0001209191-15-047869.txt : 20150529 0001209191-15-047869.hdr.sgml : 20150529 20150529140746 ACCESSION NUMBER: 0001209191-15-047869 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150527 FILED AS OF DATE: 20150529 DATE AS OF CHANGE: 20150529 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BioRestorative Therapies, Inc. CENTRAL INDEX KEY: 0001505497 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 911835664 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 40 MARCUS DRIVE CITY: MELVILLE STATE: NY ZIP: 11747 BUSINESS PHONE: (631) 760-8100 MAIL ADDRESS: STREET 1: 40 MARCUS DRIVE CITY: MELVILLE STATE: NY ZIP: 11747 FORMER COMPANY: FORMER CONFORMED NAME: Stem Cell Assurance, Inc. DATE OF NAME CHANGE: 20101110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WESTBURY BERMUDA LTD CENTRAL INDEX KEY: 0001038667 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54402 FILM NUMBER: 15898713 BUSINESS ADDRESS: STREET 1: 11 VICTORIA ST STREET 2: PO BOX HM 1065 VICTORIA HALL CITY: HAMILTON BERMUDA STATE: D0 ZIP: 00000 BUSINESS PHONE: 4412929480 MAIL ADDRESS: STREET 1: 11 VICTORIA ST STREET 2: PO BOX HM 1065 VICTORIA HALL CITY: FORT LAUDERDALE STATE: D0 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Westbury Trust CENTRAL INDEX KEY: 0001292286 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54402 FILM NUMBER: 15898714 BUSINESS ADDRESS: STREET 1: VICTORIA HALL STREET 2: 11 VICTORIA STREET, P.O. BOX HM 1065 CITY: HAMILTON STATE: D0 ZIP: 00000 BUSINESS PHONE: 441-292-9480 MAIL ADDRESS: STREET 1: VICTORIA HALL STREET 2: 11 VICTORIA STREET, P.O. BOX HM 1065 CITY: HAMILTON STATE: D0 ZIP: 00000 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-05-27 0 0001505497 BioRestorative Therapies, Inc. BRTX 0001292286 Westbury Trust 11 VICTORIA STREET, P.O. BOX HM 1065 HAMILTON D0 HMEX BERMUDA 0 0 1 0 0001038667 WESTBURY BERMUDA LTD 11 VICTORIA STREET, P.O. BOX HM 1065 HAMILTON D0 HMEX BERMUDA 0 0 1 0 Common Stock 2015-05-27 4 P 0 14934578 A 19049578 I See footnote Common Stock Warrants (right to buy) 0.75 2015-05-27 4 P 0 3733645 A 2020-05-21 Common Stock 3733645 3733645 I See footnote Common Stock Warrants (right to buy) 0.75 2015-05-27 4 J 0 800000 D 2015-12-31 Common Stock 800000 0 I See footnote Common Stock Warrants (right to buy) 0.75 2015-05-27 4 J 0 800000 A 2017-12-31 Common Stock 800000 800000 I See footnote On May 27, 2015, Westbury (Bermuda) Ltd. ("Westbury") agreed to exchange (the "Exchange") certain notes issued by one of the wholly-owned subsidiaries of BioRestorative Therapies, Inc. (the "Issuer") and certain interest due on such notes for shares of common stock of the Issuer and warrants to purchase shares of common stock of the Issuer. Pursuant to the Exchange, Westbury received 14,934,578 shares of Issuer common stock and warrants to purchase 3,733,645 shares of Issuer common stock exercisable at $.75 per share in exchange for notes with an outstanding principal amount of $4,410,937.50 and interest due on such notes of $69,436. In addition, pursuant to the Exchange, the expiration date of warrants to purchase 800,000 shares of Issuer common stock held by Westbury was extended from December 31, 2015 to December 31, 2017. These securities are directly owned by Westbury, which is 100% owned by Westbury Trust. Westbury Trust is an indirect beneficial owner of the reported securities. The warrants were exercisable immediately upon issuance. WESTBURY TRUST, Name: /s/ Jim Watt, Title: Trustee 2015-05-29 WESTBURY (BERMUDA) LTD., Name: /s/ Jim Watt, Title: President 2015-05-29 EX-99 2 attachment1.htm EX-99 DOCUMENT
                                                                     Exhibit 99

                         Form 4 Joint Filer Information

Name:                                Westbury (Bermuda) Ltd.

Address:                             11 Victoria Street,
                                     P.O. Box HM 1065
                                     Hamilton, HMEX Bermuda

Date of Event Requiring Statement:   05/27/2015