0001434890-15-000016.txt : 20150914 0001434890-15-000016.hdr.sgml : 20150914 20150914152015 ACCESSION NUMBER: 0001434890-15-000016 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c FILED AS OF DATE: 20150914 DATE AS OF CHANGE: 20150914 EFFECTIVENESS DATE: 20150914 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMARTFINANCIAL INC. CENTRAL INDEX KEY: 0001038773 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 621173944 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-247571 FILM NUMBER: 151105416 BUSINESS ADDRESS: STREET 1: 5401 KINGSTON PIKE STREET 2: SUITE 600 CITY: KNOXVILLE STATE: TN ZIP: 37919 BUSINESS PHONE: 866-290-2554 MAIL ADDRESS: STREET 1: 5401 KINGSTON PIKE STREET 2: SUITE 600 CITY: KNOXVILLE STATE: TN ZIP: 37919 FORMER COMPANY: FORMER CONFORMED NAME: CORNERSTONE BANCSHARES INC DATE OF NAME CHANGE: 19980402 FORMER COMPANY: FORMER CONFORMED NAME: EAST RIDGE BANCSHARES INC DATE OF NAME CHANGE: 19970507 D 1 primary_doc.xml X0707 D LIVE 0001038773 SMARTFINANCIAL INC. 5401 KINGSTON PIKE SUITE 600 KNOXVILLE TN TENNESSEE 37919 866-290-2554 TENNESSEE CORNERSTONE BANCSHARES INC EAST RIDGE BANCSHARES INC Corporation true William Y. Carroll, Jr. 5401 Kingston Pike, Suite 600 Knoxville TN TENNESSEE 37919 Executive Officer Director C. Bryan Johnson 5401 Kingston Pike, Suite 600 Knoxville TN TENNESSEE 37919 Executive Officer William Y. Carroll, Sr. 5401 Kingston Pike, Suite 600 Knoxville TN TENNESSEE 37919 Executive Officer Director Nathaniel F. Hughes 835 Georgia Avenue Chattanooga TN TENNESSEE 37402 Executive Officer John H. Coxwell, Sr. 835 Georgia Avenue Chattanooga TN TENNESSEE 37402 Executive Officer Gary W. Petty, Jr. 835 Georgia Avenue Chattanooga TN TENNESSEE 37402 Executive Officer Victor L. Barrett 5401 Kingston Pike, Suite 600 Knoxville TN TENNESSEE 37919 Director Ted C. Miller 5401 Kingston Pike, Suite 600 Knoxville TN TENNESSEE 37919 Director David A. Ogle 5401 Kingston Pike, Suite 600 Knoxville TN TENNESSEE 37919 Director Keith E. Whaley 5401 Kingston Pike, Suite 600 Knoxville TN TENNESSEE 37919 Director Geoffrey A. Wolpert 5401 Kingston Pike, Suite 600 Knoxville TN TENNESSEE 37919 Director W. Miller Wellborn 835 Georgia Avenue Chattanooga TN TENNESSEE 37402 Executive Officer Director Monique P. Berke 835 Georgia Avenue Chattanooga TN TENNESSEE 37402 Director Frank S. McDonald 835 Georgia Avenue Chattanooga TN TENNESSEE 37402 Director Doyce G. Payne 835 Georgia Avenue Chattanooga TN TENNESSEE 37402 Director Felicia F. Barbee 835 Georgia Avenue Chattanooga TN TENNESSEE 37402 Executive Officer Gregory L. Davis 5401 Kingston Pike, Suite 600 Knoxville TN TENNESSEE 37919 Executive Officer Rhett D. Jordan 5401 Kingston Pike, Suite 600 Knoxville TN TENNESSEE 37919 Executive Officer Commercial Banking Decline to Disclose 06c false 2015-08-28 false true false 0 Hovde Group, LLC 25425 Hovde Group, LLC 25425 343 W. Erie St., Suite 430 Chicago IL ILLINOIS 60654 AL ALABAMA CA CALIFORNIA CT CONNECTICUT FL FLORIDA GA GEORGIA IL ILLINOIS MD MARYLAND MA MASSACHUSETTS MN MINNESOTA MO MISSOURI NV NEVADA NY NEW YORK OH OHIO PA PENNSYLVANIA TN TENNESSEE TX TEXAS WA WASHINGTON false 14600000 11170535 3429465 false 39 652000 true 0 423730 true A portion of the proceeds of the offering will be paid to redeem Cornerstone Bancshares Inc. Series A preferred stock, certain holders of which are also officers and/or directors of the issuer. false SMARTFINANCIAL INC. Nathaniel F. Hughes Nathaniel F. Hughes Executive Vice President, Investment Officer 2015-09-14