0001652517-15-000001.txt : 20150909 0001652517-15-000001.hdr.sgml : 20150909 20150909153541 ACCESSION NUMBER: 0001652517-15-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150831 FILED AS OF DATE: 20150909 DATE AS OF CHANGE: 20150909 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMARTFINANCIAL INC. CENTRAL INDEX KEY: 0001038773 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 621173944 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5401 KINGSTON PIKE STREET 2: SUITE 600 CITY: KNOXVILLE STATE: TN ZIP: 37919 BUSINESS PHONE: 866-290-2554 MAIL ADDRESS: STREET 1: 5401 KINGSTON PIKE STREET 2: SUITE 600 CITY: KNOXVILLE STATE: TN ZIP: 37919 FORMER COMPANY: FORMER CONFORMED NAME: CORNERSTONE BANCSHARES INC DATE OF NAME CHANGE: 19980402 FORMER COMPANY: FORMER CONFORMED NAME: EAST RIDGE BANCSHARES INC DATE OF NAME CHANGE: 19970507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson C Bryan CENTRAL INDEX KEY: 0001652517 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30497 FILM NUMBER: 151098875 MAIL ADDRESS: STREET 1: 5401 KINGSTON PIKE STREET 2: SUITE 600 CITY: KNOXVILLE STATE: TN ZIP: 37919 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-08-31 0 0001038773 SMARTFINANCIAL INC. CSBQ 0001652517 Johnson C Bryan 5401 KINGSTON PIKE SUITE 600 KNOXVILLE TN 37919 0 1 0 0 Chief Financial Officer Management Stock Option 11.67 2015-08-31 4 A 0 5250 A 2011-01-27 2021-01-27 Common Stock 5250 5250 D Received in the merger in exchange for a stock option to acquire 5,000 shares of SmartFinancial, Inc. common stock for $12.25 per share. Elizabeth Clippard, Attorney-in-fact 2015-09-09