0001039399-17-000069.txt : 20170822
0001039399-17-000069.hdr.sgml : 20170822
20170822185954
ACCESSION NUMBER: 0001039399-17-000069
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170819
FILED AS OF DATE: 20170822
DATE AS OF CHANGE: 20170822
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LUDWIG MICHAEL M
CENTRAL INDEX KEY: 0001256949
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50307
FILM NUMBER: 171046036
MAIL ADDRESS:
STREET 1: 7005 SOUTHFRONT ROAD
CITY: LIVERMORE
STATE: CA
ZIP: 94551
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FORMFACTOR INC
CENTRAL INDEX KEY: 0001039399
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 133711155
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1226
BUSINESS ADDRESS:
STREET 1: 7005 SOUTHFRONT ROAD
CITY: LIVERMORE
STATE: CA
ZIP: 94551
BUSINESS PHONE: 9252433522
MAIL ADDRESS:
STREET 1: 7005 SOUTHFRONT ROAD
CITY: LIVERMORE
STATE: CA
ZIP: 94551
4
1
wf-form4_150344278031230.xml
FORM 4
X0306
4
2017-08-19
0
0001039399
FORMFACTOR INC
FORM
0001256949
LUDWIG MICHAEL M
7005 SOUTHFRONT ROAD
LIVERMORE
CA
94551
0
1
0
0
SR VP, CFO
Common Stock
2017-08-19
4
M
0
9333
0
A
262847
D
Common Stock
2017-08-19
4
F
0
4870
14.05
D
257977
D
Common Stock
2017-08-21
4
M
0
10000
10.30
A
267977
D
Common Stock
2017-08-21
4
S
0
10000
13.961
D
257977
D
Common Stock
2017-08-22
4
M
0
20000
10.30
A
277977
D
Common Stock
2017-08-22
4
S
0
20000
14.335
D
257977
D
Restricted Stock Units
0.0
2017-08-19
4
M
0
9333
0
D
Common Stock
9333.0
18667
D
Non-Qualified Stock Option (right to buy)
10.3
2017-08-21
4
M
0
10000
10.30
D
2017-11-10
Common Stock
10000.0
30000
D
Non-Qualified Stock Option (right to buy)
10.3
2017-08-22
4
M
0
20000
10.30
D
2017-11-10
Common Stock
20000.0
10000
D
Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $13.955 through $14.00. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $14.31 through $14.355. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
The Restricted Stock Units vest in three annual installments on each August 19 of 2017, 2018, and 2019 and will be settled into shares of common stocks on or following the vesting dates.
The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement.
The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vest over 3 years, with 33.33% vesting on Nov 10, 2011 and the remainder vesting in equal monthly installments over the following two years.
By: Jason Cohen For: Michael M Ludwig
2017-08-22