0001140361-19-012813.txt : 20190711 0001140361-19-012813.hdr.sgml : 20190711 20190711171625 ACCESSION NUMBER: 0001140361-19-012813 CONFORMED SUBMISSION TYPE: 15-12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20190711 DATE AS OF CHANGE: 20190711 EFFECTIVENESS DATE: 20190711 FILER: COMPANY DATA: COMPANY CONFORMED NAME: L3 TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0001039101 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 133937436 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 15-12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-37975 FILM NUMBER: 19951642 BUSINESS ADDRESS: STREET 1: 600 THIRD AVENUE STREET 2: 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 2126971111 MAIL ADDRESS: STREET 1: 600 THIRD AVENUE STREET 2: 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: L 3 COMMUNICATIONS CORP DATE OF NAME CHANGE: 19970513 15-12B 1 form1512b.htm 15-12B
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 15
 
CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
 
Commission File Number 001-37975

L3 Technologies, Inc.
on behalf of the
Aviation Communication & Surveillance Systems 401(k) Plan
L3 Technologies Master Savings Plan
L3 Technologies, Inc. Amended and Restated 2009 Employee Stock Purchase Plan
(Exact name of registrant as specified in its charter)

600 Third Avenue, New York, New York 11106
(212) 697-1111
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

Plan Interests under the Aviation Communication & Surveillance Systems 401(k) Plan
Plan Interests under the L3 Technologies Master Savings Plan
Plan Interests under the L3 Technologies, Inc. Amended and Restated 2009 Employee Stock Purchase Plan
(Title of each class of securities covered by this Form)

4.950% Senior Notes due 2021 (and the guarantees related thereto)
3.850% Senior Notes due 2023 (and the guarantees related thereto)
3.950% Senior Notes due 2024 (and the guarantees related thereto)
3.850% Senior Notes due 2026 (and the guarantees related thereto)
4.400% Senior Notes due 2028 (and the guarantees related thereto)
(Titles of all other classes of securities for which a duty to file reports under Section 13(a) or 15(d) remains)

Please place an ☒ in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:
 
Rule 12g-4(a)(1)
 ☐
Rule 12g-4(a)(2)
 ☐
Rule 12h-3(b)(1)(i)
 ☒
Rule 12h-3(b)(1)(ii)
 ☐
Rule 15d-6
 ☐
Rule 15d-22(b)
 ☐

Approximate number of holders of record as of the certification or notice date:
 
Plan Interests under the Aviation Communication & Surveillance Systems 401(k) Plan: 0
 
Plan Interests under the L3 Technologies Master Savings Plan: 0
 
Plan Interests under the L3 Technologies, Inc. Amended and Restated 2009 Employee Stock Purchase Plan: 0

Pursuant to the requirements of the Securities Exchange Act of 1934, L3 Technologies, Inc. has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.

 
L3 TECHNOLOGIES, INC.
   
Date:  July 11, 2019
By:
 /s/ Allen Danzig  
   
Name: Allen Danzig
   
Title:  Vice President, Assistant General Counsel and Assistant Secretary

Pursuant to the requirements of the Securities Exchange Act of 1934, the Trustees (or other persons who administer the Aviation Communication & Surveillance Systems 401(k) Plan, L3 Technologies Master Savings Plan and L3 Technologies, Inc. Amended and Restated 2009 Employee Stock Purchase Plan) has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.
 
 
AVIATION COMMUNICATION & SURVEILLANCE SYSTEMS 401(K) PLAN
 
L3 TECHNOLOGIES MASTER SAVINGS PLAN
 
L3 TECHNOLOGIES, INC. AMENDED AND RESTATED 2009 EMPLOYEE STOCK PURCHASE PLAN
 
Employee Benefits Committee,
 
as Plan Administrator
   
Date:  July 11, 2019
By:
 /s/ Adam Histed
  
   
Adam Histed, Chairperson