0001434890-19-000003.txt : 20190228
0001434890-19-000003.hdr.sgml : 20190228
20190228211249
ACCESSION NUMBER: 0001434890-19-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190227
FILED AS OF DATE: 20190228
DATE AS OF CHANGE: 20190228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Petty Gary Wayne Jr
CENTRAL INDEX KEY: 0001434890
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37661
FILM NUMBER: 19646440
BUSINESS ADDRESS:
BUSINESS PHONE: 423-385-3054
MAIL ADDRESS:
STREET 1: 6401 LEE HIGHWAY SUITE B
CITY: CHATTANOOGA
STATE: TN
ZIP: 37421
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMARTFINANCIAL INC.
CENTRAL INDEX KEY: 0001038773
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 621173944
STATE OF INCORPORATION: TN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5401 KINGSTON PIKE
STREET 2: SUITE 600
CITY: KNOXVILLE
STATE: TN
ZIP: 37919
BUSINESS PHONE: 866-290-2554
MAIL ADDRESS:
STREET 1: 5401 KINGSTON PIKE
STREET 2: SUITE 600
CITY: KNOXVILLE
STATE: TN
ZIP: 37919
FORMER COMPANY:
FORMER CONFORMED NAME: CORNERSTONE BANCSHARES INC
DATE OF NAME CHANGE: 19980402
FORMER COMPANY:
FORMER CONFORMED NAME: EAST RIDGE BANCSHARES INC
DATE OF NAME CHANGE: 19970507
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2019-02-27
0
0001038773
SMARTFINANCIAL INC.
SMBK
0001434890
Petty Gary Wayne Jr
5401 KINGSTON PIKE SUITE 600
KNOXVILLE
TN
37919
0
1
0
0
Chief Risk Officer
Common Stock
2019-02-27
4
M
0
1250
14.4
A
1302
D
Common Stock
96
I
By Spouse
Stock Option (right to buy)
14.4
2019-02-27
4
M
0
1250
0
D
2011-03-01
2019-03-01
Common Stock
1025
1250
D
Stock Option (right to buy)
6.8
2013-03-01
2021-03-01
Common Stock
3750
3750
D
Stock Option (right to buy)
6.6
2014-03-01
2022-03-01
Common Stock
3750
3750
D
Stock Option (right to buy)
9.48
2015-03-01
2023-03-01
Common Stock
3750
3750
D
Stock Option (right to buy)
9.6
2016-03-01
2024-03-01
Common Stock
3750
3750
D
Stock Option (right to buy)
15.05
2017-09-30
2025-09-30
Common Stock
3588
3588
D
Fully vested.
This stock option was granted on 09/30/2015. The stock option vests as follows: 50% on the second anniversary of the date of the grant and 50% on the third anniversary of the date of the grant.
William Bettis, Attorney-in-Fact
2019-02-28