0001721561-18-000002.txt : 20180221 0001721561-18-000002.hdr.sgml : 20180221 20180221152739 ACCESSION NUMBER: 0001721561-18-000002 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171101 FILED AS OF DATE: 20180221 DATE AS OF CHANGE: 20180221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wicks James Beaumont CENTRAL INDEX KEY: 0001721561 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37661 FILM NUMBER: 18628205 MAIL ADDRESS: STREET 1: 38 RIDGELAND CITY: TUSCALOOSA STATE: AL ZIP: 35406 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMARTFINANCIAL INC. CENTRAL INDEX KEY: 0001038773 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 621173944 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5401 KINGSTON PIKE STREET 2: SUITE 600 CITY: KNOXVILLE STATE: TN ZIP: 37919 BUSINESS PHONE: 866-290-2554 MAIL ADDRESS: STREET 1: 5401 KINGSTON PIKE STREET 2: SUITE 600 CITY: KNOXVILLE STATE: TN ZIP: 37919 FORMER COMPANY: FORMER CONFORMED NAME: CORNERSTONE BANCSHARES INC DATE OF NAME CHANGE: 19980402 FORMER COMPANY: FORMER CONFORMED NAME: EAST RIDGE BANCSHARES INC DATE OF NAME CHANGE: 19970507 3/A 1 primary_doc.xml PRIMARY DOCUMENT X0206 3/A 2017-11-01 2017-11-03 0 0001038773 SMARTFINANCIAL INC. SMBK 0001721561 Wicks James Beaumont 38 RIDGELAND TUSCALOOSA AL 35406 1 0 0 0 Common Stock 7634 D Correcting previous number of 6,488 which was erroneously multiplied by an exchange ratio of .85 in connection with a Merger. These shares were not given pursuant to the Merger, they were owned prior to; thus, the exchange ratio does not apply. William Bettis, Attorney-in-Fact 2018-02-21