-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LdlS4YS9cRZPKzi5/YRStTDqFHPJMS0N/OE/HYWqFAgS4TwO7/VdWIj5g5D6y6cy oeMcRSTp/e4QWskS8mJ+Hg== 0000910680-97-000069.txt : 19970222 0000910680-97-000069.hdr.sgml : 19970222 ACCESSION NUMBER: 0000910680-97-000069 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VOLT INFORMATION SCIENCES INC CENTRAL INDEX KEY: 0000103872 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HELP SUPPLY SERVICES [7363] IRS NUMBER: 135658129 STATE OF INCORPORATION: NY FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-02933 FILM NUMBER: 97532820 BUSINESS ADDRESS: STREET 1: 1221 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2127042400 MAIL ADDRESS: STREET 1: 1133 6TH AVENUE STREET 2: 24H FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: VOLT TECHNICAL CORP DATE OF NAME CHANGE: 19680913 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SHAW JEROME CENTRAL INDEX KEY: 0001007671 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O VOLT INFORMATION SCIENCES INC STREET 2: 1221 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020-1579 BUSINESS PHONE: 2127042435 SC 13G/A 1 JEROME SHAW SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11 )* Volt Information Sciences, Inc. ------------------------------------------------------------------ (Name of Issuer) Common Stock, $.10 par value ------------------------------------------------------------------ (Title of Class of Securities) 928703 10 7 ------------------------------ (CUSIP Number) Check the following box if a fee is being paid with the statement [_]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 13G - --------------------- ----------------- CUSIP No. 928703 10 7 Page 2 of 4 Pages - --------------------- ----------------- ================================================================================ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Jerome Shaw - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 128,381 -------------------------------------------------- NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY 2,030,252 OWNED BY EACH -------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 128,381 -------------------------------------------------- 8 SHARED DISPOSITIVE POWER 2,030,252 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,158,384 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [X] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 22.0 % - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 13G - --------------------- ----------------- CUSIP No. 928703 10 7 Page 3 of 4 Pages - --------------------- ----------------- Jerome Shaw Amendment No. 11 to Schedule 13G Except as it Item 4, no change has occurred with respect to the answer to any item of this schedule from the information last reported in response to such item. Item 4. Ownership: The following information is at December 31, 1996: (a) Amount Beneficially Owned: 2,158,384 shares. Pursuant to the rules of the Securities and Exchange Commission respecting beneficial ownership, includes 100,000 shares which were not actually outstanding but which were issuable upon exercise of options held by the undersigned, each of which are presently exercisable in full. Such shares are considered outstanding for the purpose of computing the "Percent of Class" below. Also includes (i) 3,078 shares held for the undersigned's benefit under the Company's Employee Stock Ownership Plan as at May 31, 1996 (the latest date as of which information concerning plan allocations is available), (ii) 20,254 shares held for the undersigned under the Company's 401(k) Savings Plan, (iii) 1,872,752 shares owned of record by the undersigned and his wife as trustees of a revocable trust for their benefit, as to which they have shared voting and investment power (pursuant to the terms of which the undersigned may demand that these shares be transferred back to him at any time) and (iv) 157,500 shares owned of record by the undersigned and his wife as trustees for one of his children (as to which the undersigned and his wife may be deemed to have shared voting and investment power; the reporting of these shares is not an admission of beneficial ownership of such 157,500 shares). Excludes 4,500 shares of Common Stock beneficially owned by the undersigned's wife, as to which shares the undersigned disclaims beneficial ownership. (b) Percent of Class: 22.0% (c) Number of shares as to which such person has: (i) sole power to vote or direct the vote - 128,381 shares. (ii) shared power to vote or direct the vote - 2,030,252 shares. (iii) sole power to dispose or direct the disposition of - 128,381 shares. (iv) shared power to dispose or to direct the disposition of - 2,030,252 shares. 13G - --------------------- ----------------- CUSIP No. 928703 10 7 Page 4 of 4 Pages - --------------------- ----------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 12, 1997 /s/ Jerome Shaw ------------------------ Jerome Shaw -----END PRIVACY-ENHANCED MESSAGE-----