0001415889-21-006081.txt : 20211217 0001415889-21-006081.hdr.sgml : 20211217 20211217170026 ACCESSION NUMBER: 0001415889-21-006081 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210827 FILED AS OF DATE: 20211217 DATE AS OF CHANGE: 20211217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Davis Gregory L. CENTRAL INDEX KEY: 0001652714 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37661 FILM NUMBER: 211502372 MAIL ADDRESS: STREET 1: 5401 KINGSTON PIKE STREET 2: SUITE 600 CITY: KNOXVILLE STATE: TN ZIP: 37919 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMARTFINANCIAL INC. CENTRAL INDEX KEY: 0001038773 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 621173944 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5401 KINGSTON PIKE STREET 2: SUITE 600 CITY: KNOXVILLE STATE: TN ZIP: 37919 BUSINESS PHONE: 866-290-2554 MAIL ADDRESS: STREET 1: 5401 KINGSTON PIKE STREET 2: SUITE 600 CITY: KNOXVILLE STATE: TN ZIP: 37919 FORMER COMPANY: FORMER CONFORMED NAME: CORNERSTONE BANCSHARES INC DATE OF NAME CHANGE: 19980402 FORMER COMPANY: FORMER CONFORMED NAME: EAST RIDGE BANCSHARES INC DATE OF NAME CHANGE: 19970507 4 1 form4-12172021_051213.xml X0306 4 2021-08-27 0001038773 SMARTFINANCIAL INC. SMBK 0001652714 Davis Gregory L. 5401 KINGSTON PIKE SUITE 600 KNOXVILLE TN 37919 false true false false EVP & CHIEF LENDING OFFICER Stock Appreciation Right 2021-08-27 4 M 0 3000 21.61 A 36031 D Stock Appreciation Right 2021-08-27 4 D 0 3000 25.06 D 33031 D Stock Appreciation Right 21.61 2021-08-27 4 M 0 3000 0 D 2021-12-31 Common Stock 3000 0 D This stock appreciation right was granted on 01/25/2018. The stock appreciation right generally vests 100% on the third anniversary of the date of the grant, subject to Mr. Davis's continuous service with the company or a subsidiary or affiliate of the company through such date. The stock appreciation right vests on an accelerated basis in full in the event of a change in control, again subject to Mr. Davis's continuous service with the company or a subsidiary or affiliate of the company through the date of the change in control. /s/ Glen Allen, Jr., Attorney-in-Fact 2021-12-17