0001039828-21-000022.txt : 20210301 0001039828-21-000022.hdr.sgml : 20210301 20210301171151 ACCESSION NUMBER: 0001039828-21-000022 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210225 FILED AS OF DATE: 20210301 DATE AS OF CHANGE: 20210301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grensteiner Ronald James CENTRAL INDEX KEY: 0001468460 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31911 FILM NUMBER: 21699213 MAIL ADDRESS: STREET 1: 5000 WESTOWN PARKWAY CITY: WEST DES MOINES STATE: IA ZIP: 50266 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EQUITY INVESTMENT LIFE HOLDING CO CENTRAL INDEX KEY: 0001039828 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 421447959 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6000 WESTOWN PARKWAY CITY: WEST DEMOINES STATE: IA ZIP: 50266 BUSINESS PHONE: 5152210002 MAIL ADDRESS: STREET 1: 6000 WESTOWN PARKWAY CITY: WEST DES MOINES STATE: IA ZIP: 50266 4 1 wf-form4_161463668660618.xml FORM 4 X0306 4 2021-02-25 0 0001039828 AMERICAN EQUITY INVESTMENT LIFE HOLDING CO AEL 0001468460 Grensteiner Ronald James 6000 WESTOWN PARKWAY WEST DES MOINES IA 50266 0 1 0 0 Executive Vice President Common Stock 2021-02-25 4 A 0 5703 0 A 127907 D Common Stock 2021-02-27 4 F 0 1086 27.63 D 126821 D Common Stock 2021-02-27 4 A 0 18385 0 A 145206 D Common Stock 2021-02-27 4 F 0 6209 27.63 D 138997 D Common Stock 13551 I By ESOP Options - Right to Buy 27.4 2021-02-25 4 A 0 20051 0 A 2022-02-25 2031-02-25 Common Stock 20051.0 20051 D Time based restricted stock units awarded under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan that vest on the third anniversary of the date of grant. Performance based restricted stock units that vested and converted into shares of common stock under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan. Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report. An award of stock options pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, 1/3 of which vest one year from date of grant; 1/3 vest two years from date of grant and 1/3 vest three years from date of grant. Renee D. Montz, by Power of Attorney 2021-03-01