0001039828-23-000141.txt : 20230921
0001039828-23-000141.hdr.sgml : 20230921
20230921192551
ACCESSION NUMBER: 0001039828-23-000141
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230920
FILED AS OF DATE: 20230921
DATE AS OF CHANGE: 20230921
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bhalla Anant
CENTRAL INDEX KEY: 0001709369
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31911
FILM NUMBER: 231269985
MAIL ADDRESS:
STREET 1: 11225 NORTH COMMUNITY HOUSE ROAD
CITY: CHARLOTTE
STATE: NC
ZIP: 28277
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN EQUITY INVESTMENT LIFE HOLDING CO
CENTRAL INDEX KEY: 0001039828
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 421447959
STATE OF INCORPORATION: IA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6000 WESTOWN PARKWAY
CITY: WEST DEMOINES
STATE: IA
ZIP: 50266
BUSINESS PHONE: 5152210002
MAIL ADDRESS:
STREET 1: 6000 WESTOWN PARKWAY
CITY: WEST DES MOINES
STATE: IA
ZIP: 50266
4
1
wk-form4_1695338736.xml
FORM 4
X0508
4
2023-09-20
0
0001039828
AMERICAN EQUITY INVESTMENT LIFE HOLDING CO
AEL
0001709369
Bhalla Anant
6000 WESTOWN PARKWAY
WEST DES MOINES
IA
50266
1
1
0
0
CEO & President
0
Common Stock
2023-09-20
4
M
0
139279
27.05
A
1167413
D
Common Stock
2023-09-20
4
M
0
43923
26.72
A
1211336
D
Common Stock
2023-09-20
4
S
0
183202
54.0453
D
1028134
D
Common Stock
2075
I
By ESOP
Options - Right to Buy
27.05
2023-09-20
4
M
0
139279
0
D
2022-01-02
2030-11-19
Common Stock
139279
0
D
Options - Right to Buy
26.72
2023-09-20
4
M
0
43923
0
D
2022-01-04
2031-01-04
Common Stock
43923
43524
D
This transaction was executed in multiple trades at prices ranging from $54.00 to $54.235. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.
Fifty percent (50%) of the option award granted vested on January 2, 2022, upon the performance of certain company objectives. The remaining fifty percent (50%) of the option award vested on the one year anniversary of the vesting of the initial fifty percent (50%) of the option award.
Fifty percent (50%) of the option award granted vested on January 4, 2022, upon the performance of certain company objectives. The remaining fifty percent (50%) of the option award vested on the one year anniversary of the vesting of the initial fifty percent (50%) of the option award.
/s/ Mark A. Schuman, authorized signer
2023-09-21