0001039399-17-000069.txt : 20170822 0001039399-17-000069.hdr.sgml : 20170822 20170822185954 ACCESSION NUMBER: 0001039399-17-000069 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170819 FILED AS OF DATE: 20170822 DATE AS OF CHANGE: 20170822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUDWIG MICHAEL M CENTRAL INDEX KEY: 0001256949 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50307 FILM NUMBER: 171046036 MAIL ADDRESS: STREET 1: 7005 SOUTHFRONT ROAD CITY: LIVERMORE STATE: CA ZIP: 94551 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FORMFACTOR INC CENTRAL INDEX KEY: 0001039399 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 133711155 STATE OF INCORPORATION: DE FISCAL YEAR END: 1226 BUSINESS ADDRESS: STREET 1: 7005 SOUTHFRONT ROAD CITY: LIVERMORE STATE: CA ZIP: 94551 BUSINESS PHONE: 9252433522 MAIL ADDRESS: STREET 1: 7005 SOUTHFRONT ROAD CITY: LIVERMORE STATE: CA ZIP: 94551 4 1 wf-form4_150344278031230.xml FORM 4 X0306 4 2017-08-19 0 0001039399 FORMFACTOR INC FORM 0001256949 LUDWIG MICHAEL M 7005 SOUTHFRONT ROAD LIVERMORE CA 94551 0 1 0 0 SR VP, CFO Common Stock 2017-08-19 4 M 0 9333 0 A 262847 D Common Stock 2017-08-19 4 F 0 4870 14.05 D 257977 D Common Stock 2017-08-21 4 M 0 10000 10.30 A 267977 D Common Stock 2017-08-21 4 S 0 10000 13.961 D 257977 D Common Stock 2017-08-22 4 M 0 20000 10.30 A 277977 D Common Stock 2017-08-22 4 S 0 20000 14.335 D 257977 D Restricted Stock Units 0.0 2017-08-19 4 M 0 9333 0 D Common Stock 9333.0 18667 D Non-Qualified Stock Option (right to buy) 10.3 2017-08-21 4 M 0 10000 10.30 D 2017-11-10 Common Stock 10000.0 30000 D Non-Qualified Stock Option (right to buy) 10.3 2017-08-22 4 M 0 20000 10.30 D 2017-11-10 Common Stock 20000.0 10000 D Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $13.955 through $14.00. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $14.31 through $14.355. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. The Restricted Stock Units vest in three annual installments on each August 19 of 2017, 2018, and 2019 and will be settled into shares of common stocks on or following the vesting dates. The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement. The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vest over 3 years, with 33.33% vesting on Nov 10, 2011 and the remainder vesting in equal monthly installments over the following two years. By: Jason Cohen For: Michael M Ludwig 2017-08-22