0001209191-15-047869.txt : 20150529
0001209191-15-047869.hdr.sgml : 20150529
20150529140746
ACCESSION NUMBER: 0001209191-15-047869
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150527
FILED AS OF DATE: 20150529
DATE AS OF CHANGE: 20150529
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BioRestorative Therapies, Inc.
CENTRAL INDEX KEY: 0001505497
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090]
IRS NUMBER: 911835664
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 40 MARCUS DRIVE
CITY: MELVILLE
STATE: NY
ZIP: 11747
BUSINESS PHONE: (631) 760-8100
MAIL ADDRESS:
STREET 1: 40 MARCUS DRIVE
CITY: MELVILLE
STATE: NY
ZIP: 11747
FORMER COMPANY:
FORMER CONFORMED NAME: Stem Cell Assurance, Inc.
DATE OF NAME CHANGE: 20101110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WESTBURY BERMUDA LTD
CENTRAL INDEX KEY: 0001038667
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54402
FILM NUMBER: 15898713
BUSINESS ADDRESS:
STREET 1: 11 VICTORIA ST
STREET 2: PO BOX HM 1065 VICTORIA HALL
CITY: HAMILTON BERMUDA
STATE: D0
ZIP: 00000
BUSINESS PHONE: 4412929480
MAIL ADDRESS:
STREET 1: 11 VICTORIA ST
STREET 2: PO BOX HM 1065 VICTORIA HALL
CITY: FORT LAUDERDALE
STATE: D0
ZIP: 00000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Westbury Trust
CENTRAL INDEX KEY: 0001292286
STATE OF INCORPORATION: D0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54402
FILM NUMBER: 15898714
BUSINESS ADDRESS:
STREET 1: VICTORIA HALL
STREET 2: 11 VICTORIA STREET, P.O. BOX HM 1065
CITY: HAMILTON
STATE: D0
ZIP: 00000
BUSINESS PHONE: 441-292-9480
MAIL ADDRESS:
STREET 1: VICTORIA HALL
STREET 2: 11 VICTORIA STREET, P.O. BOX HM 1065
CITY: HAMILTON
STATE: D0
ZIP: 00000
4
1
doc4.xml
FORM 4 SUBMISSION
X030642015-05-2700001505497BioRestorative Therapies, Inc.BRTX0001292286Westbury Trust11 VICTORIA STREET, P.O. BOX HM 1065HAMILTOND0HMEXBERMUDA00100001038667WESTBURY BERMUDA LTD11 VICTORIA STREET, P.O. BOX HM 1065HAMILTOND0HMEXBERMUDA0010Common Stock2015-05-274P014934578A19049578ISee footnoteCommon Stock Warrants (right to buy)0.752015-05-274P03733645A2020-05-21Common Stock37336453733645ISee footnoteCommon Stock Warrants (right to buy)0.752015-05-274J0800000D2015-12-31Common Stock8000000ISee footnoteCommon Stock Warrants (right to buy)0.752015-05-274J0800000A2017-12-31Common Stock800000800000ISee footnoteOn May 27, 2015, Westbury (Bermuda) Ltd. ("Westbury") agreed to exchange (the "Exchange") certain notes issued by one of the wholly-owned subsidiaries of BioRestorative Therapies, Inc. (the "Issuer") and certain interest due on such notes for shares of common stock of the Issuer and warrants to purchase shares of common stock of the Issuer. Pursuant to the Exchange, Westbury received 14,934,578 shares of Issuer common stock and warrants to purchase 3,733,645 shares of Issuer common stock exercisable at $.75 per share in exchange for notes with an outstanding principal amount of $4,410,937.50 and interest due on such notes of $69,436. In addition, pursuant to the Exchange, the expiration date of warrants to purchase 800,000 shares of Issuer common stock held by Westbury was extended from December 31, 2015 to December 31, 2017.These securities are directly owned by Westbury, which is 100% owned by Westbury Trust. Westbury Trust is an indirect beneficial owner of the reported securities.The warrants were exercisable immediately upon issuance.WESTBURY TRUST, Name: /s/ Jim Watt, Title: Trustee2015-05-29WESTBURY (BERMUDA) LTD., Name: /s/ Jim Watt, Title: President2015-05-29EX-99
2
attachment1.htm
EX-99 DOCUMENT
Exhibit 99
Form 4 Joint Filer Information
Name: Westbury (Bermuda) Ltd.
Address: 11 Victoria Street,
P.O. Box HM 1065
Hamilton, HMEX Bermuda
Date of Event Requiring Statement: 05/27/2015