0001140361-12-008362.txt : 20120214 0001140361-12-008362.hdr.sgml : 20120214 20120214172020 ACCESSION NUMBER: 0001140361-12-008362 CONFORMED SUBMISSION TYPE: 5/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111030 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHAW STEVEN A CENTRAL INDEX KEY: 0001190614 FILING VALUES: FORM TYPE: 5/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-09232 FILM NUMBER: 12612739 MAIL ADDRESS: STREET 1: VOLT INFORMATION SCIENCES INC STREET 2: 560 LEXINGTON AVE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VOLT INFORMATION SCIENCES, INC. CENTRAL INDEX KEY: 0000103872 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HELP SUPPLY SERVICES [7363] IRS NUMBER: 135658129 STATE OF INCORPORATION: NY FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1065 AVENUE OF THE AMERICAS STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 212-704-2400 MAIL ADDRESS: STREET 1: 1065 AVENUE OF THE AMERICAS STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: VOLT INFORMATION SCIENCES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: VOLT TECHNICAL CORP DATE OF NAME CHANGE: 19680913 5/A 1 doc1.xml FORM 5/A X0304 5/A 2011-10-30 2011-12-14 0 0 0 0000103872 VOLT INFORMATION SCIENCES, INC. VISI 0001190614 SHAW STEVEN A C/O VOLT INFORMATION SCIENCES, INC. 560 LEXINGTON AVENUE NEW YORK NY 10022 1 1 1 0 PRESIDENT/CEO Common Stock, $0.10 par value 1023793 D Common Stock, $0.10 par value 131.168 I By ESOP Common Stock, $0.10 par value 16306.546 I By 401(K) Common Stock, $0.10 par value 147250 I As Co-Trustee Common Stock, $0.10 par value 331649 I As Co-Trustee Common Stock, $0.10 par value 2011-02-05 5 G 0 36516 0 A 180662 I As Co-Trustee Common Stock, $0.10 par value 2011-04-19 5 G 0 30488 0 A 180662 I As Co-Trustee Common Stock, $0.10 par value 2011-04-21 5 G 0 113658 0 A 180662 I As Co-Trustee Common Stock, $0.10 par value 2011-02-15 5 G 0 73032 0 A 361325 I As Co-Trustee Common Stock, $0.10 par value 2011-04-19 5 G 0 60977 0 A 361325 I As Co-Trustee Common Stock, $0.10 par value 2011-04-21 5 G 0 227316 0 A 361325 I As Co-Trustee Employee Stock Option (Right to Buy) 7.1133 2013-03-10 Common Stock, $.10 par value 6000 6000 D Employee Stock Option (Right to Buy) 13.32 2017-12-17 Common Stock, $.10 par value 20000 20000 D Restricted Stock Units 2017-12-17 Common Stock, $.10 par value 20000 20000 D Employee Stock Option (Right to Buy) 6.39 2019-04-06 Common Stock, $.10 par value 8000 8000 D Held in the reporting person's Employee Stock Ownership Plan account in the Company Savings Plan as of October 31, 2011. Held in the reporting person's Stock Fund under the reporting person's 401(k) Plan account in the Company Savings Plan as of October 31, 2011. Held as co-trustee, with the reporting person's brother and a director of the issuer, of a trust of which the reporting person is the beneficiary. Held as co-trustee, with the reporting person's brother and a director of the issuer, of trusts of which the reporting person's brother and or sister are beneficiaries. Held as co-trustee, with the reporting person's brother, sister and a director of the issuer, of a trust of which the reporting person is the beneficiary. Held as co-trustee, with the reporting person's brother, sister and a director of the issuer, of trusts of which the reporting person's brother or sister are beneficiaries. Currently exercisable in full. Options may be "earned" subject to the Company's achievement of certain performance goals measured at the end of the Company's 2012 fiscal year. Such options, to the extent so "earned," will vest in four equal annual installments on the 15th day of the third month of each of the Company's 2013, 2014, 2015 and 2016 fiscal years. The end of the Company's fiscal year is the Sunday nearest October 31, 2012. Each restricted stock unit represents the right to one share of common stock. Each share of common stock represented by a restricted stock unit may be "earned" subject to the Company's achievement of certain performance goals measured at the end of the Company's 2011 fiscal year. Such shares, to the extent so "earned," will vest in five equal annual installments on the 15th day of the third month of each of the Company's 2012, 2013, 2014, 2015 and 2016 fiscal years. The end of the Company's fiscal year is the Sunday nearest to October 31. The option is exercisable in 20% annual installments, on a cumulative basis, commencing April 7, 2010, one year after the date of grant of the option. /s/ Steven A. Shaw 2012-02-14