0001434890-15-000016.txt : 20150914
0001434890-15-000016.hdr.sgml : 20150914
20150914152015
ACCESSION NUMBER: 0001434890-15-000016
CONFORMED SUBMISSION TYPE: D
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06c
FILED AS OF DATE: 20150914
DATE AS OF CHANGE: 20150914
EFFECTIVENESS DATE: 20150914
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMARTFINANCIAL INC.
CENTRAL INDEX KEY: 0001038773
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 621173944
STATE OF INCORPORATION: TN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-247571
FILM NUMBER: 151105416
BUSINESS ADDRESS:
STREET 1: 5401 KINGSTON PIKE
STREET 2: SUITE 600
CITY: KNOXVILLE
STATE: TN
ZIP: 37919
BUSINESS PHONE: 866-290-2554
MAIL ADDRESS:
STREET 1: 5401 KINGSTON PIKE
STREET 2: SUITE 600
CITY: KNOXVILLE
STATE: TN
ZIP: 37919
FORMER COMPANY:
FORMER CONFORMED NAME: CORNERSTONE BANCSHARES INC
DATE OF NAME CHANGE: 19980402
FORMER COMPANY:
FORMER CONFORMED NAME: EAST RIDGE BANCSHARES INC
DATE OF NAME CHANGE: 19970507
D
1
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0001038773
SMARTFINANCIAL INC.
5401 KINGSTON PIKE
SUITE 600
KNOXVILLE
TN
TENNESSEE
37919
866-290-2554
TENNESSEE
CORNERSTONE BANCSHARES INC
EAST RIDGE BANCSHARES INC
Corporation
true
William
Y.
Carroll, Jr.
5401 Kingston Pike, Suite 600
Knoxville
TN
TENNESSEE
37919
Executive Officer
Director
C.
Bryan
Johnson
5401 Kingston Pike, Suite 600
Knoxville
TN
TENNESSEE
37919
Executive Officer
William
Y.
Carroll, Sr.
5401 Kingston Pike, Suite 600
Knoxville
TN
TENNESSEE
37919
Executive Officer
Director
Nathaniel
F.
Hughes
835 Georgia Avenue
Chattanooga
TN
TENNESSEE
37402
Executive Officer
John
H.
Coxwell, Sr.
835 Georgia Avenue
Chattanooga
TN
TENNESSEE
37402
Executive Officer
Gary
W.
Petty, Jr.
835 Georgia Avenue
Chattanooga
TN
TENNESSEE
37402
Executive Officer
Victor
L.
Barrett
5401 Kingston Pike, Suite 600
Knoxville
TN
TENNESSEE
37919
Director
Ted
C.
Miller
5401 Kingston Pike, Suite 600
Knoxville
TN
TENNESSEE
37919
Director
David
A.
Ogle
5401 Kingston Pike, Suite 600
Knoxville
TN
TENNESSEE
37919
Director
Keith
E.
Whaley
5401 Kingston Pike, Suite 600
Knoxville
TN
TENNESSEE
37919
Director
Geoffrey
A.
Wolpert
5401 Kingston Pike, Suite 600
Knoxville
TN
TENNESSEE
37919
Director
W.
Miller
Wellborn
835 Georgia Avenue
Chattanooga
TN
TENNESSEE
37402
Executive Officer
Director
Monique
P.
Berke
835 Georgia Avenue
Chattanooga
TN
TENNESSEE
37402
Director
Frank
S.
McDonald
835 Georgia Avenue
Chattanooga
TN
TENNESSEE
37402
Director
Doyce
G.
Payne
835 Georgia Avenue
Chattanooga
TN
TENNESSEE
37402
Director
Felicia
F.
Barbee
835 Georgia Avenue
Chattanooga
TN
TENNESSEE
37402
Executive Officer
Gregory
L.
Davis
5401 Kingston Pike, Suite 600
Knoxville
TN
TENNESSEE
37919
Executive Officer
Rhett
D.
Jordan
5401 Kingston Pike, Suite 600
Knoxville
TN
TENNESSEE
37919
Executive Officer
Commercial Banking
Decline to Disclose
- 06c
false
2015-08-28
false
true
false
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Hovde Group, LLC
25425
Hovde Group, LLC
25425
343 W. Erie St., Suite 430
Chicago
IL
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MA
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MO
MISSOURI
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NEVADA
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OH
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PA
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TENNESSEE
TX
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WA
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A portion of the proceeds of the offering will be paid to redeem Cornerstone Bancshares Inc. Series A preferred stock, certain holders of which are also officers and/or directors of the issuer.
false
SMARTFINANCIAL INC.
Nathaniel F. Hughes
Nathaniel F. Hughes
Executive Vice President, Investment Officer
2015-09-14