0001415889-21-006081.txt : 20211217
0001415889-21-006081.hdr.sgml : 20211217
20211217170026
ACCESSION NUMBER: 0001415889-21-006081
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210827
FILED AS OF DATE: 20211217
DATE AS OF CHANGE: 20211217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Davis Gregory L.
CENTRAL INDEX KEY: 0001652714
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37661
FILM NUMBER: 211502372
MAIL ADDRESS:
STREET 1: 5401 KINGSTON PIKE
STREET 2: SUITE 600
CITY: KNOXVILLE
STATE: TN
ZIP: 37919
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMARTFINANCIAL INC.
CENTRAL INDEX KEY: 0001038773
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 621173944
STATE OF INCORPORATION: TN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5401 KINGSTON PIKE
STREET 2: SUITE 600
CITY: KNOXVILLE
STATE: TN
ZIP: 37919
BUSINESS PHONE: 866-290-2554
MAIL ADDRESS:
STREET 1: 5401 KINGSTON PIKE
STREET 2: SUITE 600
CITY: KNOXVILLE
STATE: TN
ZIP: 37919
FORMER COMPANY:
FORMER CONFORMED NAME: CORNERSTONE BANCSHARES INC
DATE OF NAME CHANGE: 19980402
FORMER COMPANY:
FORMER CONFORMED NAME: EAST RIDGE BANCSHARES INC
DATE OF NAME CHANGE: 19970507
4
1
form4-12172021_051213.xml
X0306
4
2021-08-27
0001038773
SMARTFINANCIAL INC.
SMBK
0001652714
Davis Gregory L.
5401 KINGSTON PIKE SUITE 600
KNOXVILLE
TN
37919
false
true
false
false
EVP & CHIEF LENDING OFFICER
Stock Appreciation Right
2021-08-27
4
M
0
3000
21.61
A
36031
D
Stock Appreciation Right
2021-08-27
4
D
0
3000
25.06
D
33031
D
Stock Appreciation Right
21.61
2021-08-27
4
M
0
3000
0
D
2021-12-31
Common Stock
3000
0
D
This stock appreciation right was granted on 01/25/2018. The stock appreciation right generally vests 100% on the third anniversary of the date of the grant, subject to Mr. Davis's continuous service with the company or a subsidiary or affiliate of the company through such date. The stock appreciation right vests on an accelerated basis in full in the event of a change in control, again subject to Mr. Davis's continuous service with the company or a subsidiary or affiliate of the company through the date of the change in control.
/s/ Glen Allen, Jr., Attorney-in-Fact
2021-12-17