-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AHCXAq38vqKxcBz3dD0nRZ2Je56X2dOQjpYwkZB3G0nYEBqMfi0232soXcTzAcu2 l2Ili9gqArST6wPNir57hg== 0001127602-09-012979.txt : 20090602 0001127602-09-012979.hdr.sgml : 20090602 20090602193343 ACCESSION NUMBER: 0001127602-09-012979 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090531 FILED AS OF DATE: 20090602 DATE AS OF CHANGE: 20090602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHENNAN JAMES G JR CENTRAL INDEX KEY: 0001181119 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25123 FILM NUMBER: 09869574 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: P F CHANGS CHINA BISTRO INC CENTRAL INDEX KEY: 0001039889 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 860815086 FISCAL YEAR END: 0101 BUSINESS ADDRESS: STREET 1: 7676 E. PINNACLE PEAK RD. CITY: SCOTTSDALE STATE: AZ ZIP: 85255 BUSINESS PHONE: 480-888-3000 MAIL ADDRESS: STREET 1: 7676 E. PINNACLE PEAK RD. CITY: SCOTTSDALE STATE: AZ ZIP: 85255 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2009-05-31 0001039889 P F CHANGS CHINA BISTRO INC PFCB 0001181119 SHENNAN JAMES G JR 7676 E. PINNACLE PEAK ROAD SCOTTSDALE AZ 85255 1 Common Stock 2009-05-31 4 J 0 60520 0 D 0 I Shennan LLC Common Stock 2009-05-31 4 J 0 60520 0 A 60520 I Shennan LLC Common Stock 2009-05-31 4 J 0 10122 0 D 0 I Shennan Family Investments LLC Common Stock 2009-05-31 4 J 0 10122 0 A 10122 I Shennan Family Investments LLC Common Stock 2663 D Option To Purchase Common Stock 9.875 2009-05-31 4 J 0 30000 9.875 D 2000-10-22 2009-10-22 Common Stock 30000 110935 I Shennan LLC Option To Purchase Common Stock 9.875 2009-05-31 4 J 0 30000 9.875 A 2000-10-22 2009-10-22 Common Stock 30000 30000 I Shennan LLC Option To Purchase Common Stock 17.907 2009-05-31 4 J 0 15000 17.907 D 2000-04-26 2010-04-26 Common Stock 15000 95935 I Shennan LLC Option To Purchase Common Stock 17.907 2009-05-31 4 J 0 15000 17.907 A 2000-04-26 2010-04-26 Common Stock 15000 45000 I Shennan LLC Option To Purchase Common Stock 17.80 2009-05-31 4 J 0 15000 17.80 D 2001-04-25 2011-04-25 Common Stock 15000 80935 I Shennan LLC Option To Purchase Common Stock 17.80 2009-05-31 4 J 0 15000 17.80 A 2001-04-25 2011-04-25 Common Stock 15000 60000 I Shennan LLC Option To Purchase Common Stock 32.93 2009-05-31 4 J 0 15000 32.93 D 2002-04-03 2012-04-03 Common Stock 15000 65935 I Shennan LLC Option To Purchase Common Stock 32.93 2009-05-31 4 J 0 15000 32.93 A 2002-04-03 2012-04-03 Common Stock 15000 75000 I Shennan LLC Option To Purchase Common Stock 39.54 2009-05-31 4 J 0 15000 39.54 D 2003-04-09 2013-04-09 Common Stock 15000 50935 I Shennan LLC Option To Purchase Common Stock 39.54 2009-05-31 4 J 0 15000 39.54 A 2003-04-09 2013-04-09 Common Stock 15000 90000 I Shennan LLC Option To Purchase Common Stock 53.80 2009-05-31 4 J 0 16500 53.80 D 2005-05-06 2015-05-06 Common Stock 16500 34435 I Shennan LLC Option To Purchase Common Stock 53.80 2009-05-31 4 J 0 16500 53.80 A 2005-05-06 2015-05-06 Common Stock 16500 106500 I Shennan LLC Option To Purchase Common Stock 43.22 2009-05-31 4 J 0 9039 43.22 D 2006-05-05 2016-05-05 Common Stock 9039 25396 I Shennan LLC Option To Purchase Common Stock 43.22 2009-05-31 4 J 0 9039 43.22 A 2006-05-05 2016-05-05 Common Stock 9039 115539 I Shennan LLC Option To Purchase Common Stock 50.05 2009-05-31 4 J 0 15000 50.05 D 2004-04-26 2014-04-26 Common Stock 15000 10396 I Shennan LLC Option To Purchase Common Stock 50.05 2009-05-31 4 J 0 15000 50.05 A 2004-04-26 2014-04-26 Common Stock 15000 130539 I Shennan LLC Option To Purchase Common Stock 38.25 2009-05-31 4 J 0 10396 38.25 D 2007-04-30 2017-04-30 Common Stock 10396 0 I Shennan LLC Option To Purchase Common Stock 38.25 2009-05-31 4 J 0 10396 38.25 A 2007-04-30 2017-04-30 Common Stock 10396 140935 I Shennan LLC Cash-Settled Stock-Based Awards 0 Common Stock 2577 2577 D The reported securities are held by Shennan LLC, in which the reporting person holds an ownership interest. On May 31, 2009 the reporting person's ownership interest in Shennan LLC was transferred for value to three separate family trusts. The beneficiaries of each family trust are immediate family members of the reporting person. Either the reporting person or the reporting person's spouse is the trustee of each of the family trusts. The reported securities are held by Shennan Family Investments LLC, in which the reporting person holds an ownership interest. On May 31, 2009 the reporting person's ownership interest in Shennan Family Investments LLC was transferred for value to three separate family trusts. The beneficiaries of each family trust are immediate family members of the reporting person. Either the reporting person or the reporting person's spouse is the trustee of each of the family trusts. The reportable securities are restricted stock units, each representing a contingent right to receive one share of P.F. Chang's China Bistro, Inc.'s common stock. The restricted stock units vest one year following the transaction date, provided the reporting person's employment has not terminated prior to such date. The reportable securities are cash-settled stock-based awards each representing the economic equivalent of one share of P.F. Chang's China Bistro Inc.'s common stock. The cash-settled stock-based awards will be settled on the earlier of (1) the date the board member ceases to be a member of the board or (2) a change in control of the company. /s/ Mark D. Mumford, attorney-in-fact for James G. Shennan Jr. 2009-06-02 -----END PRIVACY-ENHANCED MESSAGE-----