0001652517-16-000003.txt : 20161229 0001652517-16-000003.hdr.sgml : 20161229 20161229173446 ACCESSION NUMBER: 0001652517-16-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161229 FILED AS OF DATE: 20161229 DATE AS OF CHANGE: 20161229 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMARTFINANCIAL INC. CENTRAL INDEX KEY: 0001038773 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 621173944 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5401 KINGSTON PIKE STREET 2: SUITE 600 CITY: KNOXVILLE STATE: TN ZIP: 37919 BUSINESS PHONE: 866-290-2554 MAIL ADDRESS: STREET 1: 5401 KINGSTON PIKE STREET 2: SUITE 600 CITY: KNOXVILLE STATE: TN ZIP: 37919 FORMER COMPANY: FORMER CONFORMED NAME: CORNERSTONE BANCSHARES INC DATE OF NAME CHANGE: 19980402 FORMER COMPANY: FORMER CONFORMED NAME: EAST RIDGE BANCSHARES INC DATE OF NAME CHANGE: 19970507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson C Bryan CENTRAL INDEX KEY: 0001652517 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37661 FILM NUMBER: 162075855 MAIL ADDRESS: STREET 1: 5401 KINGSTON PIKE STREET 2: SUITE 600 CITY: KNOXVILLE STATE: TN ZIP: 37919 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-12-29 0 0001038773 SMARTFINANCIAL INC. SMBK 0001652517 Johnson C Bryan 5401 KINGSTON PIKE SUITE 600 KNOXVILLE TN 37919 0 1 0 0 Chief Financial Officer Common Stock 2016-12-29 4 M 0 2000 11.67 A 2000 D Management Stock Option 11.67 2016-12-29 4 M 0 2000 0 D 2011-01-27 2021-01-27 Common Stock 2000 3250 D Elizabeth Clippard, Attorney-in-fact 2016-12-29