0001039399-21-000038.txt : 20210518 0001039399-21-000038.hdr.sgml : 20210518 20210518194721 ACCESSION NUMBER: 0001039399-21-000038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210514 FILED AS OF DATE: 20210518 DATE AS OF CHANGE: 20210518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rhodes Sheri CENTRAL INDEX KEY: 0001718082 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50307 FILM NUMBER: 21937927 MAIL ADDRESS: STREET 1: 7001 EAST BELLEVIEW AVENUE CITY: DENVER STATE: CO ZIP: 80112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FORMFACTOR INC CENTRAL INDEX KEY: 0001039399 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 133711155 STATE OF INCORPORATION: DE FISCAL YEAR END: 1225 BUSINESS ADDRESS: STREET 1: 7005 SOUTHFRONT ROAD CITY: LIVERMORE STATE: CA ZIP: 94551 BUSINESS PHONE: 9252904000 MAIL ADDRESS: STREET 1: 7005 SOUTHFRONT ROAD CITY: LIVERMORE STATE: CA ZIP: 94551 4 1 wf-form4_162138159672468.xml FORM 4 X0306 4 2021-05-14 0 0001039399 FORMFACTOR INC FORM 0001718082 Rhodes Sheri 7005 SOUTHFRONT RD. LIVERMORE CA 94551 1 0 0 0 Common Stock 2021-05-17 4 M 0 7098 0 A 9107 D Common Stock 2021-05-18 4 S 0 3549 34.5034 D 5558 D Restricted Stock Units 0.0 2021-05-17 4 M 0 7098 0 D Common Stock 7098.0 0 D Restricted Stock Units 0.0 2021-05-14 4 A 0 3792 0 A Common Stock 3792.0 3792 D This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Price represents the weighted average sale price, $34.5034, for the transaction reported. Price range of shares sold is $34.27 through $34.73. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Restricted Stock Units vest and became exercisable in 12 equal monthly installments with the vesting dates beginning on June 15, 2020 and ending on May 15, 2021. Settlements of vested units into common stock will occur on the earlier of May 15, 2021 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day. If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability. Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 14, 2021 and ending on May 14, 2022. Settlements of vested units into common stock will occur on the earlier of May 14, 2022 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day. By: Jason Cohen, Attorney-in-Fact For: Sheri Rhodes 2021-05-18