0001652321-17-000001.txt : 20170118
0001652321-17-000001.hdr.sgml : 20170118
20170118154138
ACCESSION NUMBER: 0001652321-17-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170117
FILED AS OF DATE: 20170118
DATE AS OF CHANGE: 20170118
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMARTFINANCIAL INC.
CENTRAL INDEX KEY: 0001038773
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 621173944
STATE OF INCORPORATION: TN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5401 KINGSTON PIKE
STREET 2: SUITE 600
CITY: KNOXVILLE
STATE: TN
ZIP: 37919
BUSINESS PHONE: 866-290-2554
MAIL ADDRESS:
STREET 1: 5401 KINGSTON PIKE
STREET 2: SUITE 600
CITY: KNOXVILLE
STATE: TN
ZIP: 37919
FORMER COMPANY:
FORMER CONFORMED NAME: CORNERSTONE BANCSHARES INC
DATE OF NAME CHANGE: 19980402
FORMER COMPANY:
FORMER CONFORMED NAME: EAST RIDGE BANCSHARES INC
DATE OF NAME CHANGE: 19970507
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Barrett Victor Lynn
CENTRAL INDEX KEY: 0001652321
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37661
FILM NUMBER: 17533384
MAIL ADDRESS:
STREET 1: 5401 KINGSTON PIKE
STREET 2: SUITE 600
CITY: KNOXVILLE
STATE: TN
ZIP: 37919
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-01-17
0
0001038773
SMARTFINANCIAL INC.
SMBK
0001652321
Barrett Victor Lynn
5401 KINGSTON PIKE
SUITE 600
KNOXVILLE
TN
37919
1
0
0
0
Common Stock
2017-01-17
4
M
0
8042
10.48
A
109630
D
Common Stock
2017-01-17
4
P
0
31500
9.52
A
141130
D
Common Stock
30870
I
By trust for the benefit of spouse
Stock Option
10.48
2017-01-17
4
M
0
8042
10.48
D
2017-02-22
Common Stock
8042
0
D
Stock Option
9.52
2017-01-17
4
M
0
31500
9.52
D
2017-02-22
Common Stock
31500
0
D
This option was fully vested.
Elizabeth W. Sims, attorney-in-fact
2017-01-18