0001340385-15-000005.txt : 20151016 0001340385-15-000005.hdr.sgml : 20151016 20151016175514 ACCESSION NUMBER: 0001340385-15-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151016 DATE AS OF CHANGE: 20151016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMARTFINANCIAL INC. CENTRAL INDEX KEY: 0001038773 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 621173944 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5401 KINGSTON PIKE STREET 2: SUITE 600 CITY: KNOXVILLE STATE: TN ZIP: 37919 BUSINESS PHONE: 866-290-2554 MAIL ADDRESS: STREET 1: 5401 KINGSTON PIKE STREET 2: SUITE 600 CITY: KNOXVILLE STATE: TN ZIP: 37919 FORMER COMPANY: FORMER CONFORMED NAME: CORNERSTONE BANCSHARES INC DATE OF NAME CHANGE: 19980402 FORMER COMPANY: FORMER CONFORMED NAME: EAST RIDGE BANCSHARES INC DATE OF NAME CHANGE: 19970507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McDonald Frank S CENTRAL INDEX KEY: 0001340385 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30497 FILM NUMBER: 151162743 MAIL ADDRESS: STREET 1: 6401 LEE HIGHWAY STE B CITY: CHATTANOOGA STATE: TN ZIP: 37421 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-09-30 0 0001038773 SMARTFINANCIAL INC. SMBK 0001340385 McDonald Frank S 6401 LEE HIGHWAY STE B CHATTANOOGA TN 37421 1 0 0 0 Common Stock 2015-09-30 4 A 0 513 0 A 3815 D Stock Option 15.05 2015-09-30 4 A 0 1025 0 A 2017-09-30 2025-09-30 Common Stock 1025 8188 D On August 31, 2015, the Company effected a 1-for-4 reverse stock split of its common stock, with fractional shares being rounded up to the next whole share. Shares reported as being owned beneficially in this Form 4 have been adjusted for the reverse stock split. The stock option vests as follows: 50% on the second anniversary of the date of the grant and 50% on the third anniversary of the date of the grant. Elizabeth Clippard, Attorney-in-fact 2015-10-16