0001652520-17-000001.txt : 20170207 0001652520-17-000001.hdr.sgml : 20170207 20170207174224 ACCESSION NUMBER: 0001652520-17-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170207 FILED AS OF DATE: 20170207 DATE AS OF CHANGE: 20170207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMARTFINANCIAL INC. CENTRAL INDEX KEY: 0001038773 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 621173944 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5401 KINGSTON PIKE STREET 2: SUITE 600 CITY: KNOXVILLE STATE: TN ZIP: 37919 BUSINESS PHONE: 866-290-2554 MAIL ADDRESS: STREET 1: 5401 KINGSTON PIKE STREET 2: SUITE 600 CITY: KNOXVILLE STATE: TN ZIP: 37919 FORMER COMPANY: FORMER CONFORMED NAME: CORNERSTONE BANCSHARES INC DATE OF NAME CHANGE: 19980402 FORMER COMPANY: FORMER CONFORMED NAME: EAST RIDGE BANCSHARES INC DATE OF NAME CHANGE: 19970507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wolpert Geoffrey Alan CENTRAL INDEX KEY: 0001652520 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37661 FILM NUMBER: 17580257 MAIL ADDRESS: STREET 1: 5401 KINGSTON PIKE STREET 2: SUITE 600 CITY: KNOXVILLE STATE: TN ZIP: 37919 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-02-07 0 0001038773 SMARTFINANCIAL INC. SMBK 0001652520 Wolpert Geoffrey Alan 5401 KINGSTON PIKE SUITE 600 KNOXVILLE TN 37919 1 0 0 0 Common Stock 2017-02-07 4 M 0 31500 9.52 A 77742 D Common Stock 2017-02-07 4 M 0 8042 10.48 A 85784 D Common Stock 107898 I By spouse Stock Option 9.52 2017-02-07 4 M 0 31500 0 D 2007-02-22 2017-02-22 Common Stock 31500 0 D Stock Option 10.48 2017-02-07 4 M 0 8042 0 D 2010-06-24 2017-02-22 Common Stock 8042 0 D The Reporting Person disclaims beneficial ownership of all shares except to the extent of his pecuniary interest, if any, therein. Elizabeth Clippard, Attorney-in-fact 2017-02-07