0001652714-15-000002.txt : 20150910
0001652714-15-000002.hdr.sgml : 20150910
20150910191628
ACCESSION NUMBER: 0001652714-15-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150831
FILED AS OF DATE: 20150910
DATE AS OF CHANGE: 20150910
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMARTFINANCIAL INC.
CENTRAL INDEX KEY: 0001038773
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 621173944
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5401 KINGSTON PIKE
STREET 2: SUITE 600
CITY: KNOXVILLE
STATE: TN
ZIP: 37919
BUSINESS PHONE: 866-290-2554
MAIL ADDRESS:
STREET 1: 5401 KINGSTON PIKE
STREET 2: SUITE 600
CITY: KNOXVILLE
STATE: TN
ZIP: 37919
FORMER COMPANY:
FORMER CONFORMED NAME: CORNERSTONE BANCSHARES INC
DATE OF NAME CHANGE: 19980402
FORMER COMPANY:
FORMER CONFORMED NAME: EAST RIDGE BANCSHARES INC
DATE OF NAME CHANGE: 19970507
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Davis Gregory L.
CENTRAL INDEX KEY: 0001652714
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30497
FILM NUMBER: 151102095
MAIL ADDRESS:
STREET 1: 5401 KINGSTON PIKE
STREET 2: SUITE 600
CITY: KNOXVILLE
STATE: TN
ZIP: 37919
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2015-08-31
0
0001038773
SMARTFINANCIAL INC.
CSBQ
0001652714
Davis Gregory L.
5401 KINGSTON PIKE
SUITE 600
KNOXVILLE
TN
37919
0
1
0
0
Chief Lending Officer and EVP
Common Stock
2015-08-31
4
J
0
22670
A
22670
D
Management Stock Option
9.52
2015-08-31
4
J
0
21000
A
2007-02-22
2017-02-22
Common Stock
21000
21000
D
Management Stock Option
10.48
2015-08-31
4
J
0
5361.3
A
2010-06-24
2020-06-24
Common Stock
5361.3
5361.3
D
Received in exchange for 21,590 shares of SmartFinancial, Inc. common stock in connection with the merger (the "Merger") of SmartFinancial, Inc. ("Legacy SmartFinancial") with and into Cornerstone Bancshares, Inc. (now renamed "SmartFinancial, Inc."). On August 31, 2015, the closing price of SmartFinancial, Inc.'s common stock was $3.85.
Received in the Merger in exchange for a stock option to acquire 20,000 shares of Legacy SmartFinancial common stock for $10.00 per share.
Received in the Merger in exchange for a stock option to acquire 5,106 shares of Legacy SmartFinancial common stock for $11.00 per share.
Elizabeth Clippard, Attorney-in-fact
2015-09-10