-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ORzpoDbTF4UuI0vNnkl32i4Xru1dY9EnHlyF8TX9odNEthgo/Ro+hk2Hd9X1enXj uwA1WjT8xO4/dsDvQ35jTg== 0000892569-98-002040.txt : 19980723 0000892569-98-002040.hdr.sgml : 19980723 ACCESSION NUMBER: 0000892569-98-002040 CONFORMED SUBMISSION TYPE: 8-A12G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980722 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: LUMINEX LIGHTING INC CENTRAL INDEX KEY: 0001039640 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] FILING VALUES: FORM TYPE: 8-A12G SEC ACT: SEC FILE NUMBER: 000-24665 FILM NUMBER: 98669564 BUSINESS ADDRESS: STREET 1: 13710 RAMONA AVENUE CITY: CHINO STATE: CA ZIP: 91710 MAIL ADDRESS: STREET 1: 13710 RAMONA AVENUE CITY: CHINO STATE: CA ZIP: 91710 8-A12G 1 FORM 8-A 1 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 -------------------- FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 --------------------- LUMINEX LIGHTING, INC. (Name of registrant as specified in its charter) --------------------- CALIFORNIA 95-4467158 (State or other jurisdiction of (I.R.S. Employer Identification No.) incorporation or organization) --------------------- 13710 Ramona Avenue Chino, CA 91710 (909) 591-5653 (Address and telephone number of Registrant's principal executive offices and principal place of business) --------------------- COPIES TO: Lawrence W. Horwitz, Esq. Horwitz & Beam Two Venture Plaza, Suite 350 Irvine, CA 92618 (949) 453-0300 --------------------- Securities to be registered pursuant to Section 12(b) of the Act: None Securities to be registered pursuant to Section 12(g) of the Act: Shares of Common Stock, no par value ("Common Stock") Warrants to purchase shares of Common Stock Common Stock, issuable upon exercise of warrants Underwriter Warrants Common Stock, issuable upon exercise of Underwriter Warrants Warrants issuable upon exercise of Underwriter Warrants Common Stock issuable upon exercise of warrants underlying Underwriter Warrants Common Stock, issued in connection with bridge financing Common Stock, underlying warrants issued in connection with bridge financing Common Stock, underlying options issued pursuant to Employee Stock Option Plan 2 ITEM 1. DESCRIPTION OF REGISTRANT'S SECURITIES TO BE REGISTERED. Reference is made to the description of the terms of the securities prepared in compliance with Item 202 of Regulation S-B set forth beneath the captions "Management's Discussion and Analysis of Financial Condition and Results of Operations -- Liquidity and Capital Resources," "Description of Securities," "Underwriting," and "Legal Matters" in the prospectus filed by Luminex Lighting, Inc. (the "Registrant") with the Securities and Exchange Commission as part of the Registrant's Registration Statement on Form SB-2, Registration No. 333-58025 (the "Registration Statement"). ITEM 2. EXHIBITS.
Exhibit No. Description ----------- ----------- 1.1 Form of Underwriting Agreement 1.2 Form of Underwriter's Warrant 1.3 Selected Dealers Agreement (form) 3.1 Articles of Incorporation of Luminex Lighting, Inc., a California corporation, dated January 21, 1994 3.2 Amended Articles of Incorporation of Luminex Lighting, Inc., a California corporation, dated September 5, 1997 3.3 Bylaws of Luminex Lighting, Inc., dated January 22, 1994 3.4 Certificate of Amendment of Bylaws of Luminex Lighting, Inc., dated October 15, 1995 4.1 Lock-Up Agreement (form) 4.2 Specimen of Common Stock Certificate of Luminex Lighting, Inc. 4.3 Form of Warrant Agreement and Warrant Certificate 4.4 Subscription Agreement 5 Opinion of Horwitz & Beam 10.1 Lease Agreement, Chino, California, dated June 26, 1997 10.2 Luminex Lighting, Inc. Benefit Plan, Annual Salary, and Bonus Compensation Plan for Wasif Siddiqui, dated June 30, 1996 10.3 Luminex Lighting, Inc. Bonus Compensation Plan for Charles Boulos, dated December 15, 1996 10.4 Luminex Lighting, Inc. 1997 Incentive and Nonstatutory Stock Option Plan, dated May 5, 1997 10.5 Luminex Lighting, Inc. Annual Salary and Bonus Compensation Plan for Tasneem Siddiqui, dated August 19, 1997 10.6 Lease Agreement, Milford, Massachusetts, dated November 19, 1996 23.1 Consent of Stonefield Josephson, Inc., Certified Public Accountants 23.2 Consent of Horwitz & Beam (included in their opinion set forth in Exhibit 5 hereto) 24 Power of Attorney (see signature page)
3 SIGNATURES Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized, in the City of Chino, State of California, on July 10, 1998. LUMINEX LIGHTING, INC. By: /s/ Wasif Siddiqui ---------------------------------------- Wasif Siddiqui President, Chief Executive Officer, Chief Financial Officer, and Director -----END PRIVACY-ENHANCED MESSAGE-----