0001652714-17-000001.txt : 20170201 0001652714-17-000001.hdr.sgml : 20170201 20170201170425 ACCESSION NUMBER: 0001652714-17-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170130 FILED AS OF DATE: 20170201 DATE AS OF CHANGE: 20170201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMARTFINANCIAL INC. CENTRAL INDEX KEY: 0001038773 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 621173944 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5401 KINGSTON PIKE STREET 2: SUITE 600 CITY: KNOXVILLE STATE: TN ZIP: 37919 BUSINESS PHONE: 866-290-2554 MAIL ADDRESS: STREET 1: 5401 KINGSTON PIKE STREET 2: SUITE 600 CITY: KNOXVILLE STATE: TN ZIP: 37919 FORMER COMPANY: FORMER CONFORMED NAME: CORNERSTONE BANCSHARES INC DATE OF NAME CHANGE: 19980402 FORMER COMPANY: FORMER CONFORMED NAME: EAST RIDGE BANCSHARES INC DATE OF NAME CHANGE: 19970507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Davis Gregory L. CENTRAL INDEX KEY: 0001652714 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37661 FILM NUMBER: 17565690 MAIL ADDRESS: STREET 1: 5401 KINGSTON PIKE STREET 2: SUITE 600 CITY: KNOXVILLE STATE: TN ZIP: 37919 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-01-30 0 0001038773 SMARTFINANCIAL INC. SMBK 0001652714 Davis Gregory L. 5401 KINGSTON PIKE SUITE 600 KNOXVILLE TN 37919 0 1 0 0 Chief Lending Officer and EVP Common Stock 2017-01-30 4 M 0 21000 9.52 A 43670 D Common Stock 2017-01-30 4 S 0 21000 19.25 D 22670 D Stock Option 9.52 2017-01-30 4 M 0 21000 0 D 2007-02-22 2017-02-22 Common Stock 21000 0 D Elizabeth Clippard, Attorney-in-fact 2017-02-01