0001415889-23-001481.txt : 20230126
0001415889-23-001481.hdr.sgml : 20230126
20230126171543
ACCESSION NUMBER: 0001415889-23-001481
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230125
FILED AS OF DATE: 20230126
DATE AS OF CHANGE: 20230126
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Petty Gary Wayne Jr
CENTRAL INDEX KEY: 0001434890
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37661
FILM NUMBER: 23558640
BUSINESS ADDRESS:
BUSINESS PHONE: 423-385-3054
MAIL ADDRESS:
STREET 1: 6401 LEE HIGHWAY SUITE B
CITY: CHATTANOOGA
STATE: TN
ZIP: 37421
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMARTFINANCIAL INC.
CENTRAL INDEX KEY: 0001038773
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 621173944
STATE OF INCORPORATION: TN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5401 KINGSTON PIKE
STREET 2: SUITE 600
CITY: KNOXVILLE
STATE: TN
ZIP: 37919
BUSINESS PHONE: 866-290-2554
MAIL ADDRESS:
STREET 1: 5401 KINGSTON PIKE
STREET 2: SUITE 600
CITY: KNOXVILLE
STATE: TN
ZIP: 37919
FORMER COMPANY:
FORMER CONFORMED NAME: CORNERSTONE BANCSHARES INC
DATE OF NAME CHANGE: 19980402
FORMER COMPANY:
FORMER CONFORMED NAME: EAST RIDGE BANCSHARES INC
DATE OF NAME CHANGE: 19970507
4
1
form4-01262023_050129.xml
X0306
4
2023-01-25
0001038773
SMARTFINANCIAL INC.
SMBK
0001434890
Petty Gary Wayne Jr
5401 KINGSTON PIKE SUITE 600
KNOXVILLE
TN
37919
false
true
false
false
EVP & CHIEF RISK OFFICER
Common Stock
2023-01-25
4
A
0
1442
0
A
14744
D
Common Stock
96
I
By Spouse
Stock Option
9.48
2015-03-01
2023-03-01
Common Stock
3750
3750
D
Stock Option
9.60
2016-03-01
2024-03-01
Common Stock
3750
3750
D
Stock Option
15.05
2017-09-30
2025-09-30
Common Stock
3588
3588
D
On January 25, 2023, the Compensation Committee approved grants of restricted stock, which vest on January 24, 2027.
/s/ Glen Allen, Jr., Attorney-in-Fact
2023-01-26