0001039828-23-000002.txt : 20230203 0001039828-23-000002.hdr.sgml : 20230203 20230203172653 ACCESSION NUMBER: 0001039828-23-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230201 FILED AS OF DATE: 20230203 DATE AS OF CHANGE: 20230203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bhalla Anant CENTRAL INDEX KEY: 0001709369 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31911 FILM NUMBER: 23587503 MAIL ADDRESS: STREET 1: 11225 NORTH COMMUNITY HOUSE ROAD CITY: CHARLOTTE STATE: NC ZIP: 28277 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EQUITY INVESTMENT LIFE HOLDING CO CENTRAL INDEX KEY: 0001039828 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 421447959 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6000 WESTOWN PARKWAY CITY: WEST DEMOINES STATE: IA ZIP: 50266 BUSINESS PHONE: 5152210002 MAIL ADDRESS: STREET 1: 6000 WESTOWN PARKWAY CITY: WEST DES MOINES STATE: IA ZIP: 50266 4 1 wf-form4_167546319836098.xml FORM 4 X0306 4 2023-02-01 0 0001039828 AMERICAN EQUITY INVESTMENT LIFE HOLDING CO AEL 0001709369 Bhalla Anant 6000 WESTOWN PARKWAY WEST DES MOINES IA 50266 1 1 0 0 CEO & President Common Stock 2023-02-01 4 F 0 75667 45 D 1220677 D Common Stock 2023-02-01 4 D 0 91000 45 D 1129677 D Common Stock 1669 I By ESOP Tax withholding on vesting of cash-payable restricted stock units. Vesting of cash-payable restricted stock units, net of tax withholding. /s/ Mark A. Schuman, authorized signer 2023-02-03