0001039828-23-000113.txt : 20230801 0001039828-23-000113.hdr.sgml : 20230801 20230801174219 ACCESSION NUMBER: 0001039828-23-000113 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230727 FILED AS OF DATE: 20230801 DATE AS OF CHANGE: 20230801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bhalla Anant CENTRAL INDEX KEY: 0001709369 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31911 FILM NUMBER: 231133007 MAIL ADDRESS: STREET 1: 11225 NORTH COMMUNITY HOUSE ROAD CITY: CHARLOTTE STATE: NC ZIP: 28277 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EQUITY INVESTMENT LIFE HOLDING CO CENTRAL INDEX KEY: 0001039828 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 421447959 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6000 WESTOWN PARKWAY CITY: WEST DEMOINES STATE: IA ZIP: 50266 BUSINESS PHONE: 5152210002 MAIL ADDRESS: STREET 1: 6000 WESTOWN PARKWAY CITY: WEST DES MOINES STATE: IA ZIP: 50266 4 1 wk-form4_1690926128.xml FORM 4 X0508 4 2023-07-27 0 0001039828 AMERICAN EQUITY INVESTMENT LIFE HOLDING CO AEL 0001709369 Bhalla Anant 6000 WESTOWN PARKWAY WEST DES MOINES IA 50266 1 1 0 0 CEO & President 0 Common Stock 2023-07-27 4 F 0 65583 50 D 1129217 D Common Stock 2023-07-27 4 D 0 101083 50 D 1028134 D Common Stock 2075 I By ESOP Tax withholding on vesting of cash-payable restricted stock units. Vesting of cash-payable restricted stock units, net of tax withholding. Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report. /s/ Mark A. Schuman, authorized signer 2023-08-01