0001039828-23-000156.txt : 20230929 0001039828-23-000156.hdr.sgml : 20230929 20230929163905 ACCESSION NUMBER: 0001039828-23-000156 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230515 FILED AS OF DATE: 20230929 DATE AS OF CHANGE: 20230929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lummus Dewayne CENTRAL INDEX KEY: 0001894457 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31911 FILM NUMBER: 231296278 MAIL ADDRESS: STREET 1: 6000 WESTOWN PARKWAY CITY: WEST DES MOINES STATE: IA ZIP: 50266-9024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EQUITY INVESTMENT LIFE HOLDING CO CENTRAL INDEX KEY: 0001039828 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 421447959 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6000 WESTOWN PARKWAY CITY: WEST DEMOINES STATE: IA ZIP: 50266 BUSINESS PHONE: 5152210002 MAIL ADDRESS: STREET 1: 6000 WESTOWN PARKWAY CITY: WEST DES MOINES STATE: IA ZIP: 50266 4 1 wk-form4_1696019921.xml FORM 4 X0508 4 2023-05-15 0 0001039828 AMERICAN EQUITY INVESTMENT LIFE HOLDING CO AEL 0001894457 Lummus Dewayne 6000 WESTOWN PARKWAY WEST DES MOINES IA 50266 0 1 0 0 SVP & Chief Accounting Officer 0 Common Stock 2023-05-15 4 P 0 97 38.90 A 14174 D Common Stock 2023-05-17 4 P 0 388 38.90 A 14562 D Common Stock 2023-06-02 4 P 0 495 40.63 A 15057 D Common Stock 2023-06-16 4 P 0 82 41.02 A 15139 D Common Stock 499 I By ESOP Reflects shares disclosed on reporting person's Form 3/A filed on the same date as this form. These shares were purchased in multiple transactions each at the price disclosed. Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report. /s/ Mark A. Schuman, authorized signer 2023-09-29