CS
693506107
245
2200
SH
SOLE
0
0
2200
PRA Group, Inc.
CS
69354n106
262
8900
SH
SOLE
1000
0
7900
Praxair Inc.
CS
74005P104
344
3006
SH
SOLE
0
0
3006
Preferred Bank
CS
740367404
432
14276
SH
SOLE
0
0
14276
Priceline Group Inc.
CS
741503403
4349
3374
SH
SOLE
141
0
3233
Procter & Gamble
CS
742718109
16624
201969
SH
SOLE
6009
0
195960
Qihoo 360 Technology Co Ltd
CS
74734M109
2563
33930
SH
SOLE
800
0
33130
Qorvo Inc
CS
74736K101
247
4891
SH
SOLE
2252
0
2639
Qualcomm Incorporated
CS
747525103
6302
123236
SH
SOLE
2952
0
120284
Quest Diagnostics Inc
CS
74834L100
292
4089
SH
SOLE
1261
0
2828
Raymond James Financial
CS
754730109
672
14121
SH
SOLE
2185
0
11936
Raytheon Company
CS
755111507
12305
100341
SH
SOLE
2882
0
97459
Regal Beloit Corp
CS
758750103
234
3711
SH
SOLE
1512
0
2199
Reinsurance Group of America I
CS
759351604
219
2273
SH
SOLE
1005
0
1268
ResMed Inc
CS
761152107
834
14425
SH
SOLE
3000
0
11425
Reynolds American
CS
761713106
288
5730
SH
SOLE
3828
0
1902
Robert Half International
CS
770323103
644
13815
SH
SOLE
2875
0
10940
Roper Industries
CS
776696106
1630
8916
SH
SOLE
425
0
8491
Royal Dutch Shell Plc Spon ADR
CS
780259206
362
7478
SH
SOLE
0
0
7478
Royal Dutch Shell Plc Spon ADR
CS
780259107
211
4299
SH
SOLE
2730
0
1569
Salesforce.com
CS
79466L302
793
10737
SH
SOLE
3520
0
7217
SAP SE Spon ADR
CS
803054204
403
5015
SH
SOLE
1173
0
3842
SBA Communications
CS
78388J106
346
3458
SH
SOLE
1434
0
2024
Scana Corp.
CS
80589M102
212
3016
SH
SOLE
1387
0
1629
Schlumberger Limited
CS
806857108
3840
52067
SH
SOLE
1465
0
50602
Scripps Networks Interactive I
CS
811065101
635
9690
SH
SOLE
1750
0
7940
Sherwin Williams Company
CS
824348106
3041
10684
SH
SOLE
115
0
10569
Signature Bank NY
CS
82669G104
818
6009
SH
SOLE
1385
0
4624
Snap-On Inc
CS
833034101
843
5372
SH
SOLE
1125
0
4247
Southern Company
CS
842587107
217
4187
SH
SOLE
505
0
3682
Spectra Energy
CS
847560109
205
6697
SH
SOLE
1468
0
5229
Spirit Aerosystems
CS
848574109
318
7000
SH
SOLE
0
0
7000
Starbucks Corp
CS
855244109
1865
31240
SH
SOLE
5636
0
25604
Starz Liberty Cap Com Ser A
CS
85571Q102
222
8437
SH
SOLE
0
0
8437
State Street Corp.
CS
857477103
1430
24428
SH
SOLE
658
0
23770
Stericycle Inc
CS
858912108
559
4429
SH
SOLE
1836
0
2593
Sterling Bancorp Del
CS
85917a100
226
14218
SH
SOLE
0
0
14218
Stryker Corp.
CS
863667101
1964
18310
SH
SOLE
85
0
18225
Synopsys Inc
CS
871607107
1060
21875
SH
SOLE
5444
0
16431
T. Rowe Price Associates Inc
CS
74144T108
1101
14988
SH
SOLE
750
0
14238
Target
CS
87612E106
9789
118975
SH
SOLE
3218
0
115757
TCF Financial Corp.
CS
872275102
131
10662
SH
SOLE
4905
0
5757
Tesco ADR
CS
881575302
100
12037
SH
SOLE
10825
0
1212
Teva Pharmaceutical Inds
CS
881624209
1011
18895
SH
SOLE
2369
0
16526
Texas Instruments
CS
882508104
305
5318
SH
SOLE
595
0
4723
Texas Roadhouse
CS
882681109
975
22368
SH
SOLE
4750
0
17618
The Wendy's Company
CS
95058W100
193
17700
SH
SOLE
0
0
17700
Thermo Fisher Scientific Inc
CS
883556102
270
1906
SH
SOLE
325
0
1581
Time Warner Cable
CS
88732J207
1712
8365
SH
SOLE
480
0
7885
Time Warner Inc
CS
887317303
8727
120293
SH
SOLE
4086
0
116207
TransCanada Corp
CS
89353d107
984
25030
SH
SOLE
1838
0
23192
Travelers Companies Inc
CS
89417E109
1181
10123
SH
SOLE
500
0
9623
Treehouse Foods Inc
CS
89469A104
265
3054
SH
SOLE
1407
0
1647
TripAdvisor
CS
896945201
565
8495
SH
SOLE
3521
0
4974
UDR Inc
CS
902653104
333
8646
SH
SOLE
0
0
8646
Under Armour
CS
904311107
626
7379
SH
SOLE
2064
0
5315
Union Pacific Corp
CS
907818108
554
6970
SH
SOLE
418
0
6552
United Parcel Service Inc.
CS
911312106
5494
52089
SH
SOLE
1254
0
50835
United Technologies
CS
913017109
2977
29744
SH
SOLE
265
0
29479
UnitedHealth Group Inc
CS
91324P102
12750
98913
SH
SOLE
2309
0
96604
UNUM Corp.
CS
91529Y106
202
6518
SH
SOLE
3001
0
3517
Verizon Communications
CS
92343V104
9375
173360
SH
SOLE
4761
0
168599
VF Corp.
CS
918204108
212
3277
SH
SOLE
445
0
2832
Visa Inc Cl A
CS
92826C839
6378
83389
SH
SOLE
5932
0
77457
Vodafone Group PLC
CS
92857W308
1114
34748
SH
SOLE
1823
0
32925
Vonage Holdings Corporation
CS
92886T201
69
15077
SH
SOLE
3695
0
11382
Vulcan Materials
CS
929160109
976
9249
SH
SOLE
0
0
9249
Wabtec
CS
929740108
416
5243
SH
SOLE
2173
0
3070
Wal-Mart Stores Inc
CS
931142103
279
4074
SH
SOLE
483
0
3591
Walgreen Boots Alliance Inc
CS
931427108
680
8075
SH
SOLE
195
0
7880
Weatherford Int'l Inc
CS
G48833100
103
13250
SH
SOLE
1396
0
11854
WEC Energy Group Inc.
CS
92939u106
269
4470
SH
SOLE
565
0
3905
Wells Fargo & Company
CS
949746101
11766
243310
SH
SOLE
7656
0
235654
Williams Companies, Inc.
CS
969457100
516
32080
SH
SOLE
0
0
32080
Xcerra Corp
CS
98400j108
77
11736
SH
SOLE
2672
0
9064
Xilinx Inc
CS
983919101
1278
26950
SH
SOLE
0
0
26950
Yadkin Financial Corp
CS
984305102
536
22643
SH
SOLE
0
0
22643
Yum! Brands Inc.
CS
988498101
1063
12992
SH
SOLE
0
0
12992
Zions Bancorp
CS
989701107
209
8614
SH
SOLE
3538
0
5076
Brixmor Property Group
RE
11120u105
221
8609
SH
SOLE
3963
0
4646
Cedar Realty Trust Inc
RE
150602209
107
14772
SH
SOLE
3308
0
11464
iShares Dow Jones US RE Index
RE
464287739
1836
23580
SH
SOLE
0
0
23580
Northern Funds Global RE Index
RE
665162541
133
13224
SH
SOLE
0
0
13224
NorthStar Asset Mgmt Group Inc
RE
66705y104
447
39344
SH
SOLE
0
0
39344
NorthStar Realty Finance Corp
RE
66704r803
532
40576
SH
SOLE
0
0
40576
Progressive Interchange LLC
RE
742995871
50
50000
SH
SOLE
0
0
50000
Retail Properties of America
RE
76131V202
441
27824
SH
SOLE
0
0
27824
Vanguard REIT Viper Index Seri
RE
922908553
560
6683
SH
SOLE
0
0
6683
Kinder Morgan Warrants Exp 5/2
WT
49456b119
0
10015
SH
SOLE
0
0
10015
Barclays Euro 50 Due 9-27-16
SE
06741ukf0
3584
3675000
SH
SOLE
300000
0
3375000
Barclays S&P 500 due 7/26/17
SE
06741upv0
7141
6800000
SH
SOLE
990000
0
5810000
Barclays S&P 500 Note due 06-0
SE
06741t2h9
15395
12745000
SH
SOLE
525000
0
12220000
Barclays Spx Mid Note due 01-2
SE
06741ugh1
4730
4485000
SH
SOLE
130000
0
4355000
Credit Suisse EEM Note due 05-
SE
22547w3c5
12082
12755000
SH
SOLE
425000
0
12330000
GS EAFE Note due 06-03-16
SE
38147qw69
11382
11620000
SH
SOLE
475000
0
11145000
GS Russell 2000 Note due 11-17
SE
38141gts3
5899
4900000
SH
SOLE
700000
0
4200000
Morgan Stanley SPX due 2/8/18
SE
61761jx20
4880
4605000
SH
SOLE
125000
0
4480000
MS EEM Note due 03-13-17
SE
61761jll1
2192
2470000
SH
SOLE
155000
0
2315000
MS EEM Note Due 9-22-16
SE
61761jtm1
1888
2125000
SH
SOLE
100000
0
2025000
MS Euro 50 Note Due 9-22-17
SE
61761jxu8
1665
1920000
SH
SOLE
25000
0
1895000
MS EURO STOXX 50 due 2/8/18
SE
61761jw96
2237
2175000
SH
SOLE
100000
0
2075000
MS Int'l Note Due 5/11/17
SE
61761jzc6
5255
5925000
SH
SOLE
200000
0
5725000
MS Russell 2000 Note Due 9-22-
SE
61761jtl3
684
670000
SH
SOLE
25000
0
645000
MS XLE Note Due 5-19-17
SE
61761jut4
5569
6955000
SH
SOLE
100000
0
6855000
Wells Fargo Note
SE
94986rfk2
48
25000
SH
SOLE
0
0
25000
Brookfield Renewable Energy Pa
ML
g16258108
242
8070
SH
SOLE
0
0
8070
Columbia Pipeline Partners
ML
198281107
1868
127912
SH
SOLE
15879
0
112033
DCP Midstream Ptnrs
ML
23311P100
317
11649
SH
SOLE
0
0
11649
Dominion Midstream Partners
ML
257454108
5149
152575
SH
SOLE
7273
0
145302
Enbridge Energy
ML
29250R106
522
28473
SH
SOLE
2500
0
25973
Energy Transfer Equity LP
ML
29273V100
4091
573812
SH
SOLE
47299
0
526513
Energy Transfer Ptnrs LP
ML
29273R109
209
6455
SH
SOLE
800
0
5655
Enterprise Products Ptnrs
ML
293792107
10787
438142
SH
SOLE
26265
0
411877
EQT Midstream Partners, LP
ML
26885b100
10005
134422
SH
SOLE
11158
0
123264
Genesis Energy LP
ML
371927104
2880
90584
SH
SOLE
6399
0
84185
JPMorgan Alerian MLP Index
ML
46625H365
9509
351017
SH
SOLE
20979
0
330038
Magellan Midstream Ptnrs LP
ML
559080106
12677
184258
SH
SOLE
10147
0
174111
MPLX LP
ML
55336V100
3352
112915
SH
SOLE
7505
0
105410
Nextera Energy Partners Lp
ML
65341b106
1040
38235
SH
SOLE
1167
0
37068
Phillips 66 Partners LP Common
ML
718549207
3747
59860
SH
SOLE
1663
0
58197
Plains All Amern Pipeline
ML
726503105
846
40341
SH
SOLE
3284
0
37057
Plains Group Holdings LP Cla
ML
72651a108
1667
191840
SH
SOLE
6763
0
185077
Spectra Energy Prtns
ML
84756N109
2457
51050
SH
SOLE
5116
0
45934
Sunoco Logistics Ptnrs
ML
86764L108
6422
256146
SH
SOLE
15388
0
240758
T C Pipelines
ML
87233Q108
1051
21798
SH
SOLE
2498
0
19300
Tallgrass Energy LP
ML
874696107
806
43612
SH
SOLE
1919
0
41693
Targa Resources Prtns Com St
ML
87612G101
925
30980
SH
SOLE
4757
0
26223
Tesoro Logistics LP
ML
88160T107
3328
72895
SH
SOLE
1037
0
71858
UBS E-TRACS Alerian MLP Infras
ML
902641646
18009
748824
SH
SOLE
37514
0
711309
Valero Energy Partners LP
ML
91914j102
7638
161266
SH
SOLE
10633
0
150633
Western Gas Equity Partners LP
ML
95825R103
4520
126821
SH
SOLE
3846
0
122975
Western Gas Partners
ML
958254104
3860
88915
SH
SOLE
10216
0
78699
Williams Partners LP
ML
96949l105
2250
110004
SH
SOLE
8595
0
101409
Deutsche X Tracks MSCI EAFE
EE
233051200
8280
324205
SH
SOLE
27970
0
296235
Diamonds Trust Series 1
EE
78467X109
606
3431
SH
SOLE
2667
0
764
Guggenheim Insider Sentiment E
EE
18383M209
256
5500
SH
SOLE
0
0
5500
Guggenheim S&P 500 Equal Weigh
EE
78355W106
501
6382
SH
SOLE
0
0
6382
Guggenheim S&P Healthcare Equa
EE
78355W841
7930
54948
SH
SOLE
2944
0
52004
Industrial Select Sector SPDR
EE
81369Y704
538
9704
SH
SOLE
0
0
9704
iShares Core MSCI EAFE
EE
46432f842
5068
95379
SH
SOLE
14050
0
81329
iShares Core MSCI Emerging Mkt
EE
46434g103
9769
234724
SH
SOLE
20353
0
214371
iShares FTSE/Xinhua China25 In
EE
464287184
719
21291
SH
SOLE
0
0
21291
iShares Goldman Sachs Nat Res
EE
464287374
526
17684
SH
SOLE
4150
0
13534
iShares Int'l Select Dividend
EE
464288448
1005
34673
SH
SOLE
3284
0
31389
iShares MSCI EAFE Index
EE
464287465
23236
406511
SH
SOLE
24872
0
381639
iShares MSCI EAFE Small Cap In
EE
464288273
4255
85440
SH
SOLE
7269
0
78171
iShares MSCI Emerg Mkts Indx F
EE
464287234
8907
260058
SH
SOLE
34765
0
225293
iShares MSCI South Korea Index
EE
464286772
300
5683
SH
SOLE
5110
0
573
iShares NASDAQ Biotech Index
EE
464287556
819
3142
SH
SOLE
16
0
3126
iShares Russell 1000
EE
464287622
840
7366
SH
SOLE
2800
0
4566
iShares Russell 1000 Growth In
EE
464287614
12239
122664
SH
SOLE
15536
0
107128
iShares Russell 1000 Value Ind
EE
464287598
7084
71693
SH
SOLE
10890
0
60803
iShares Russell 2000 Growth In
EE
464287648
6207
46810
SH
SOLE
2990
0
43820
iShares Russell 2000 Index
EE
464287655
18313
165530
SH
SOLE
11574
0
153956
iShares Russell 2000 Value Ind
EE
464287630
5115
54891
SH
SOLE
4227
0
50664
iShares Russell Mid Cap Growth
EE
464287481
360
3907
SH
SOLE
0
0
3907
iShares Russell Mid Cap Index
EE
464287499
635
3895
SH
SOLE
0
0
3895
iShares Russell Mid Cap Value
EE
464287473
702
9892
SH
SOLE
1050
0
8842
iShares S&P 500 Growth
EE
464287309
2469
21301
SH
SOLE
12335
0
8966
iShares S&P 500 Index
EE
464287200
22759
110135
SH
SOLE
7225
0
102910
iShares S&P Barra Value Index
EE
464287408
2196
24417
SH
SOLE
8000
0
16417
iShares S&P Global Technology
EE
464287291
320
3200
SH
SOLE
0
0
3200
iShares S&P Mid Cap 400 Growth
EE
464287606
13168
80980
SH
SOLE
6025
0
74955
iShares S&P Mid Cap Barra Valu
EE
464287705
10224
82425
SH
SOLE
3762
0
78663
iShares S&P Mid Cap Index
EE
464287507
18023
124993
SH
SOLE
12130
0
112863
iShares S&P Small Cap 600 Grow
EE
464287887
1077
8671
SH
SOLE
3900
0
4771
iShares S&P Small Cap 600 Valu
EE
464287879
594
5238
SH
SOLE
2932
0
2306
iShares S&P Small Cap Index
EE
464287804
7874
69946
SH
SOLE
7373
0
62573
iShares Select Dividend ETF
EE
464287168
3479
42599
SH
SOLE
2190
0
40409
iShares US Home Construction
EE
464288752
1327
48985
SH
SOLE
3750
0
45235
Market Vectors Agribusiness ET
EE
57060U605
823
17660
SH
SOLE
1200
0
16460
Market Vectors GOLD Miners Tru
EE
57060U100
2561
128230
SH
SOLE
250
0
127980
Powershares Dynamic Port
EE
73935x666
495
19850
SH
SOLE
5000
0
14850
PowerShares QQQ
EE
73935A104
17226
157747
SH
SOLE
18696
0
139051
SPDR Consumer Staples Select S
EE
81369Y308
329
6193
SH
SOLE
0
0
6193
SPDR Energy Index
EE
81369Y506
868
14031
SH
SOLE
260
0
13771
SPDR Euro STOXX 50 ETF
EE
78463X202
8849
266299
SH
SOLE
15861
0
250438
SPDR S&P 500 ETF
EE
78462F103
75507
367396
SH
SOLE
45880
0
321515
SPDR S&P Dividend ETF
EE
78464A763
21353
267150
SH
SOLE
27644
0
239506
SPDR S&P Int'l Small Cap Fd
EE
78463X871
691
24192
SH
SOLE
0
0
24192
SPDR S&P Mid Cap 400 ETF
EE
78467Y107
57330
218215
SH
SOLE
18860
0
199356
SPDR STOXX Europe 50 ETF
EE
78463X103
1232
40982
SH
SOLE
14700
0
26282
SPDR Technology Index
EE
81369Y803
569
12826
SH
SOLE
0
0
12826
Vanguard Dividend Appreciation
EE
921908844
538
6626
SH
SOLE
0
0
6626
Vanguard FTSE All-World Ex-US
EE
922042775
507
11752
SH
SOLE
0
0
11752
Vanguard FTSE Developed Market
EE
921943858
2891
80588
SH
SOLE
2372
0
78216
Vanguard FTSE Emerging Markets
EE
922042858
8405
243066
SH
SOLE
22029
0
221037
Vanguard Growth ETF
EE
922908736
320
3008
SH
SOLE
0
0
3008
Vanguard Information Technolog
EE
92204A702
509
4649
SH
SOLE
319
0
4330
Vanguard Mid Cap Vipers Index
EE
922908629
534
4403
SH
SOLE
0
0
4403
Vanguard Small Cap ETF
EE
922908751
346
3101
SH
SOLE
0
0
3101
Vanguard Total Stock Market ET
EE
922908769
1262
12044
SH
SOLE
0
0
12044
WisdomTree Emerging Mkts SmCp
EE
97717W281
414
10956
SH
SOLE
500
0
10456
WisdomTree Int'l Small Cap Div
EE
97717W760
3893
66089
SH
SOLE
2206
0
63883
Wisdomtree Midcap Dividend
EE
97717w505
2071
24053
SH
SOLE
2095
0
21958