0001039828-23-000038.txt : 20230301 0001039828-23-000038.hdr.sgml : 20230301 20230301162059 ACCESSION NUMBER: 0001039828-23-000038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230227 FILED AS OF DATE: 20230301 DATE AS OF CHANGE: 20230301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lorenzen Jeffrey D CENTRAL INDEX KEY: 0001353991 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31911 FILM NUMBER: 23693880 MAIL ADDRESS: STREET 1: 6000 WESTOWN PARKWAY CITY: WEST DES MOINES STATE: IA ZIP: 50266 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EQUITY INVESTMENT LIFE HOLDING CO CENTRAL INDEX KEY: 0001039828 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 421447959 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6000 WESTOWN PARKWAY CITY: WEST DEMOINES STATE: IA ZIP: 50266 BUSINESS PHONE: 5152210002 MAIL ADDRESS: STREET 1: 6000 WESTOWN PARKWAY CITY: WEST DES MOINES STATE: IA ZIP: 50266 4 1 wf-form4_167770562887811.xml FORM 4 X0306 4 2023-02-27 0 0001039828 AMERICAN EQUITY INVESTMENT LIFE HOLDING CO AEL 0001353991 Lorenzen Jeffrey D 6000 WESTOWN PARKWAY WEST DES MOINES IA 50266 0 1 0 0 EVP-Chief Risk Officer Common Stock 2023-02-27 4 A 0 26825 0 A 66325 D Common Stock 2023-02-27 4 F 0 12161 41.61 D 54164 D Common Stock 2023-02-27 4 F 0 2488 41.61 D 51676 D Common Stock 13744 I By ESOP The issuer determined the performance factor, and therefore the number of shares of its common stock payable, for these 2020-2022 performance-based restricted stock units under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan. Issuer determination of shares withheld for taxes on a payout of shares of common stock for performance-based restricted stock units. Issuer determination of shares withheld for taxes on a payout of shares of common stock for time-based restricted stock units. /s/ Mark A. Schuman, authorized signer 2023-03-01