0001209191-14-010387.txt : 20140213
0001209191-14-010387.hdr.sgml : 20140213
20140213162617
ACCESSION NUMBER: 0001209191-14-010387
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140212
FILED AS OF DATE: 20140213
DATE AS OF CHANGE: 20140213
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Roundy's, Inc.
CENTRAL INDEX KEY: 0001536035
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411]
IRS NUMBER: 272337996
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 875 EAST WISCONSIN AVENUE
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 414-231-5000
MAIL ADDRESS:
STREET 1: 875 EAST WISCONSIN AVENUE
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
FORMER COMPANY:
FORMER CONFORMED NAME: Roundy's Parent Company, Inc.
DATE OF NAME CHANGE: 20111130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WILLIS JOHN R
CENTRAL INDEX KEY: 0001038733
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35422
FILM NUMBER: 14606506
MAIL ADDRESS:
STREET 1: C/O WILLIS STEIN & PARTNERS
STREET 2: 227 W MONROE STREET SUITE 4300
CITY: CHICAGO
STATE: IL
ZIP: 60606
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-02-12
0
0001536035
Roundy's, Inc.
RNDY
0001038733
WILLIS JOHN R
1033 SKOKIE BOULEVARD SUITE 360
NORTHBROOK
IL
60062
1
0
1
0
Common Stock, par value $0.01
2014-02-12
4
S
0
58597
6.685
D
61573
I
See Footnote (2)
Common Stock, par value $0.01
2014-02-12
4
S
0
203461
6.685
D
213794
I
See Footnote (3)
Common Stock, par value $0.01
2014-02-12
4
S
0
203461
6.685
D
213794
I
See Footnote (4)
Common Stock, par value $0.01
2014-02-12
4
S
0
6757357
6.685
D
7100496
I
See Footnote (5)
Common Stock, par value $0.01
20241
D
Represents public offering price of $7.00 per share net of the underwriters' discount of $0.315.
Willis Stein & Partners III-C Sub, L.P. ("Fund III-C") is the record owner of these shares. Fund III General Partner is the sole general partner of Fund III-C. Management III is the sole general partner of Fund III General Partner. John R. Willis and Avy H.Stein ("Managing Partners") are the Managing Partners of Management III. The Managing Partners, acting together, have the power to vote or dispose of these shares. Neither of the Managing Partners, acting alone, has voting or dispositive authority over any shares.
Willis Stein & Partners Dutch III-A Sub, L.P. ("Dutch III-A") is the record owner of these shares. Fund III General Partner is the sole general partner of Dutch III-A. Management III is the sole general partner of Fund III General Partner. John R. Willis and Avy H. Stein ("Managing Partners") are the Managing Partners of Management III. The Managing Partners, acting together, have the power to vote or dispose of these shares. Neither of the Managing Partners, acting alone, has voting or dispositive authority over any shares.
Willis Stein & Partners Dutch III-B Sub, L.P. ("Dutch III-B") is the record owner of these shares. Fund III General Partner is the sole general partner of Dutch III-B. Management III is the sole general partner of Fund III General Partner. John R. Willis and Avy H. Stein ("Mangaing Partners") are the Managing Partners of Management III. The Managing Partners, acting together, have the power to vote or dispose of these shares. Neither of the Managing Partners, acting alone, has voting or dispositive authority over any shares.
Willis Stein & Partners III Sub, L.P. ("Fund III") is the record owner of these shares. Willis Stein & Partners Management III, L.P. ("Fund III General Partner") is the sole general partner of Fund III. Willis Stein & Partners Management III, LLC ("Management III") is the sole general partner of Fund III General Partner. John R. Willis and Avy H. Stein ("Managing Partners") are the Managing Partners of Management III. The Managing Partners, acting together, have the power to vote or dispose of these shares. Neither of the Managing Partners, acting alone, has voting or dispositive authority over any shares.
/s/ Edward G. Kitz, by
power of attorney
2014-02-13