-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O2+CPezvTUKHG+vAfT/R34pU+M8yYnPVUlhsZcxfwmovhiWdmGvQo6a58wv9RrPa 536yhx8YRa7+73Xt8p98MQ== 0001127602-09-021038.txt : 20091023 0001127602-09-021038.hdr.sgml : 20091023 20091023141243 ACCESSION NUMBER: 0001127602-09-021038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091021 FILED AS OF DATE: 20091023 DATE AS OF CHANGE: 20091023 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: P F CHANGS CHINA BISTRO INC CENTRAL INDEX KEY: 0001039889 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 860815086 FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 7676 E. PINNACLE PEAK RD. CITY: SCOTTSDALE STATE: AZ ZIP: 85255 BUSINESS PHONE: 480-888-3000 MAIL ADDRESS: STREET 1: 7676 E. PINNACLE PEAK RD. CITY: SCOTTSDALE STATE: AZ ZIP: 85255 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHENNAN JAMES G JR CENTRAL INDEX KEY: 0001181119 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25123 FILM NUMBER: 091134279 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2009-10-21 0001039889 P F CHANGS CHINA BISTRO INC PFCB 0001181119 SHENNAN JAMES G JR 7676 E. PINNACLE PEAK ROAD SCOTTSDALE AZ 85255 1 Common Stock 2009-10-21 4 M 0 30000 9.875 A 90520 I Shennan LLC Common Stock 2663 D Common Stock 10122 I Shennan Family Investments LLC Option To Purchase Common Stock 9.875 2009-10-21 4 M 0 30000 0 D 2000-10-22 2009-10-22 Common Stock 30000 0 I Shennan LLC Cash-Settled Stock-Based Awards 0 Common Stock 2577 2577 D Option To Purchase Common Stock 17.907 2000-04-26 2010-04-26 Common Stock 15000 15000 I Shennan LLC Option To Purchase Common Stock 17.80 2001-04-25 2011-04-25 Common Stock 15000 15000 I Shennan LLC Option To Purchase Common Stock 32.93 2002-04-03 2012-04-03 Common Stock 15000 15000 I Shennan LLC Option To Purchase Common Stock 39.54 2003-04-09 2013-04-09 Common Stock 15000 15000 I Shennan LLC Option To Purchase Common Stock 50.05 2004-04-26 2014-04-26 Common Stock 15000 15000 I Shennan LLC Option To Purchase Common Stock 53.80 2005-05-06 2015-05-06 Common Stock 16500 16500 I Shennan LLC Option To Purchase Common Stock 43.22 2006-05-05 2016-05-05 Common Stock 9039 9039 I Shennan LLC Option To Purchase Common Stock 38.25 2007-04-30 2017-04-30 Common Stock 10396 10396 I Shennan LLC The reportable securities are cash-settled stock-based awards each representing the economic equivalent of one share of P.F. Chang's China Bistro Inc.'s common stock. The cash-settled stock-based awards will be settled on the earlier of (1) the date the board member ceases to be a member of the board or (2) a change in control of the company. The reportable securities are restricted stock units, each representing a contingent right to receive one share of P.F. Chang's China Bistro, Inc.'s common stock. The restricted stock units vest one year following the transaction date, provided the reporting person's employment has not terminated prior to such date. /s/ Mark D. Mumford, attorney-in-fact for James G. Shennan Jr. 2009-10-23 -----END PRIVACY-ENHANCED MESSAGE-----