0001652510-17-000001.txt : 20170201 0001652510-17-000001.hdr.sgml : 20170201 20170201180202 ACCESSION NUMBER: 0001652510-17-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170130 FILED AS OF DATE: 20170201 DATE AS OF CHANGE: 20170201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMARTFINANCIAL INC. CENTRAL INDEX KEY: 0001038773 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 621173944 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5401 KINGSTON PIKE STREET 2: SUITE 600 CITY: KNOXVILLE STATE: TN ZIP: 37919 BUSINESS PHONE: 866-290-2554 MAIL ADDRESS: STREET 1: 5401 KINGSTON PIKE STREET 2: SUITE 600 CITY: KNOXVILLE STATE: TN ZIP: 37919 FORMER COMPANY: FORMER CONFORMED NAME: CORNERSTONE BANCSHARES INC DATE OF NAME CHANGE: 19980402 FORMER COMPANY: FORMER CONFORMED NAME: EAST RIDGE BANCSHARES INC DATE OF NAME CHANGE: 19970507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carroll William Young Jr. CENTRAL INDEX KEY: 0001652510 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37661 FILM NUMBER: 17566097 MAIL ADDRESS: STREET 1: 5401 KINGSTON PIKE STREET 2: SUITE 600 CITY: KNOXVILLE STATE: TN ZIP: 37919 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-01-30 0 0001038773 SMARTFINANCIAL INC. SMBK 0001652510 Carroll William Young Jr. 5401 KINGSTON PIKE SUITE 600 KNOXVILLE TN 37919 1 1 0 0 President and CEO Common Stock 2017-01-30 4 M 0 52500 9.52 A 96600 D Common Stock 2017-01-30 4 M 0 31500 9.52 A 128100 D Common Stock 2017-01-30 4 M 0 8042 10.48 A 136142 D Common Stock 2017-01-30 4 S 0 67042 19.25 D 69100 D Management Stock Option 9.52 2017-01-30 4 M 0 52500 0 D 2007-02-22 2017-02-22 Common Stock 52500 0 D Stock Option 9.52 2017-01-30 4 M 0 31500 0 D 2007-02-22 2017-02-22 Common Stock 31500 0 D Stock Option 10.48 2017-01-30 4 M 0 8042 0 D 2010-06-24 2017-02-22 Common Stock 8042 0 D Elizabeth Clippard, Attorney-in-fact 2017-02-01