0001415889-23-001481.txt : 20230126 0001415889-23-001481.hdr.sgml : 20230126 20230126171543 ACCESSION NUMBER: 0001415889-23-001481 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230125 FILED AS OF DATE: 20230126 DATE AS OF CHANGE: 20230126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Petty Gary Wayne Jr CENTRAL INDEX KEY: 0001434890 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37661 FILM NUMBER: 23558640 BUSINESS ADDRESS: BUSINESS PHONE: 423-385-3054 MAIL ADDRESS: STREET 1: 6401 LEE HIGHWAY SUITE B CITY: CHATTANOOGA STATE: TN ZIP: 37421 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMARTFINANCIAL INC. CENTRAL INDEX KEY: 0001038773 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 621173944 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5401 KINGSTON PIKE STREET 2: SUITE 600 CITY: KNOXVILLE STATE: TN ZIP: 37919 BUSINESS PHONE: 866-290-2554 MAIL ADDRESS: STREET 1: 5401 KINGSTON PIKE STREET 2: SUITE 600 CITY: KNOXVILLE STATE: TN ZIP: 37919 FORMER COMPANY: FORMER CONFORMED NAME: CORNERSTONE BANCSHARES INC DATE OF NAME CHANGE: 19980402 FORMER COMPANY: FORMER CONFORMED NAME: EAST RIDGE BANCSHARES INC DATE OF NAME CHANGE: 19970507 4 1 form4-01262023_050129.xml X0306 4 2023-01-25 0001038773 SMARTFINANCIAL INC. SMBK 0001434890 Petty Gary Wayne Jr 5401 KINGSTON PIKE SUITE 600 KNOXVILLE TN 37919 false true false false EVP & CHIEF RISK OFFICER Common Stock 2023-01-25 4 A 0 1442 0 A 14744 D Common Stock 96 I By Spouse Stock Option 9.48 2015-03-01 2023-03-01 Common Stock 3750 3750 D Stock Option 9.60 2016-03-01 2024-03-01 Common Stock 3750 3750 D Stock Option 15.05 2017-09-30 2025-09-30 Common Stock 3588 3588 D On January 25, 2023, the Compensation Committee approved grants of restricted stock, which vest on January 24, 2027. /s/ Glen Allen, Jr., Attorney-in-Fact 2023-01-26