-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NCherG2FJ4EUQa/R21FApDDNeS5MaByJxG94wimv/Li3l3zUjNtpBfxThOnk99RV QsiXBJU7lj03yFplk6VaDA== 0000910680-08-000124.txt : 20080214 0000910680-08-000124.hdr.sgml : 20080214 20080214194922 ACCESSION NUMBER: 0000910680-08-000124 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050331 FILED AS OF DATE: 20080214 DATE AS OF CHANGE: 20080214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHAW JEROME CENTRAL INDEX KEY: 0001007671 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-09232 FILM NUMBER: 08620500 BUSINESS ADDRESS: STREET 1: C/O VOLT INFORMATION SCIENCES INC STREET 2: 1221 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020-1579 BUSINESS PHONE: 2127042435 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VOLT INFORMATION SCIENCES, INC. CENTRAL INDEX KEY: 0000103872 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HELP SUPPLY SERVICES [7363] IRS NUMBER: 135658129 STATE OF INCORPORATION: NY FISCAL YEAR END: 1028 BUSINESS ADDRESS: STREET 1: 560 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-2928 BUSINESS PHONE: 2127042400 MAIL ADDRESS: STREET 1: 560 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-2928 FORMER COMPANY: FORMER CONFORMED NAME: VOLT INFORMATION SCIENCES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: VOLT TECHNICAL CORP DATE OF NAME CHANGE: 19680913 4/A 1 f4ajshaw061307_ex.xml X0202 4/A 2005-03-31 2007-06-13 0 0000103872 VOLT INFORMATION SCIENCES, INC. VOL 0001007671 SHAW JEROME C/O VOLT INFORMATION SCIENCES, INC. 2401 NORTH GLASSELL STREET ORANGE CA 92865 0 1 1 0 EXECUTIVE V.P. AND SECRETARY Common Stock, $.10 par value 2005-06-30 4 J 0 8493 0 A 3558738 D Common Stock, $.10 par value 2006-08-31 4 J 0 52500 0 A 354375 I As Trustee Common Stock, $.10 par value 2005-03-31 4 D 0 147250 0 D 0 I As Trustee Common Stock, $.10 par value 2005-03-31 4 D 0 147250 0 D 0 I As Trustee Common Stock, $.10 par value 2005-03-31 4 D 0 147252 0 D 0 I As Trustee Common Stock, $.10 par value 3576.07 I By ESOP Common Stock, $.10 par value 27672.69 I By 401(k) Plan Common Stock, $.10 par value 14250 I By Family Foundation Common Stock, $.10 par value 985996 I As Trustee Common Stock, $.10 par value 9825 I By Spouse These 8,493 additional shares represent the net result of the following three transactions: (i) an increase due to the return to a revocable trust for the reporting person of 60,531 shares; such shares had been part of a previous distribution from a grantor trust of the reporting person to a trust for the benefit of Michael Shaw, a son of the reporting person, of which the reporting person is not a trustee (the "Michael Trust"); it was subsequently determined that the original distribution to the Michael Trust included a greater number of shares than was necessary, and therefore the 60,531 shares were returned in December 2007; (ii) an increase attributable to 462 shares represented by two stock certificates that inadvertently had been unaccounted for by the reporting person; and (Continued from Footnote 1) (iii) a reduction due to a transfer of 52,500 shares to the Rachel Trust referred to in footnote (3) below; such shares had previously been deposited in an account for a grantor trust of the reporting person, but because the shares were property of the Rachel Trust, such shares were delivered to the Rachel Trust in December 2007. In addition, the total reported in column 5 includes shares held in four grantor trusts and shares held in a revocable trust, as further detailed in footnote (2) below; such amounts are the result of several transactions between the grantor trusts and the revocable trust which were not required to be reported on this form. Includes 5,946 shares owned directly; 3,538,642 shares owned by the reporting person as trustee under four trusts for the reporting person benefit; and 14,150 shares held by reporting person and his wife as trustees of a revocable trust for their benefit, as to which they have shared voting and investment power for which the reporting person may demand that the shares be transferred to him at any time. Consists of shares which belonged to a trust for the benefit of the reporting person's daughter Rachel Shaw (the "Rachel Trust"); such shares had previously been deposited in an account for a grantor trust of the reporting person, and were delivered to the Rachel Trust in December 2007. The filing of this statement shall not be construed as an admission that the reporting person is, for the purpose of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of these securities. Shares owned of record by the reporting person and his wife as trustees of the Rachel Trust. Pursuant to terms of the trust from which these shares were held, the reporting person was automatically removed as trustee upon expiration of the "trust term." As a result, these shares are no longer reportable by the reporting person. Shares held for the reporting person's benefit under the Company's Employee Stock Ownership Plan ("the "ESOP") as at December 31, 2007, which ESOP was merged into the Company's 401(k) Savings Plan (as merged, the "Plan") as of January 1, 2000. Separate accounts are maintained for the shares held under the ESOP and Savings Plan feature of the Plan. Shares held for the reporting person under the Savings Plan feature of the Plan. Shares held by a family foundation of which the reporting person is a director. Shares held by reporting person, Linda Shaw, Deborah Shaw Sevy and Lloyd Frank as trustees of trusts for the benefit of the children of William Shaw, the grantor of such trusts. Shares held by reporting person's wife. /s/ Jerome Shaw 2008-02-14 -----END PRIVACY-ENHANCED MESSAGE-----