0001652520-17-000001.txt : 20170207
0001652520-17-000001.hdr.sgml : 20170207
20170207174224
ACCESSION NUMBER: 0001652520-17-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170207
FILED AS OF DATE: 20170207
DATE AS OF CHANGE: 20170207
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMARTFINANCIAL INC.
CENTRAL INDEX KEY: 0001038773
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 621173944
STATE OF INCORPORATION: TN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5401 KINGSTON PIKE
STREET 2: SUITE 600
CITY: KNOXVILLE
STATE: TN
ZIP: 37919
BUSINESS PHONE: 866-290-2554
MAIL ADDRESS:
STREET 1: 5401 KINGSTON PIKE
STREET 2: SUITE 600
CITY: KNOXVILLE
STATE: TN
ZIP: 37919
FORMER COMPANY:
FORMER CONFORMED NAME: CORNERSTONE BANCSHARES INC
DATE OF NAME CHANGE: 19980402
FORMER COMPANY:
FORMER CONFORMED NAME: EAST RIDGE BANCSHARES INC
DATE OF NAME CHANGE: 19970507
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wolpert Geoffrey Alan
CENTRAL INDEX KEY: 0001652520
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37661
FILM NUMBER: 17580257
MAIL ADDRESS:
STREET 1: 5401 KINGSTON PIKE
STREET 2: SUITE 600
CITY: KNOXVILLE
STATE: TN
ZIP: 37919
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-02-07
0
0001038773
SMARTFINANCIAL INC.
SMBK
0001652520
Wolpert Geoffrey Alan
5401 KINGSTON PIKE
SUITE 600
KNOXVILLE
TN
37919
1
0
0
0
Common Stock
2017-02-07
4
M
0
31500
9.52
A
77742
D
Common Stock
2017-02-07
4
M
0
8042
10.48
A
85784
D
Common Stock
107898
I
By spouse
Stock Option
9.52
2017-02-07
4
M
0
31500
0
D
2007-02-22
2017-02-22
Common Stock
31500
0
D
Stock Option
10.48
2017-02-07
4
M
0
8042
0
D
2010-06-24
2017-02-22
Common Stock
8042
0
D
The Reporting Person disclaims beneficial ownership of all shares except to the extent of his pecuniary interest, if any, therein.
Elizabeth Clippard, Attorney-in-fact
2017-02-07