UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 7)1
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c) and (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
P.F. Changs China Bistro, Inc.
(Name of Issuer)
Common Stock, Par Value $0.001
(Title of Class of Securities)
69333Y 10 8 (CUSIP Number) |
December 31, 2004
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨ Rule 13d-1(b)
¨ Rule 13d-1(c)
x Rule 13d-1(d)
1 | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Page 1 of 9 Pages
13G
CUSIP No. 69333Y 10 8 |
Page 2 of 9 Pages |
1. | Name of Reporting Persons I.R.S. Identification No. of above persons (entities only)
Paul M. Fleming |
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2. | Check the Appropriate Box if a Member of a Group (a) ¨ (b) ¨ |
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3. | SEC Use Only
|
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4. | Citizenship or Place of Organization
United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. Sole Voting Power
6. Shared Voting Power
1,295,932 7. Sole Dispositive Power
8. Shared Dispositive Power
1,295,932 |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
1,295,932 |
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10. | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares
¨ |
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11. | Percent of Class Represented by Amount in Row (9)
5.02% |
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12. | Type of Reporting Person
IN |
13G
CUSIP No. 69333Y 10 8 |
Page 3 of 9 Pages |
1. | Name of Reporting Persons I.R.S. Identification No. of above persons (entities only)
Kelly M. Fleming |
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2. | Check the Appropriate Box if a Member of a Group (a) ¨ (b) ¨ |
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3. | SEC Use Only
|
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4. | Citizenship or Place of Organization
United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. Sole Voting Power
6. Shared Voting Power
1,295,932 7. Sole Dispositive Power
8. Shared Dispositive Power
1,295,932 |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
1,295,932 |
|||
10. | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares
¨ |
|||
11. | Percent of Class Represented by Amount in Row (9)
5.02% |
|||
12. | Type of Reporting Person
IN |
13G
CUSIP No. 69333Y 10 8 |
Page 4 of 9 Pages |
1. | Name of Reporting Persons I.R.S. Identification No. of above persons (entities only)
The Paul and Kelly Fleming Family Trust ###-##-#### |
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2. | Check the Appropriate Box if a Member of a Group (a) ¨ (b) ¨ |
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3. | SEC Use Only
|
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4. | Citizenship or Place of Organization
United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. Sole Voting Power
6. Shared Voting Power
1,295,932 7. Sole Dispositive Power
8. Shared Dispositive Power
1,295,932 |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person
1,295,932 |
|||
10. | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares
¨ |
|||
11. | Percent of Class Represented by Amount in Row (9)
5.02% |
|||
12. | Type of Reporting Person
00 |
CUSIP No. 69333Y 10 8 |
13G | Page 5 of 9 Pages |
Item 1. |
(a) |
Name of Issuer: | ||||||||||
P.F. Changs China Bistro, Inc. |
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Item 1. |
(b) |
Address of Issuers Principal Executive Offices: | ||||||||||
15210 N. Scottsdale Rd., Suite 300 Scottsdale, Arizona 85254 |
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Item 2. |
(a) |
Name of Person Filing: | ||||||||||
Paul M. Fleming Kelly M. Fleming The Paul and Kelly Fleming Family Trust |
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Item 2 |
(b) |
Address of Principal Business Office or, if None, Residence: | ||||||||||
15974 N. 77th Street, Suite 102 Scottsdale, Arizona 85260 |
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Item 2 |
(c) |
Citizenship: | ||||||||||
UnitedStates |
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Item 2 |
(d) |
Title of Class of Securities: | ||||||||||
Common Stock, Par Value $0.001 | ||||||||||||
Item 2 |
(e) |
CUSIP Number: | ||||||||||
69333Y 10 8 | ||||||||||||
Item 3. |
If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: | |||||||||||
Not applicable. |
Item 4. |
Ownership: | |||||||||
See Items 5 through 9 and 11 on the cover page for each respective filer. | ||||||||||
Item 5. |
Ownership of Five Percent or Less of a Class: | |||||||||
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ¨. | ||||||||||
Item 6. |
Ownership of More than Five Percent on Behalf of Another Person: | |||||||||
Not applicable. |
CUSIP No. 69333Y 10 8 |
13G | Page 6 of 9 Pages |
Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person: | |||||||||
Not applicable. | ||||||||||
Item 8. |
Identification and Classification of Members of the Group: | |||||||||
See Exhibit 99.1 attached. | ||||||||||
Item 9. |
Notice of Dissolution of Group: | |||||||||
Not applicable. | ||||||||||
Item 10. |
Certifications: | |||||||||
(a) Not applicable. | ||||||||||
(b) Not applicable. |
Page 7 of 9 Pages
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 2, 2005
/s/ Paul M. Fleming |
Paul M. Fleming |
/s/ Kelly M. Fleming |
Kelly M. Fleming |
THE PAUL AND KELLY FLEMING FAMILY TRUST | ||
By: | /s/ Paul M. Fleming | |
Paul M. Fleming, Trustee | ||
By: | /s/ Kelly M. Fleming | |
Kelly M. Fleming, Trustee |
Page 8 of 9 Pages
EXHIBIT INDEX
Exhibit No. |
Description | |
99.1 | Agreement Pursuant to Rule 13d-1(k)(1)(iii) Concerning Joint Schedule 13G Filing |
Page 9 of 9 Pages
Exhibit 99.1
AGREEMENT PURSUANT TO RULE 13d-1(k)(1)(iii)
CONCERNING JOINT SCHEDULE 13G FILING
The undersigned each agree, in connection with their beneficial ownership of common stock of P.F. Changs China Bistro, Inc., (i) that a Schedule 13G shall be filed jointly by them pursuant to Section 13(d) of the Securities Exchange Act of 1934 (the Exchange Act), together with any amendments to the Schedule 13G that from time to time may be required; and (ii) that the Schedule 13G and any such amendments are filed on behalf of each of them. The undersigned acknowledge their respective responsibilities as set forth in Rule 13d-1(k)(1) promulgated under the Exchange Act.
This Agreement may be executed in counterparts.
Date: February 2, 2005
/s/ Paul M. Fleming |
Paul M. Fleming |
/s/ Kelly M. Fleming |
Kelly M. Fleming |
THE PAUL AND KELLY FLEMING FAMILY TRUST | ||
By: | /s/ Paul M. Fleming | |
Paul M. Fleming, Trustee | ||
By: | /s/ Kelly M. Fleming | |
Kelly M. Fleming, Trustee |