-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q9PAZ6HcX1kP/dMlfPUDdXabv/fxTf9I8F9SKNDL6dpswOWs2fEQUNtVkMLjqZoq Zwket/6FB3DW4RQenYLuoA== 0000103973-03-000036.txt : 20030213 0000103973-03-000036.hdr.sgml : 20030213 20030213145144 ACCESSION NUMBER: 0000103973-03-000036 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030213 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: WASON ROBERT A IV CENTRAL INDEX KEY: 0001204577 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 5 MAIL ADDRESS: STREET 1: VULCAN MATERIALS CO STREET 2: 1200 URBAN CENTER DR CITY: BIRMINGHAM STATE: AL ZIP: 35242 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VULCAN MATERIALS CO CENTRAL INDEX KEY: 0000103973 STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400] IRS NUMBER: 630366371 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04033 FILM NUMBER: 03558845 BUSINESS ADDRESS: STREET 1: 1200 URBAN CENTER DRIVE CITY: BIRMINGHAM STATE: AL ZIP: 35242 BUSINESS PHONE: 2052983000 MAIL ADDRESS: STREET 1: PO BOX 385014 CITY: BIRMINGHAM STATE: AL ZIP: 35238-5014 5 1 wason5.txt WASON FORM 5 1. Name and Address of Reporting Person WASON IV, ROBERT A. 1200 Urban Center Drive Birmingham, AL 35242 USA 2. Issuer Name and Ticker or Trading Symbol Vulcan Materials Company 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 12/2002 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) SVP CORP DEV 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person TABLE I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
+------------------------------+----------+----------+---------+--------------------------+--------------+-----------+------------+ |1. Title of Security |2. Trans- |2A.Execu- |3. Trans-|4. Securities Acquired (A)|5. Amount of |6. Owner- |7. Nature | | | action | action | action| or Disposed of (D) |Securities | ship | of In- | | | Date | Date | Code | |Beneficially | Form: | direct | | | | | | |Owned | Direct | Bene- | | | (Month/ | (Month/ | | |Following | (D) or | ficial | | | Day/ | Day/ | +-----------+---+----------+ Year | Indirect| Owner- | | | Year) | Year) | |Amount |A/D|Price | | (I) | ship | +------------------------------+----------+----------+---------+-----------+---+----------+--------------+-----------+------------+ Common Stock 22831 D Common Stock 1200 I Indirect - As Custodian for Robert A. Wason V Common Stock 900 I Indirect - As Custodian for Laura E. Wason Common Stock 900 I Indirect - As Custodian for Kathryn L. Wason Common Stock 01/31/2002 I -3930.676 D $46.4000 8451.964 I Indirect - By 401(k) Common Stock 3339 I Indirect - By Spouse Common Stock (Restricted Stock 6057 D Units)
TABLE II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
+----------+--------+-------+-------+---------+-----------+---------------------+----------------+----------+-------+-------+------+ |1. |2. |3. |3A. |4. |5. |6. |7. |8. |9. |10. |11. | | | | | | | | | | |Number |Owner- | | | | | | | | | | | |of |ship | | | | | | | | | | | |Deriv- |Form of| | | | | | | | | |Title and Amount| |ative |Deriv- | | | | | | | | | |of Underlying | |Secur- |ative |Nature| | |Conver- |Trans- |Execu- | |Number of | |Securities | |ities |Secur- |of | | |sion or |action |tion | |Derivative |Date Exercisable +-------+--------+ |Benefi-|ity: |In- | | |Exercise|Date |Date | |Securities |and Expiration Date | |Amount | |cially |Direct |direct| | |Price of| | |Transac- |Acquired(A)|(Month/Day/Year) | |or | |Owned |(D) or |Bene- | |Title of |Deriv- |(Month/|(Month/|tion Code|Disposed(D)+----------+----------+ |Number |Price of | |In- |ficial| |Derivative|ative |Day/ |Day/ | +-----+-----+Date Exer-|Expira- | |of |Derivative|at End |direct |Owner-| |Security |Security|Year) |Year) | |(A) |(D) |cisable |tion Date |Title |Shares |Security |of Year|(I) |ship | +----------+--------+-------+-------+---------+-----+-----+----------+----------+-------+--------+----------+-------+-------+------+ Stock $18.8533 05/17/2006 Common 24900 D Options Stock (Right to buy) Stock $21.3133 02/14/2007 Common 24300 D Options Stock (Right to buy) Stock $32.9467 02/12/2008 Common 21225 D Options Stock (Right to buy) Stock $42.3438 02/10/2010 Common 25000 D Options Stock (Right to buy) Stock $44.9 02/09/2011 Common 16000 D Options Stock (Right to buy) Stock $45.1667 02/11/2009 Common 21750 D Options Stock (Right to buy) Stock $45.95 02/07/2012 Common 16000 D Options Stock (Right to buy) Phantom $0 02/05/2 I 1859 Common 1859 $45.8900 D Stock 002 Stock (Deferred Compensatio n) Phantom $0 08/30/2 A 638.0 Common 638.03 $0.0000 2499 D Stock 002 3 Stock (Deferred Compensatio n) Explanation of Responses: The Vulcan Materials Company Thrift Plan for Salaried Employees is a defined contribution plan that accounts for participant interests in the Plan, including interests in the Employee Stock Ownership Plan (ESOP) account, in terms of dollars. The number reported has been calculated by converting into shares the change in the dollar amount (net of changes due to intra-plan transfers) allocated to the participant's employer stock account during the period (resulting from participant contributions, Company-matching contributions and dividend equivalent payments on employer stock account balances) based on a formula used by the Company in the administration of the Plan. The corresponding transactions by the Plan in the Company's common stock are exempt from the application of Section 16(b). Convertible on a 1-for-1 basis. The Phantom Stock Units were accrued under the Vulcan Materials Deferred Compensation Plan from February 1, 2002 through August 30, 2002 at prices ranging from $37.93 to $48.12 per unit.
SIGNATURE OF REPORTING PERSON /s/ Amy M. Tucker DATE 02/12/2003 -----END PRIVACY-ENHANCED MESSAGE-----