-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MWWDFe0EvjTLcKTK9xtzcdKPTPF7EhRUFR+EUGdgZNBzqQ+WY/T8M2M6KtBNlhPk LQ0dZ+lSvjyGHXHF0Bv8OA== 0000910680-08-000637.txt : 20080922 0000910680-08-000637.hdr.sgml : 20080922 20080922173200 ACCESSION NUMBER: 0000910680-08-000637 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080114 FILED AS OF DATE: 20080922 DATE AS OF CHANGE: 20080922 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VOLT INFORMATION SCIENCES, INC. CENTRAL INDEX KEY: 0000103872 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HELP SUPPLY SERVICES [7363] IRS NUMBER: 135658129 STATE OF INCORPORATION: NY FISCAL YEAR END: 1028 BUSINESS ADDRESS: STREET 1: 560 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-2928 BUSINESS PHONE: 2127042400 MAIL ADDRESS: STREET 1: 560 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-2928 FORMER COMPANY: FORMER CONFORMED NAME: VOLT INFORMATION SCIENCES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: VOLT TECHNICAL CORP DATE OF NAME CHANGE: 19680913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOODMAN BRUCE G CENTRAL INDEX KEY: 0001229203 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-09232 FILM NUMBER: 081083126 MAIL ADDRESS: STREET 1: HINKLEY ALLEN & SNYDER LLP STREET 2: 28 STAT STREET CITY: BOSTON STATE: MA ZIP: 02109 4/A 1 f4a_bgoodman011408ex.xml BRUCE GOODMAN X0303 4/A 2008-01-14 2006-06-19 0 0000103872 VOLT INFORMATION SCIENCES, INC. VOL 0001229203 GOODMAN BRUCE G SHEPHERD KAPLAN LLC 125 SUMMER STREET BOSTON MA 02110 1 0 0 0 Common Stock, $0.10 par value 19244 D Common Stock, $0.10 par value 2008-02-01 4 J 0 28488 0 D 0 I By Spouse as Custodian Common Stock, $0.10 par value 2008-02-01 4 J 0 28488 0 A 31154 I As Co-Trustee Common Stock, $0.10 par value 2008-01-14 4 J 0 1207866 0 D 1247532 I By Spouse as Co-Executrix Common Stock, $0.10 par value 2008-01-14 4 J 0 600000 0 A 795794 I By Spouse Common Stock, $0.10 par value 492997 I By Spouse as Co-Trustee Common Stock, $0.10 par value 492997 I By Spouse as Co-Trustee Common Stock, $0.10 par value 1500 I As Trustee Common Stock, $0.10 par value 5749 I By Spouse as director Includes 500 restricted shares as to which the restrictions generally lapse one-third each year. This Form 4 reports certain changes in the indirect ownership of shares of the issuer by the reporting person, including certain corrections to prior filings by the reporting person, beginning with the reporting person's Form 4 filed June 19, 2006; these corrections are detailed in footnotes (7) and (8) below. Because this Form 4 makes these corrections to prior filings on a cumulative, net basis, this Form 4 may be considered as an amendment of such prior Forms 4 filed by the reporting person. Represents shares previously owned by the reporting person's spouse under the Massachusetts Uniform Transfers to Minors Act for the benefit of her children, which were transferred into trusts for the benefit for her children in two separate transactions on February 1, 2008 and February 5, 2008. The filing of this statement shall not be construed as an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of these securities. Held by the reporting person as co-trustee of trusts for the benefit of his children. Linda Shaw, the reporting person's spouse, and Deborah Shaw, the reporting person's sister-in-law, are also co-trustees of these trusts. As described in footnote (7), an aggregate of 200,000 shares were disposed of on January 14, 2008 and an aggregate of 1,000,000 shares were disposed of on July 15, 2008. The 7,866 shares are deemed disposed of as a result of certain corrections as described in footnote (8). Represents aggregate reductions in the amount held by Linda Shaw, the reporting person's spouse, as co-executrix of the Estate of William Shaw. The reductions consist of (i) distributions of 100,000 shares to each of Linda Shaw and Deborah Shaw, Linda Shaw's sister, on January 14, 2008, (ii) distributions of 500,000 shares to each of Linda Shaw and Deborah Shaw on July 15, 2008, and (iii) 7,866 shares which is a deemed net disposition attributable to the interests of Linda Shaw and Deborah Shaw in the Estate of William Shaw described in footnote (8). The deemed disposition of 7,866 shares referred to in footnote (7) consists of: (i) a decrease of 7,993 shares due to (A) 2,244 shares that were sold by the Estate of William Shaw and incorrectly omitted from the shares reported as sold by the Estate on the reporting person's October 20, 2006 Form 4 and (B) 5,749 shares that are owned by a foundation of which the reporting person's spouse is a director, which shares were incorrectly reported on the reporting person's June 19, 2006 Form 4 (and subsequent Form 4s) as included within the Estate of William Shaw; offset in part by (ii) an increase of 127 shares attributable to certain rounding errors and to previous automatic purchases for the benefit of William Shaw's Employee Stock Option Plan account in the Volt Information Sciences, Inc. Savings Plan, which shares are owned by the Estate of William Shaw. Held by the reporting person's spouse as co-executrix of the Estate of William Shaw; of such shares, 623,766 shares are ultimately to be distributed to the reporting person's spouse or to members of the spouse's family. Consists of 600,000 shares distributed from the Estate of William Shaw to the reporting person's spouse, of which 100,000 shares were distributed on January 14, 2008 and 500,000 shares were distributed on July 15, 2008. Held by the reporting person's spouse as co-trustee of a trust for her benefit. Held by the reporting person's spouse as co-trustee of a trust for the benefit of her sister. She and her sister are both daughters of William Shaw. Held by the reporting person as trustee of an irrevocable trust for the benefit of his children. Held by the reporting person's spouse as a director of the William and Jacqueline Shaw Family Foundation, Inc. /s/ Bruce Goodman 2008-09-22 -----END PRIVACY-ENHANCED MESSAGE-----