Location books Record:
1 |
a. Name of person (e.g., a custodian of records) | David Lerner Associates, Inc. |
b. Street 1 | 477 Jericho Turnpike |
Street 2 | P.O. Box 9006 |
c. City | Syosset |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 11791-9006 |
g. Telephone number (including country code if foreign) | 800-367-3000 |
h. Briefly describe the books and records kept at this location:
| Books and records related to distribution services |
Location books Record:
2 |
a. Name of person (e.g., a custodian of records) | Huntington National Bank |
b. Street 1 | 41 S. High Street |
Street 2 | |
c. City | Columbus |
d. State, if applicable |
OHIO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 43215 |
g. Telephone number (including country code if foreign) | 800-322-4600 |
h. Briefly describe the books and records kept at this location:
| Books and records related to custody services |
Location books Record:
3 |
a. Name of person (e.g., a custodian of records) | Spirit of America Management Corp. |
b. Street 1 | 477 Jericho Turnpike |
Street 2 | P.O. Box 9006 |
c. City | Syosset |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 11791-9006 |
g. Telephone number (including country code if foreign) | 516-390-5555 |
h. Briefly describe the books and records kept at this location:
| Accounts, books, and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules promulgated thereunder |
Location books Record:
4 |
a. Name of person (e.g., a custodian of records) | Ultimus Fund Solutions, LLC |
b. Street 1 | 225 Pictoria Drive |
Street 2 | Suite 450 |
c. City | Cincinnati |
d. State, if applicable |
OHIO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 45246-1615 |
g. Telephone number (including country code if foreign) | 800-452-4892 |
h. Briefly describe the books and records kept at this location:
| Accounts, books, and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules promulgated thereunder |
Director Record:
1 |
a. Full Name | Allen Kaufman |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
2 |
a. Full Name | Stanley S. Thune |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
3 |
a. Full Name | David Lerner |
b. CRD number, if any | 000307120 |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
4 |
a. Full Name | Richard Weinberger |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
5 |
a. Full Name | Daniel Lerner |
b. CRD number, if any | 001255769 |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |