0000921895-15-001722.txt : 20150702
0000921895-15-001722.hdr.sgml : 20150702
20150702142818
ACCESSION NUMBER: 0000921895-15-001722
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150629
FILED AS OF DATE: 20150702
DATE AS OF CHANGE: 20150702
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VOLT INFORMATION SCIENCES, INC.
CENTRAL INDEX KEY: 0000103872
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HELP SUPPLY SERVICES [7363]
IRS NUMBER: 135658129
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1102
BUSINESS ADDRESS:
STREET 1: 1065 AVENUE OF THE AMERICAS
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: 212-704-2400
MAIL ADDRESS:
STREET 1: 1065 AVENUE OF THE AMERICAS
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: VOLT INFORMATION SCIENCES INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: VOLT TECHNICAL CORP
DATE OF NAME CHANGE: 19680913
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Glacier Peak Capital LLC
CENTRAL INDEX KEY: 0001567397
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09232
FILM NUMBER: 15968848
BUSINESS ADDRESS:
STREET 1: 500 108TH AVE NE SUITE 905
CITY: BELLEVUE
STATE: WA
ZIP: 98004
BUSINESS PHONE: 425-453-5010
MAIL ADDRESS:
STREET 1: 500 108TH AVE NE SUITE 905
CITY: BELLEVUE
STATE: WA
ZIP: 98004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Glacier Peak U.S. Value Fund, L.P.
CENTRAL INDEX KEY: 0001562077
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09232
FILM NUMBER: 15968849
BUSINESS ADDRESS:
STREET 1: 500 108TH AVE NE, SUITE 905
CITY: BELLEVUE
STATE: WA
ZIP: 98004
BUSINESS PHONE: 4254535010
MAIL ADDRESS:
STREET 1: 500 108TH AVE NE, SUITE 905
CITY: BELLEVUE
STATE: WA
ZIP: 98004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rudolf John C
CENTRAL INDEX KEY: 0001622933
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09232
FILM NUMBER: 15968850
MAIL ADDRESS:
STREET 1: C/O GLACIER PEAK CAPITAL
STREET 2: CITY CNTR BLDG, 500 108TH AVE, NE, #905
CITY: BELLEVUE
STATE: WA
ZIP: 98004
4
1
form410167002_07022015.xml
OWNERSHIP DOCUMENT
X0306
4
2015-06-29
0
0000103872
VOLT INFORMATION SCIENCES, INC.
VISI
0001622933
Rudolf John C
500 108TH AVENUE
SUITE 905
BELLEVUE
WA
98004
1
0
1
0
0001562077
Glacier Peak U.S. Value Fund, L.P.
500 108TH AVENUE NE
SUITE 905
BELLEVUE
WA
98004
0
0
1
0
0001567397
Glacier Peak Capital LLC
500 108TH AVENUE NE
SUITE 905
BELLEVUE
WA
98004
0
0
1
0
Common Stock, $0.10 Par Value
2015-06-29
4
A
0
8082
0
A
414796
D
Common Stock, $0.10 Par Value
2015-06-30
4
P
0
7932
9.29
A
1785643
D
Stock Option
9.28
2015-06-29
4
A
0
36675
0
A
2015-06-29
2022-06-28
Common Stock
36675
36675
D
This Form 4 is filed jointly by Glacier Peak U.S. Value Fund, L.P. (the "Fund"), Glacier Peak Capital LLC ("GPC"), and John C. Rudolf (collectively, the "Reporting Persons"). Each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock.
Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
Mr. Rudolf directly owns 228,479 Shares of Common Stock, may be deemed to beneficially own 36,675 fully vested stock options which are not included in Table I, may be deemed to beneficially own 5,000 Shares of Common Stock that are held in an IRA account that he controls, may be deemed to beneficially own 30,000 Shares of Common Stock that are held in an account he controls for the benefit of his wife, and may be deemed to beneficially own 151,317 Shares of Common Stock held in various accounts he controls for the benefit of other family members.
Shares of Common Stock beneficially owned by the Fund. GPC, as the general partner of the Fund, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by the Fund. Mr Rudolf, as President of GPC, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by the Fund.
On June 29, 2015, Mr. Rudolf was granted fully vested shares of Common Stock as part of the director compensation program approved by the board of directors.
On June 29, 2015, Mr. Rudolf was granted fully vested stock options as part of the director compensation program approved by the board of directors.
/s/ John C. Rudolf
2015-07-02
Glacier Peak U.S. Value Fund, L.P.; By: Glacier Peak Capital LLC; By: /s/ John C. Rudolf, as President
2015-07-02
Glacier Peak Capital LLC; By: /s/ John C. Rudolf, as President
2015-07-02