-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JugiJCL6ivDbxrsrFviB8DFR7L1OSw2K4d9V3xy10VrVIGTDp2PyILCiaz+BT643 l6g7sCWCQsUYrxO73QPATw== 0001193125-05-174527.txt : 20050825 0001193125-05-174527.hdr.sgml : 20050825 20050825134636 ACCESSION NUMBER: 0001193125-05-174527 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050630 FILED AS OF DATE: 20050825 DATE AS OF CHANGE: 20050825 EFFECTIVENESS DATE: 20050825 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SPIRIT OF AMERICA INVESTMENT FUND INC CENTRAL INDEX KEY: 0001039667 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-08231 FILM NUMBER: 051048266 BUSINESS ADDRESS: STREET 1: 477 JERICHO TURNPIKE CITY: SYOSSET STATE: NY ZIP: 11791 BUSINESS PHONE: 5163905555 MAIL ADDRESS: STREET 1: 477 JERICHO TURNPIKE CITY: SYOSSET STATE: NY ZIP: 11791 N-PX 1 dnpx.txt SPIRIT OF AMERICA N-PX UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-08231 Spirit of America Investment Fund, Inc. (Exact name of registrant as specified in charter) 477 Jericho Turnpike P.O. Box 9006 Syosset, NY 11791-9006 (Address of principal executive offices) (Zip code) Mr. David Lerner SSH Securities, Inc. 477 Jericho Turnpike P.O. Box 9006 Syosset, NY 11791-9006 (Name and address of agent for service) Registrant's telephone number, including area code: (516) 390-5565 Date of fiscal year end: October 31 Date of reporting period: July 1, 2004 - June 30, 2005 Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 ((S)(S) 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 there under (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. (S) 3507. PROXY VOTING RECORD FOR PERIOD JULY 1, 2004 TO JUNE 30, 2005
- ------------------------------------------------------------------------------------------------------------------------------ Spirit of America Real Estate Fund - ------------------------------------------------------------------------------------------------------------------------------ Fund's Vote For or Against Proposal, or Abstain; For or Who Proposed Whether Withhold Whether Vote Issuer of Exchange Shareholder Summary of Matter: Fund Cast Regarding Was For or Portfolio Ticker Meeting Matter Issuer / Vote On Election of Against Security Symbol CUSIP# Date Voted On Shareholder Matter Directors Management - ------------------------------------------------------------------------------------------------------------------------------ Post Properties PPS 737464107 05/03/2005 Election of Issuer Yes For For Inc. Directors - ------------------------------------------------------------------------------------------------------------------------------ U.S. USV/TSY 898404108 06/23/2005 Merger with Issuer Yes For For Restaurants CLN Prop. Restaurant - ------------------------------------------------------------------------------------------------------------------------------ Cornerstone TCR 21922V102 04/01/2005 Merger with Issuer Yes For For Colonial - ------------------------------------------------------------------------------------------------------------------------------ Healthcare REIT HCN 42217K106 05/05/2005 Election of Issuer yes For For Directors - ------------------------------------------------------------------------------------------------------------------------------ Four Seasons FS 35100E104 3/29/2005 Election of Issuer yes For For Directors - ------------------------------------------------------------------------------------------------------------------------------ Trust Street TSY 898404108 6/23/2005 Election of Issuer Yes For For Properties Directors - ------------------------------------------------------------------------------------------------------------------------------ Taubman TCO 876664103 5/18/2005 Director's Issuer Yes For For Stock Plan - ------------------------------------------------------------------------------------------------------------------------------ CRT Properties CRO 22876P109 5/18/2005 Employee Issuer Yes For For Stock plan - ------------------------------------------------------------------------------------------------------------------------------ Prime Group PGE 74158J103 6/28/2005 Approve Issuer Yes For For Realty Trust Merger with Prime Office - ------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------- Spirit of America Value Fund - ------------------------------------------------------------------------------------------------------------------------------- Fund's Vote For or Against Proposal, or Abstain; For or Who Proposed Whether Withhold Whether Vote Issuer of Exchange Shareholder Summary of Matter: Fund Cast Regarding Was For or Portfolio Ticker Meeting Matter Issuer / Vote On Election of Against Security Symbol CUSIP# Date Voted On Shareholder Matter Directors Management - ------------------------------------------------------------------------------------------------------------------------------ Capital One COF 14040H105 4/29/2004 Directors & Issuer Yes For For Mgmt. Financial Corp. Stock Incentive - ------------------------------------------------------------------------------------------------------------------------------ Colgate- CL 194162103 5/7/2004 Executive Plan Issuer & Yes For For Mgmt.; Palmolive Co. & Golden Shareholder For Parachute Shareholders - ------------------------------------------------------------------------------------------------------------------------------ Keycorp KEY 493267108 5/13/2004 Comp. Plan & Issuer Yes For For Mgmt. Performance Plan - ------------------------------------------------------------------------------------------------------------------------------ Consolidated ED 209115104 5/17/2004 Directors & Issuer Yes For For Mgmt. Edison Inc. Auditors - ------------------------------------------------------------------------------------------------------------------------------ Bank One Corp. ONE 06423A103 5/25/2004 Merger w/JP Issuer Yes For For Mgmt. Morgan Chase - ------------------------------------------------------------------------------------------------------------------------------ Bank of America BAC 060505104 06/17/2005 Directors & Issuer & Yes For For Mgmt. Corp Charitable Shareholder Contrib. - ------------------------------------------------------------------------------------------------------------------------------ Cornerstone CLP 195872106 2/9/2005 Merger with Issuer Yes For For Cornerstone - ------------------------------------------------------------------------------------------------------------------------------ JP Morgan Chase JPM 46625H100 3/22/2005 Election of Issuer Yes For For Directors - ------------------------------------------------------------------------------------------------------------------------------ Kimco KIM 49446R109 2/24/2005 Election of Issuer Yes for for auditors - ------------------------------------------------------------------------------------------------------------------------------ US Bancorp USB 902973304 2/28/2005 Election of Issuer Yes For for Directors - ------------------------------------------------------------------------------------------------------------------------------ Medco MHS 58405U102 4/4/2005 Election of Issuer Yes For For Directors - ------------------------------------------------------------------------------------------------------------------------------ Maytag MYG 578592107 3/14/2005 Election of Issuer Yes For For auditors - ------------------------------------------------------------------------------------------------------------------------------ Altria MO 022095103 3/7/2005 Warrants/voting Issuer Yes Against Against - ------------------------------------------------------------------------------------------------------------------------------ FreeScale FSL 35687M107 4/29/2005 Election of Issuer Yes For For Directors - ------------------------------------------------------------------------------------------------------------------------------ CRT Prop. CRT 22757R109 3/24/2005 Election of Issuer Yes For For Directors - ------------------------------------------------------------------------------------------------------------------------------
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Registrant Spirit of America Investment Fund, Inc. By (Signature and Title)* /s/ David Lerner ---------------------------------------------- David Lerner, Principal Executive Officer (Principal Executive Officer) Date 8/19/05 *Print the name and title of each signing officer under his or her signature. -----END PRIVACY-ENHANCED MESSAGE-----