FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
VOLT INFORMATION SCIENCES, INC. [ VOL ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 06/11/2007 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) 06/13/2007 |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common stock, $0.10 par value | 771,259 | D | ||||||||
Common stock, $0.10 par value | 147,250 | I | As Co-Trustee(1) | |||||||
Common stock, $0.10 par value | 06/11/2007 | 06/11/2007 | G(2) | 37,147(2) | A | $0 | 184,397(2) | I | As Co-Trustee(3)(4) | |
Common stock, $0.10 par value | 147,252 | I | As Co-Trustee(3)(4) | |||||||
Common stock, $0.10 par value | 13,947 | I | As Trustee(3)(5) | |||||||
Common stock, $0.10 par value | 131.168 | I | By ESOP(6) | |||||||
Common stock, $0.10 par value | 9,150.728 | I | By 401(k)(7) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $7.1133 | 03/10/2004(8) | 03/10/2013 | Common Stock, $.10 par value | 6,000 | 6,000 | D | ||||||||
Employee Stock Option (Right to Buy) | $14.875 | 11/29/2000(9) | 11/29/2009 | Common Stock, $.10 par value | 9,750 | 9,750 | D | ||||||||
Employee Stock Option (Right to Buy) | $12.5417 | 11/30/2001(9) | 11/30/2010 | Common Stock, $.10 par value | 15,000 | 15,000 | D |
Explanation of Responses: |
1. Held as co-trustee of a trust of which the reporting person is a beneficiary. |
2. The number of shares acquired and the transaction code were incorrectly reported on the reporting person's June 13, 2007 Form 4 filing. |
3. The filing of this statement shall not be construed as an admission that the reporting person is, for the purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of these securities. |
4. Held as co-trustee of a trust for the benefit of a sibling of the reporting person. |
5. Held as trustee of trusts for the benefit of two nephews of the reporting person. |
6. Held in the reporting person's Employee Stock Ownership Plan account in the Company Savings Plan as of June 12, 2007, the latest date as of which information is available. |
7. Held in the reporting person's Stock Fund under the reporting person's 401(k) Plan account in the Company Savings Plan as of June 12, 2007, the latest date as of which information is available. |
8. These options are exercisable with respect to 4,000 shares; the options will become fully exercisable with respect to all 6,000 shares in March 2008. |
9. Each option is currently exercisable in full. |
/s/ Steven A. Shaw | 04/03/2008 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |