0001721561-17-000002.txt : 20171103
0001721561-17-000002.hdr.sgml : 20171103
20171103153736
ACCESSION NUMBER: 0001721561-17-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171101
FILED AS OF DATE: 20171103
DATE AS OF CHANGE: 20171103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kuhn Robert Wade Jr.
CENTRAL INDEX KEY: 0001721742
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37661
FILM NUMBER: 171176273
MAIL ADDRESS:
STREET 1: 13397 NORTH RIVER FARM DRIVE
CITY: NORTHPORT
STATE: AL
ZIP: 35473
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMARTFINANCIAL INC.
CENTRAL INDEX KEY: 0001038773
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 621173944
STATE OF INCORPORATION: TN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5401 KINGSTON PIKE
STREET 2: SUITE 600
CITY: KNOXVILLE
STATE: TN
ZIP: 37919
BUSINESS PHONE: 866-290-2554
MAIL ADDRESS:
STREET 1: 5401 KINGSTON PIKE
STREET 2: SUITE 600
CITY: KNOXVILLE
STATE: TN
ZIP: 37919
FORMER COMPANY:
FORMER CONFORMED NAME: CORNERSTONE BANCSHARES INC
DATE OF NAME CHANGE: 19980402
FORMER COMPANY:
FORMER CONFORMED NAME: EAST RIDGE BANCSHARES INC
DATE OF NAME CHANGE: 19970507
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-11-01
0
0001038773
SMARTFINANCIAL INC.
SMBK
0001721742
Kuhn Robert Wade Jr.
13397 NORTH RIVER FARM DRIVE
NORTHPORT
AL
35473
0
1
0
0
Regional President - SmartBank
Common Stock
2017-11-01
4
A
0
510
A
510
D
Stock Option
11.76
2017-11-01
4
A
0
17000
A
2009-01-27
2019-01-27
Common Stock
17000
17000
D
Stock Option
11.76
2017-11-01
4
A
0
17000
A
2010-02-01
2020-02-01
Common Stock
17000
17000
D
Received in exchange for 600 shares of Capstone Bancshares, Inc. common stock in connection with the merger of Capstone Bancshares, Inc. with and into SmartFinancial, Inc. (the "Merger"). On the effective date of the Merger, the last known purchase price of Capstone Bancshares, Inc.'s common stock was $11.05 per share, and the closing price of SmartFinancial, Inc.'s common stock was $23.26 per share.
Received in exchange for 20,000 options to purchase shares of Capstone Bancshares, Inc. common stock in connection with the Merger.
Received in exchange for 20,000 options to purchase shares of Capstone Bancshares, Inc. common stock in connection with the Merger.
Elizabeth Clippard, Attorney-in-fact
2017-11-03