0001415889-20-002493.txt : 20201026
0001415889-20-002493.hdr.sgml : 20201026
20201026165418
ACCESSION NUMBER: 0001415889-20-002493
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201023
FILED AS OF DATE: 20201026
DATE AS OF CHANGE: 20201026
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Welborn Wesley Miller
CENTRAL INDEX KEY: 0001340386
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37661
FILM NUMBER: 201261281
MAIL ADDRESS:
STREET 1: 6401 LEE HIGHWAY, STE B
CITY: CHATTANOOGA
STATE: TN
ZIP: 37421
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMARTFINANCIAL INC.
CENTRAL INDEX KEY: 0001038773
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 621173944
STATE OF INCORPORATION: TN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5401 KINGSTON PIKE
STREET 2: SUITE 600
CITY: KNOXVILLE
STATE: TN
ZIP: 37919
BUSINESS PHONE: 866-290-2554
MAIL ADDRESS:
STREET 1: 5401 KINGSTON PIKE
STREET 2: SUITE 600
CITY: KNOXVILLE
STATE: TN
ZIP: 37919
FORMER COMPANY:
FORMER CONFORMED NAME: CORNERSTONE BANCSHARES INC
DATE OF NAME CHANGE: 19980402
FORMER COMPANY:
FORMER CONFORMED NAME: EAST RIDGE BANCSHARES INC
DATE OF NAME CHANGE: 19970507
4
1
form4-10262020_011008.xml
X0306
4
2020-10-23
0001038773
SMARTFINANCIAL INC.
SMBK
0001340386
Welborn Wesley Miller
5401 KINGSTON PIKE SUITE 600
KNOXVILLE
TN
37919
true
true
false
false
CHAIRMAN OF THE BOARD
Common Stock
2020-10-23
4
P
0
1796
14.71
A
64223
D
Common Stock
14167
I
By Margaret Polfrey Welborn Trust
Common Stock
14167
I
By Elizabeth Houston Welborn Trust
Common Stock
14167
I
By Ann Miller Welborn Trust
Common Stock
4725
I
By Spouse
Stock Option
6.60
2013-03-01
2022-03-12
Common Stock
2500
2500
D
Stock Option
9.48
2014-03-01
2023-03-12
Common Stock
1250
1250
D
Stock Option
9.60
2015-03-01
2024-03-01
Common Stock
2500
2500
D
Stock Option
15.05
2017-09-30
2025-09-30
Common Stock
1025
1025
D
Fully vested.
/s/ Glen Allen, Jr., Attorney-in-Fact
2020-10-26