0001039399-21-000038.txt : 20210518
0001039399-21-000038.hdr.sgml : 20210518
20210518194721
ACCESSION NUMBER: 0001039399-21-000038
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210514
FILED AS OF DATE: 20210518
DATE AS OF CHANGE: 20210518
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rhodes Sheri
CENTRAL INDEX KEY: 0001718082
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50307
FILM NUMBER: 21937927
MAIL ADDRESS:
STREET 1: 7001 EAST BELLEVIEW AVENUE
CITY: DENVER
STATE: CO
ZIP: 80112
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FORMFACTOR INC
CENTRAL INDEX KEY: 0001039399
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 133711155
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1225
BUSINESS ADDRESS:
STREET 1: 7005 SOUTHFRONT ROAD
CITY: LIVERMORE
STATE: CA
ZIP: 94551
BUSINESS PHONE: 9252904000
MAIL ADDRESS:
STREET 1: 7005 SOUTHFRONT ROAD
CITY: LIVERMORE
STATE: CA
ZIP: 94551
4
1
wf-form4_162138159672468.xml
FORM 4
X0306
4
2021-05-14
0
0001039399
FORMFACTOR INC
FORM
0001718082
Rhodes Sheri
7005 SOUTHFRONT RD.
LIVERMORE
CA
94551
1
0
0
0
Common Stock
2021-05-17
4
M
0
7098
0
A
9107
D
Common Stock
2021-05-18
4
S
0
3549
34.5034
D
5558
D
Restricted Stock Units
0.0
2021-05-17
4
M
0
7098
0
D
Common Stock
7098.0
0
D
Restricted Stock Units
0.0
2021-05-14
4
A
0
3792
0
A
Common Stock
3792.0
3792
D
This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
Price represents the weighted average sale price, $34.5034, for the transaction reported. Price range of shares sold is $34.27 through $34.73. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Restricted Stock Units vest and became exercisable in 12 equal monthly installments with the vesting dates beginning on June 15, 2020 and ending on May 15, 2021. Settlements of vested units into common stock will occur on the earlier of May 15, 2021 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day.
If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability.
Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 14, 2021 and ending on May 14, 2022. Settlements of vested units into common stock will occur on the earlier of May 14, 2022 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day.
By: Jason Cohen, Attorney-in-Fact For: Sheri Rhodes
2021-05-18