-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G+4QDt4aCXcwsKUoju1Fvt+pIhGSA3utrcqX5phFEPhyWvXcwP4sBEl1i6eBZgGb qOZqX5ZniY7DXMHjEdrOCg== 0000906344-99-000023.txt : 19990217 0000906344-99-000023.hdr.sgml : 19990217 ACCESSION NUMBER: 0000906344-99-000023 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALEXANDERS J CORP CENTRAL INDEX KEY: 0000103884 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 620854056 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-08176 FILM NUMBER: 99543440 BUSINESS ADDRESS: STREET 1: 3401 WEST END AVE STREET 2: P O BOX 24300 CITY: NASHVILLE STATE: TN ZIP: 37202 BUSINESS PHONE: 6152691900 MAIL ADDRESS: STREET 1: 3401 WEST END AVE STREET 2: SUITE 260 CITY: NASHVILLE STATE: TN ZIP: 37202 FORMER COMPANY: FORMER CONFORMED NAME: VOLUNTEER CAPITAL CORP / TN / DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: WINNERS CORP DATE OF NAME CHANGE: 19890910 FORMER COMPANY: FORMER CONFORMED NAME: VOLUNTEER CAPITAL CORP DATE OF NAME CHANGE: 19820520 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SACKETT PAUL EDMUNDS JR /ADV CENTRAL INDEX KEY: 0000883356 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 229461613 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 60 E SIR FRANCIS DRAKE BLVD STREET 2: STE 306 CITY: LARKSPUR STATE: CA ZIP: 94939 BUSINESS PHONE: 4154614277 MAIL ADDRESS: STREET 1: 60 E SIR FRANCIS DRAKE BLVD STREET 2: SUITE 306 CITY: LARKSPUR STATE: CA ZIP: 94939 FORMER COMPANY: FORMER CONFORMED NAME: SACKETT PAUL EDMUNDS JR /ADV DATE OF NAME CHANGE: 19990212 SC 13G/A 1 AMENDMENT NO. 4 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) J. ALEXANDER'S CORPORATION (Name of Issuer) Common Stock, Par Value $0.05 Per Share (Title of Class of Securities) 9287531 (CUSIP Number) December 31, 1998 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [x] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP 9287531 SCHEDULE 13G Page 2 of 5 1 Name Of Reporting Person PAUL EDMUNDS SACKETT, JR. D/B/A SACKETT & COMPANY IRS Identification No. Of Above Person 2 Check The Appropriate Box If A Member Of A Group (a) [ ] N/A (b) [ ] 3 SEC USE ONLY 4 Citizenship Or Place Of Organization Delaware, United States 5 Sole Voting Power NUMBER OF SHARES 416,967 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 6 Shared Voting Power -0- 7 Sole Dispositive Power 416,967 8 Shared Dispositive Power -0- 9 Aggregate Amount Beneficially Owned By Each Reporting Person 416,967 10 Check Box If The Aggregate Amount In Row (9) Excludes Certain Shares* 11 Percent Of Class Represented By Amount In Row 9 7.6% 12 Type Of Reporting Person* IA CUSIP 9287531 SCHEDULE 13G Page 3 of 5 Item 1(a). Name of Issuer. J. Alexander's Corporation (f/k/a Volunteer Capital Corp.) Item 1(b). Address of Issuer's Principal Executive Offices. 3401 West End Avenue, Suite 260 Nashville, TN 37202 Item 2(a). Names of Persons Filing. Paul Edmonds Sackett, Jr. d/b/a Sackett & Company Item 2(b). Address of Principal Business Office or, if none, Residence. P.O. Box 276 Corte Madera, CA 94976-0276 Item 2(c). Citizenship. United States. Item 2(d). Title of Class of Securities. Common Stock Par Value $0.05 per share ("Common Stock"). Item 2(e). CUSIP Number. 9287531 Item 3. Type of Reporting Person. Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940. Item 4. Ownership. Reference is hereby made to Items 5-9 and 11 of page two (2) of this Amendment to Schedule 13G, which Items are incorporated by reference herein. The percent figure shown in Item 11 was calculated by dividing the number of shares appearing in Item 9 by the sum of (x) number of shares of Common Stock outstanding as of 12/31/98 (5,431,355) and (y) the number of shares of Common Stock acquirable upon the conversion of $1,304,000 principal amount of 8.25% Convertible Subordinated Debentures due 6/1/2003 (convertible at a rate of 56.34 shares of Common Stock per $1,000 principal amount of 8.25% Convertible Subordinated Debentures due 6/1/2003). CUSIP 9287531 SCHEDULE 13G Page 4 of 5 Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More Than Five Percent on Behalf of Another Person. The reporting person is deemed to be the beneficial owner of the number of securities reflected in Items 5-9 and 11 of page two (2) of this Amendment to Schedule 13G pursuant to separate arrangements whereby the reporting person acts as investment adviser to certain persons. Each person for whom the reporting person acts as investment adviser has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Common Stock purchased or held pursuant to such arrangements. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. By signing below, the undersigned certifies that, to the best of his knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. CUSIP 9287531 SCHEDULE 13G Page 5 of 5 Signature After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. /s/ Paul Edmunds Sackett, Jr. ________________________________ Paul Edmunds Sackett, Jr. d/b/a/ Sackett & Company DATED: February___, 1999 -----END PRIVACY-ENHANCED MESSAGE-----